Weekly Reports
Updates for the week ending July 27, 2007
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BC Notice 2007/26 - Adoption of National Policy 12-202 - Revocation of a Compliance-related Cease Trade Order
This notice announces the adoption of National Policy 12-202 effective July 27, 2007. In BC, this policy replaces BC Policy 12-603 Reactivation of Dormant Issuers. NP 12-202 provides guidance for issuers subject to a cease trade order, explains the factors the regulators will consider when evaluating an application for a full or partial revocation of a cease trade order, and harmonizes and streamlines review procedures among the CSA.
- CSA Staff Notice 46-304 - Update on Principal Protected Notes
This CSA staff notice announces an update on the CSA's consideration of principal protected notes.
News and Events
- News Release 2007/55 - B.C. broker sanctioned for misconduct
- News Release 2007/56 - Canadian Regulators Adopt a National Policy for Revoking a Cease Trade Order
Decisions, Settlements, Hearings, and Temporary Orders
- Edward Bernard Johnson - Decision
- George Stubos - Order and Settlement Agreement
- International Fiduciary Corp., S.A., Daniel Eric Byer, Malcolm Cameron Boyd Stevenson, and Preston Pinkett II - Temporary Order and Amended Notice of Hearing
Cease Trade Orders and Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database 
- Kerry John Sawchuk - Revocation Order
- American Natural Energy Corporation - Cease Trade Order
- Kak Fung Wong and Arehada Mining Limited (formerly Dragon Capital Corporation) - Revocation Order
- Fall River Resources Ltd. - Revocation Order
- Life Sciences Institute Inc. - Revocation Order
- Vanguard Investments Corp. - Revocation Order
Exemptions and MRRS Orders
No Exemption or MRRS documents this week