Decisions
Claudio Fernando Maya [Reciprocal Order]
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BCSECCOM #:
2011 BCSECCOM 320
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Document Type:
Reciprocal Order
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Published Date:
2011-07-12
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Effective Date:
2011-07-07
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Details:
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2011 BCSECCOM 320
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2011 BCSECCOM 320
Reciprocal Order
Claudio Fernando Maya
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Claudio Fernando Maya
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
Background
Order
1. under section 161(1)(b) of the Act, that Maya cease trading in, and is prohibited from purchasing, securities and exchange contracts until June 2, 2012;
2. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Maya until June 2, 2012;
3. under section 161(1)(d)(ii) of the Act, that Maya is prohibited until June 2, 2012, from becoming or acting as, a director or officer of any registrant or investment fund manager; and
4. under section 161(1)(d)(iii) of the Act, that Maya is prohibited until June 2, 2012, from becoming or acting as, a registrant, investment fund manager or promoter.
¶ 4 July 7, 2011
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Don Rowlatt
Commissioner