Name Tsang, Clive Chow Kai
Date of Order or Settlement August 23, 2005
Banned Until August 23, 2010

5-year trading ban with conditions

5-year director/officer ban with conditions

A reprimand

An order to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines

An undertaking to not become or act as a designated compliance officer for 5 years

An undertaking to not seek registration under the Securities Act for 5 years


Unregistered activity

Failure to ensure compliance with the Securities Act and regulations

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window

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