Weekly Reports
Updates for the week ending June 25, 2004
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2004/31 - Publication for Comment of Rules and Instruments to Implement the New Securities Act
- BC Instrument 62-502 - Takeover Bids and Issuers Bids
- BC Instrument 71-502 - Exemptions for Foreign Market Participants
- BC Instrument 81-509 - Mutual Fund Requirements
- BC Instrument 81-510 - Exemption from Periodic Disclosure Requirements for Non-Redeemable Investment Funds
The Commission is publishing for comment the proposed rules and other instruments that are necessary to implement the new legislation. These documents will replace the current Securities Rules, the Registration Transfer Rule, BCI 45-501 Mortgages, BCI 45-502 Cooperative Associations and National Instrument 81-105 Mutual Fund Sales Practices. All comments received by August 23, 2004 will be considered.
BC Notice 2004/32 - Publication for Comment of Forms and Guides Related to the New Securities Act
- 31-901F - Application for Registration as a Dealer or Adviser
- 31-902F - Personal Information Form
- 41-901F - Prospectus / Annual Information Form (and Instructions)
- 44-901F - Notice by Canadian Reporting Issuer to Become a Public Issuer/Mutual Fund
- 45-907F - Offering Memorandum (and Instructions)
- 45-908F - Risk Acknowledgement - Non Public Issuers
- 45-909F - Risk Acknowledgement - Public Issuers
- 45-910F - Report of Exempt Offering
- 45-911F - Report of Section 18(3) Offering by Public Issuer
- 51-905F - Prospectus / Annual Information Form (and Instructions)
- 51-906F - Notice of Change of Status
- 51-907F - Notice of Change in Year-End
- 52-901F - Management's Discussion & Analysis (and Instructions)
- 54-902F - Information Circular (and Instructions)
- 62-502F1 - Takeover Bid Circular
- 62-502F2 - Issuer Bid Circular
- 62-502F3 - Directors' Circular
- 62-502F4 - Director's or Officer's Circular
- 62-502F5 - Notice of Intention to Make an Issuer Bid
- 71-502F1 - Foreign Dealers and Advisers - Risk Warning
- 71-502F2 - Notice by Exempt Foreign Issuer - Offering
- 71-502F3 - Notice by Foreign Issuer - Continuous Disclosure
- 71-502F4 - Notice by Person Making Takeover Bid for Foreign Issuer
- 71-502F5 - Notice by Person Soliciting Proxies from Securityholders of Foreign Issuer
- 71-502F6 - Foreign Mutual Funds - Risk Warning
- 71-502F7 - Notice by Foreign Issuer of Intention to Rely on BC Instrument 71-502
- 71-502F8 - Notice of Change of Status - Foreign Issuers
- 81-509F - Report of Exempt Offering of Pooled Fund(s)
- 81-904F - Notice by Canadian Reporting Issuer to Become a Public Issuer/Mutual Fund
The Commission is publishing for comment proposed Forms that we intend to specify, where the Act or Rules contemplate the use of a Form. We are also publishing for comment two guides, one for issuers and one for dealers and advisers. These are written in plain language and are intended to help market participants to understand and comply with the new legislation. All comments received by August 23, 2004 will be considered.
News & Events
- News Releaes 2004/29 - B.C. man banned from securities market
Decisions, Settlements, Hearings, and Temporary Orders
- Patrick Thomas Stojak - Settlement Agreement
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- Canadian Stevia Corporation, Everest Energy Corporation - Revocation Order under Section 164
- Stratacom Technology Inc. - Revocation Order under Section 164
- Mera Petroleums Inc. - Revocation Order under Section 164
- El Callao Mining Corp., Goldsat Mining Inc. - Revocation Order under Section 164
- Wardley China Investment Trust - Revocation Order under Section 164
- EPICentrix Technologies, Inc. - Revocation Order under Section 171
- Agro Pacific Industries Ltd. - Partial Revocation Order under Section 171
- Emergence Resort Canada Inc. - Revocation Order under Section 164
- Ballad Gold & Silver Ltd. - Revocation Order under Section 164
- Winchester Minerals and Gold Exploration Ltd. - Revocation Order under Section 164
Exemptions and MRRS Orders
- First Associates Investments Inc., et al. - MRRS
- Enbridge Income Fund - MRRS
- Legg Mason Canada Inc. - MRRS
- Banwell Financial Inc. and Mike Banwell - Exemption Order under Section 48
- Canadian Bank Note Company, Limited - MRRS