Weekly Reports
Updates for the week ending May 13, 2011
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Policies and Instruments
- BCN 2011/10 - Publication for Comment - Amendments to TSX Venture Exchange Inc.'s Recognition Order Resulting from Proposed Merger of TMX Group Inc. and LSE Group plc
This notice references the application made by TSX Venture Exchange Inc. to amend its recognition order to reflect changes resulting from the proposed merger of its parent company, TMX Group Inc., and LSE Group plc and asks for public comments in relation to the merger. The comment period expires on June 29, 2011.
- BCN 2011/11 -
Notice and Request for Comment - Proposed Amendments to National
Instrument 31-103 Registration Requirements and Exemptions and Companion
Policy 31-103CP Registration Requirements and Exemptions
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On May 13, 2011, the Canadian Securities Administrators published for comment proposed amendments to National Instrument 31-103 Registration Requirements and Exemptions and its companion policy. The proposed amendments relate to SRO exemptions. The comment period ends on July 18, 2011.
News and Events
- News Release 2011/36 - Former insurance agent and mutual funds salesman banned from B.C. markets for 15 years
- News Release 2011/37 - BCSC concludes review of trading in Taseko Mines Ltd. shares
- News Release 2011/38 - Alberta and B.C. securities regulators seek comment on London Stock Exchange-TMX merger
Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)
- Theodore Nitta and Venturex Global Investment Corporation - Order and Settlement Agreement
- Theodore Nitta and Venturex Global Investment Corporation - Notice of Discontinuance
Cease Trade Orders and Revocations (Failure to File)
- Forum National Investments Ltd. - Revocation Order
- Free Energy International Inc. - Cease Trade Order
- Asantae Holdings International Inc., Aztech Innovations Inc., Cathay Forest Products Corp., Churchill 10 Real Estate Limited Partnership, First Metals Inc., Innovium Media Properties Corp., Intema Solutions Inc., Interactive Capital Partners Corporation, Loma Oil & Gas Ltd., et al - Cease Trade Order
- Balaton Power Inc., Border Management, Inc., Globalink Ltd., Live Current Media Inc., Northstar Electronics Inc., ProtoKinetix Inc., Purio Inc., S2C Global Systems, Inc., Welwind Energy International Corporation - Cease Trade Order
- SonnenEnergy Corp. - Cease Trade Order
- Richland Resources Corp. (formerly Shengrui Resources Co. Ltd.) - Variation of Cease Trade Order
- Chai Cha Na Mining Inc. - Partial Revocation Order
- AM Gold Inc. - Revocation Order
- Wellpoint Systems Inc. - Cease Trade Order
- Asantae Holdings International Inc. - Revocation Order
Exemption Orders
- No new documents