DISCIPLINED PERSONS LIST

Name Leong, Terry
Date of Order or Settlement June 25, 2008
Banned Until November 16, 2016
Sanction

9-year ban from purchasing and trading in securities or exchange contracts with conditions (BCSC)

Payment Agreed / Ordered $35,000 plus $15,000 in costs (ASC)
Violation

Illegal distribution (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents

News Release

Reciprocal Order New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.