Harris, Robert John

Date of Order or Settlement:
2011-07-07
Banned Until:
Sanction:

    Permanent ban from purchasing and trading in securities or exchange contracts

    Permanent ban from relying on any exemptions set out in the Securities regulations

    Permanent director/officer ban

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

Supporting Documents:
Violation:

    Illegal distributions (ASC)

    Misleading statements (ASC)

    Acting contrary to public interest (ASC)

    Perpetrating a fraud on investors (ASC)

Ruling Body:
BCSC
Sanction Payment Status: