Weekly Reports
Updates for the week ending June 29, 2007
Policies and Instruments
- BC Notice 2007/24 - BCSC Response to Abusive Practices in British Columbia involving US Over-the-Counter Markets
- CSA Staff Notice 58-303 - Corporate Governance Disclosure Compliance Review
News and Events
- Issuers in Default Survey (link no longer operational)
Help the BCSC better understand how information about issuers in default is used by completing this brief online survey (link no longer operational) - Regulator acts against abusive B.C -based activity on U.S over-the-counter markets - In a speech to the Vancouver Board of Trade today, British Columbia Securities Commission Chair, Doug Hyndman, announced a new program that aims to disrupt, stop, and prevent locally-based abusive junior market activity taking place in the U.S. over-the-counter markets.
- News Release 2007/48 - BCSC issues sanctions against men who cost B.C. investors millions
- News Release 2007/49 - BCSC fines and orders Vancouver woman out of exempt product market
Decisions, Settlements, Hearings, and Temporary Orders
- Brian David Anderson - Decision
- Foresight Capital Corporation, Gilbert Kenneth Wong, and Jill Ellen MacGregor Bock aka Jill Ellen MacGregor - Decision
Cease Trade Orders and Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database
- Toba Industries Ltd. - Revocation Order
- Ecstall Mining Corporation - Revocation Order
- CV Technologies Inc. - Revocation Order
- Otter Lake Resources Inc. - Halt Trade Order
- Falcon Ventures Incorporated - Revocation Order
- Solara Technologies Inc. - Cease Trade Order
- David Ingram And Sierra Minerals Inc. - Revocation Order
Exemptions and MRRS Orders
- Interbank FX, LLC - Exemption Order
- Growth Works Capital Ltd. - Exemption Order
- Perimeter Capital Management Inc., et al. - MRRS