Form 70 - Statement and undertaking [F - Rescinded]
| Published Date: | 1997-06-27 |
|---|---|
| Effective Date: | 1997-06-25 |
| Rescinded Date: | 2001-03-28 |
This is the form required under section 77(4) of the Securities Rules.
FORM 70
Securities Act
Statement and Undertaking
INSTRUCTIONS
Registered dealers, underwriters and advisers that do not engage in certain activities described in the conflicts of interest provisions of Division 11 of Part 5 of the Securities Rules, may file a statement and undertaking with the Commission instead of a Conflict of Interest Rules Statement, otherwise required by section 77 (1) of the Securities Rules (see Form 69). The activities relate to underwriting, trading, advising, excercising discretion and making recommendations relating to securities of certain issuers.
TO: British Columbia Securities Commission
STATEMENT
The undersigned hereby confirms and represents that it does not engage in any activities as an adviser, dealer or underwriter (as those terms are defined in the Securities Act, R.S.B.C. 1996, c. 418) in respect of a security in any of the circumstances set out in sections 78, 79, 81, 82 or 83 of the British Columbia Securities Rules,R.B.C. Reg. 194/97.
UNDERTAKING
The undersigned hereby undertakes and agrees that it will not engage in any of the activities referred to in the paragraph above, except in compliance with the provisions of Division 11 of Part 4 of the British Columbia Securities Rules, B.C. Reg. 479/95.
Dated at _________________ this ____________ day of ___________________, ______.
________________________
(Signature of Deponent)