Disciplined List
Slobogian, Brian
-
Date of Order or Settlement:
2000-02-16
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent investor relations ban
Supporting Documents:
- Court of Appeal Decision - March 16, 2001
- Decision on Costs - August 9, 2000 News Release - February 17, 2000
- Decision/Order - February 16, 2000 News Release - November 29, 1999
- Decision - Findings - November 26, 1999
- Application Decision - December 3, 1998
- Notice of Hearing - September 17, 1998 News Release - November 28, 1997
- News Release - October 3, 1997
Violation:
- Unregistered trading
- Unregistered distribution
- Misrepresentation
- Fraud
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$300,000 plus $279,366.91 in costs