Decisions
Petar Vucicevich, Steven Sulja, Pranab Shah, Tracey Banumas and Sam Sulja [Reciprocal Order]
BCSECCOM #:
2014 BCSECCOM 32
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Document Type:
Reciprocal Order
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Published Date:
2014-01-30
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Effective Date:
2014-01-22
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Details:
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2014 BCSECCOM 32
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Reciprocal Order
Petar Vucicevich, Steven Sulja, Pranab Shah, Tracey Banumas
and Sam Sulja
Section 161 of the Securities Act, RSBC 1996, c. 418
- Introduction
c. 418.
- Background
- Order
- Vucicevich
1. under section 161(1)(b) of the Act, that Vucicevich cease trading in, and is prohibited from purchasing securities permanently;
2. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Vucicevich permanently;
3. under section 161(1)(d)(i) and (ii) of the Act, that Vucicevich resign any position he holds as, and is permanently prohibited from becoming or acting as, a director or officer of any issuer or registrant;
- Steven Sulja and Sam Sulja
4. under section 161(1)(b) of the Act, that Steven and Sam Sulja cease trading in, and are prohibited from purchasing securities until June 29, 2026;
5. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Steven and Sam Sulja until June 29, 2026;
6. under section 161(1)(d)(i) and (ii) of the Act, that Steven and Sam Sulja resign any position they hold as, and are prohibited from becoming or acting as, a director or officer of any issuer or registrant until June 29, 2026;
- Shah and Banumas
7. under section 161(1)(b) of the Act, that Shah and Banumas cease trading in, and are prohibited from purchasing securities until June 29, 2016;
8. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Shah and Banumas until June 29, 2016; and
9. under section 161(1)(d)(i) and (ii) of the Act, that Shah and Banumas resign any position they hold as, and are prohibited from becoming or acting as, a director or officer of any issuer or registrant until June 29, 2016.
¶ 4 January 22, 2014
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Don Rowlatt
Commissioner