81-106CP - Investment Fund Continuous Disclosure [CP - Rescinded]
Published Date: | 2005-05-25 |
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Effective Date: | 2005-06-01 |
Rescinded Date: | 2008-09-08 |
Document(s): |
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Concurrently Published:
PART 1 PURPOSE AND APPLICATION OF THE COMPANION POLICY
1.1 Purpose
1.2 Application
1.3 Definitions
1.4 Plain Language Principles
1.5 Signature and Certificates
1.6 Filings on SEDAR
1.7 Corporate Law Requirements
PART 2 FINANCIAL STATEMENTS
2.1 Interrelationship of Financial Statements with Canadian GAAP
2.2 Filing Deadline for Annual Financial Statements and Auditor's Report
2.3 Timing and Content of Interim Financial Statements
2.4 Length of Financial Year
2.5 Contents of Statement of Operations
2.6 Disclosure of Soft Dollars
2.7 Accounting for Securities Lending Transactions
2.8 Change in Year End
2.9 Change in Legal Structure
2.10 Mutual Funds that are Non-Reporting Issuers
PART 3 AUDITORS AND THEIR REPORTS
3.1 Acceptable Auditor
3.2 Reservations in an Auditor's Report
3.3 Auditor's Involvement with Management Reports of Fund Performance
3.4 Auditor Involvement with Interim Financial Statements
PART 4 DELIVERY OF FINANCIAL STATEMENTS AND MANAGEMENT REPORTS OF FUND PERFORMANCE
4.1 Delivery Instructions
4.2 Communication with Beneficial Owners
4.3 Binding
4.4 Electronic Delivery
PART 5 INDEPENDENT VALUATIONS
5.1 Independent Valuations
5.2 Independent Valuators
PART 6 PROXY VOTING DISCLOSURE FOR PORTFOLIO SECURITIES HELD
6.1 Proxy Voting Disclosure
6.2 Proxy Voting Policies and Procedures
PART 7 MATERIAL CHANGE
7.1 Material Changes
7.2 Confidential Material Change Report
PART 8 INFORMATION CIRCULARS
8.1 Sending of Proxies and Information Circulars
PART 9 PUBLICATION OF NET ASSET VALUE PER SECURITY
9.1 Publication of Net Asset Value Per Security
PART 10 CALCULATION OF MANAGEMENT EXPENSE RATIO
10.1 Calculation of Management Expense Ratio
Appendix A Examples of Filing Requirements for Changes in Year End
Appendix B Contact Addresses for Filing of Notices