11-102CP Passport System [CP - Rescinded](2)

11-102CP Passport System [CP - Rescinded]
Published December 30, 2010
Effective January 1, 2011
Rescinded/Lapsed April 20, 2012
View PDF of 11-102CP Passport System [CP]  PDF 

Concurrently Published

PART 1 GENERAL

1.1 Definitions
1.2 Additional definitions
1.3 Purpose
1.4 Language of documents – Québec

PART 2 CONTINUOUS DISCLOSURE  (Repealed)
PART 3 PROSPECTUS

3.1 Principal regulator for prospectus
3.2 Discretionary change in principal regulator for prospectus
3.3 Deemed issuance of receipt
3.4 Exemption from non-harmonized prospectus provisions  (Repealed)
3.5 Transition for section 3.3

PART 4 DISCRETIONARY EXEMPTIONS

4.1  Application
4.2 Principal regulator for discretionary exemption applications
4.3 Discretionary change of principal regulator for discretionary exemption applications
4.4 Passport application of discretionary exemptions
4.5 Availability of passport for discretionary exemptions applied for before March 17, 2008

PART 4A REGISTRATION

4A.1  Application
4A.2  Registration by SRO
4A.3  Principal regulator for registration
4A.4  Discretionary change of principal regulator for registration
4A.5  Registration
4A.6  Terms and conditions of registration
4A.7  Suspension
4A.8  Termination
4A.9  Surrender
4A.10 Transition – terms and conditions in non-principal jurisdiction
4A.11 Transition – notice of principal regulator for foreign firm

PART 5 EFFECTIVE DATE

5.1 Effective date

Appendix A

CD requirements under MI 11-101