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Weekly Reports

Updates for the week ending October 28, 2011

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Policies and Instruments

  • BCN 2011/28 - Notice of Amendments to Form 51-102F6 Statement of Executive Compensation [BCN]

    This notice announces the adoption, effective October 31, 2011, of amendments to Form 51-102F6 Statement of Executive Compensation, and related consequential amendments. The amended requirements will apply in respect of financial years ending on or after October 31, 2011.
  • MFDA Request for Comment (link no longer operational) - Proposed amendments to MFDA Rule 5.3 (Client Reporting)

    The BCSC is publishing for a 30-day comment proposed amendments to MFDA Rule 5.3 (Client Reporting). Section V of the MFDA's notice sets out the process for submitting comments

News and Events

Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)

Cease Trade Orders and Revocations (Failure to File)

Exemption Orders