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Weekly Reports

Updates for the week ending March 28, 2003

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

 

 

  • BC Notice 2003/10 - Proposed Amendments to Securities Rules and other Instruments to Reduce Regulatory Burden

    This Notice announces that, as part of the Deregulation Project’s goal of reducing regulatory burden, the Commission has identified a number of rules and other instruments that can be eliminated now. The Notice also announces that some proposed amendments to the Securities Rules and Registration Transfer Rules are published for comment with the comment period ending May 27, 2003.

  • BC Notice 2003/11   - BC Instrument 57-501 - Partial Variation for Cease Trade Orders of Certain Issuers

    This Notice announces that the Commission is implementing BC Instrument 57-501. This BCI permits a beneficial owner of securities that are subject to certain cease trade orders (made before February 13, 2003) to trade the securities on a market outside of Canada through an investment dealer. The investment dealer must ensure that certain conditions are met. The relief is the same as relief included in certain cease trade orders made after February 13, 2003.

  • CSA Staff Notice 23-301 - Electronic Audit Trails

    This CSA Staff notice announces steps that CSA staff, the IDA and the Bourse de Montreal are taking to determine the implementation plan for the electronic audit trail and transmission requirements under NI 23-101 Trading Rules.
 

 

 

News & Events

 

 

Decisions, Settlements, Hearings, and Temporary Orders

 

 

Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database

Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders