45-102 - Resale of Securities [NI - Rescinded]
Published Date: | 2009-09-25 |
---|---|
Effective Date: | 2009-09-28 |
Rescinded Date: | 2015-05-05 |
Document(s): |
|
Concurrently Published:
- 45-102CP - Resale of Securities [CP - Rescinded]
- 45-102F1 - Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities [F - Rescinded]
- BCN 2009/14 - Adoption of NI 45-106 Prospectus and Registration Exemptions, NI 45-102 Resale of Securities, Related Documents and Consequential Amendments [BCN]
Table of Contents
PART 1 DEFINITIONS
1.1 Definitions
PART 2 FIRST TRADE
2.1 Application
2.2 Removal of Resale Provisions
2.3 Section 2.5 Applies
2.4 Section 2.6 Applies
2.5 Restricted Period
2.6 Seasoning Period
2.7 Exemption for a Trade if the Issuer Becomes a Reporting Issuer after the Distribution Date
2.8 Exemption for a Trade by a Control Person
2.9 Determining Time Periods
2.10 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Prospectus
2.11 Exemption for a Trade in a Security Acquired in a Take-over Bid or Issuer Bid
2.12 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Securities Exchange Take-over Bid Circular or Issuer Bid Circular
2.13 Trades by Underwriters
2.14 First Trades in Securities of a Non-Reporting Issuer Distributed under a Prospectus Exemption
PART 3 EXEMPTION
3.1 Exemption
PART 4 EFFECTIVE DATE
4.1 Effective Date
APPENDIX A
APPENDIX B
APPENDIX C
APPENDIX D
APPENDIX E
APPENDIX F
FORM 45-102F1