21-101F2 - Initial Operation Report Alternative Trading System [F Proposed - Lapsed]
| Published Date: | 2006-08-11 |
|---|---|
| Document(s): |
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Concurrently Published:
Amendments to
Form 21-101 F2 - Initial Operation Report Alternative Trading System
PART 1 AMENDMENTS
(1) This amends Form 21-101F2 Initial Operation Report Alternative Trading System.
(2) Exhibit G is amended by adding the following at the end of item 5:
Where applicable, the description should include, at a minimum: the parties involved in settling the trades; the trades being settled; and the procedures to manage counterparty and settlement risk.