Decisions

Rod Woodward [Reciprocal Order]

BCSECCOM #:
2011 BCSECCOM 324
Document Type:
Reciprocal Order
Published Date:
2011-07-12
Effective Date:
2011-07-07
Details:

2011 BCSECCOM 324

Click on the Adobe icon to launch the Acrobat Reader

2011 BCSECCOM 324




Reciprocal Order

Rod Woodward

Section 161(1) of the Securities Act, RSBC 1996, c. 418


      Introduction
¶ 1 This is an order under sections 161(1) and 161(6)(a) of the Securities Act,RSBC 1996, c. 418.

      Background
¶ 2 On May 19, 2009, the Provincial Court of British Columbia convicted Rod Woodward of offences arising from transactions, business or courses of conduct related to securities.

      Order
¶ 3 After providing Woodward an opportunity to be heard, and considering staff’s submission, and considering it to be in the public interest, we order:

      1. under section 161(1)(b) of the Act, that Woodward cease trading in, and is prohibited from purchasing securities and exchange contracts permanently;

      2. under section 161(1)(d)(i) and (ii) of the Act, that Woodward resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any issuer, registrant or investment fund manager;

      3. under section 161(1)(d)(iii) of the Act, that Woodward is permanently prohibited from becoming or acting as a registrant, investment fund manager or promoter;

      4. under section 161(1)(d)(iv) of the Act, that Woodward is permanently prohibited from acting in a management or consultative capacity in connection with activities in the securities market; and


      5. under section 161(1(d)(v) of the Act, that Woodward is permanently prohibited from engaging in investor relations activities.

¶ 4 July 7, 2011

¶ 5 For the Commission




Brent W. Aitken
Vice Chair





Don Rowlatt
Commissioner

 

©2024 British Columbia Securities Commission