Order

Robert Logan Dunn and Mosaic Holdings Inc.

Securities Act, RSBC 1996, c. 418 (the Act)

Background

1. The Executive Director of the British Columbia Securities Commission (the Executive Director) has entered into a settlement agreement with Robert Logan Dunn (Dunn) and Mosaic Holdings Inc. (Mosaic), a copy of which is attached as Schedule A.
   
   Order
   
2. The Executive Director, considering it to be in the public interest to do so, orders (the Order) that:
   
   Dunn
   
   1.   Dunn is prohibited for 5 years:
   
   (a)  under section 161(1)(b)(ii), from trading in or purchasing any securities or exchange contracts, except that he may trade and purchase securities or exchange contracts for his own account through a registered dealer, if he gives the registered dealer a copy of the Order;
   
   (b)  under section 161(1)(d)(ii), from becoming or acting as a director or officer of any reporting issuer or registrant;
   
   (c)  under section 161(1)(d)(iii), from becoming or acting as a registrant or promoter;
   
   (d)  under section 161(1)(d)(iv), from acting in a management or consultative capacity in connection with activities in the securities markets; and
   
   (e)  under section 161(1)(d)(v), from engaging in investor relations activities.
   
   Mosaic
   
   2.   Mosaic is prohibited for 5 years:
   
   (a)  under section 161(1)(b)(ii), from trading in or purchasing any securities or exchange contracts;
   
   (b)  under section 161(1)(d)(iv), from acting in a management or consultative capacity in connection with activities in the securities markets; and
   
   (c)  under section 161(1)(d)(v), from engaging in investor relations activities.
   
   
3. March  11  , 2020
   
   
   Peter Brady
   
   
4. Peter J. Brady
   Executive Director