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Weekly Reports

Updates for the week ending June 29, 2012

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • BCN 2012/14 - Notice of Adoption of National Instrument 23-103 Electronic Trading

The Commission is publishing advance notice of the proposed adoption of National Instrument 23-103 Electronic Trading, its companion policy, and consequential amendments to Multilateral Instrument 11-102 Passport System. The new rule, policy, and consequential amendments are scheduled to be effective on March 1, 2013.

News and Events

  • News release 2012/55 - BCSC Executive Director’s Bulletin: Securities regulator issues notice of hearing alleging that corporate communications officer made misrepresentations
  • News release 2012/56 - Canadian Securities Regulators establish regulatory framework to manage electronic trading risks

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders