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Investment Caution List

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In a global, information economy, investment solicitations can come from anywhere in the world. The British Columbia Securities Commission takes a proactive approach to help protect BC investors by publishing an Investment Caution List. This list provides investors with the names of:

  • Unregistered foreign brokerage firms that have solicited BC investors to open trading accounts
  • Businesses from other jurisdictions that have solicited BC residents to buy unqualified investments
  • Businesses connected, or purporting to be connected, to BC that have solicited investors in other jurisdictions to purchase unqualified investments

The Investment Caution List does not identify all unregistered activity or unqualified securities being promoted in the province. In compiling the Investment Caution List, the BCSC relies on information it receives from the public or other agencies. Before adding any name to the list, the BCSC assesses the information and confirms that the business or individual is engaging in this type of activity.


Showing 1 - 50 of  167  records as of 2016-10-27 12:00:00 AM

View  Results
Name Date Added to the List 2013-08-06
4XP Investments & Trading 2012-03-15
6149154 Canada Inc. 2011-08-25
A&L Royal Finance Inc. 2015-05-06
Abler Finance 2014-09-26
Accredited International 2013-03-15
AlfaTrade, Nemesis Capital Limited 2016-03-16
Ameron Oil and Gas Ltd. 2010-09-23
Anchor Securities Limited 2011-08-29
Anyoption 2013-07-08
Arial Trading, LLC 2008-11-20
Ava FX 2012-03-15
Ava Trade Ltd. 2016-05-30
Banc de Binary Ltd. 2013-07-29
Beltway M&A 2009-10-06
Best Commodity Options 2012-08-01
Better Returns Investment Group 2013-04-16
Bforex 2013-09-23
BigOption, operated by Wirestech Limited 2016-07-08
Binary Goal 2014-12-11
Binary Uno, operated by DOM Technology Services Ltd. 2016-09-19
Binex Markets, Vision Financial Partners, LLC and Vision Trading Advisors 2016-02-18
Black Gold International, Ltd. 2009-12-17
Bloomfunding 2015-06-22
BluePort Capital Corp. 2011-12-16
Boyd Clark Resource Capital Solutions 2014-09-19
Broker Capital 2015-08-19
Bulls & Bears Traders / Bulls and Bears LLC 2015-07-16
Capital One Forex Limited 2014-11-06
Cedar Finance and T.B.S.F. Best Strategy Finance Limited 2014-02-12
Central Provider Ltd. operating as Central Options 2016-03-24
China International Capital Group 2012-08-21
Citrades 2015-05-27
CNF Candy Corp. 2010-04-30
Complete Options Trading 2011-03-04
Corolla Financial 2013-03-14
Coventry Trading S.A. 2014-12-08
CRH Management Group 2010-10-19
Crown Managers 2016-10-20
CST Financial Services Ltd., operating as Opteck 2016-04-08
CTOption and InfiniCore Ltd. 2016-03-17
Dawson & Fielding Inc. 2010-05-11
Delta Lloyd Investment Fund N.V. 2016-04-04
DGI Market, owned and operated by D.G.I. Market Ltd. 2016-07-15
Douglas Charles 2011-01-21
Duvel Group of Canada 2010-12-01
Eastern Metal Securities 2014-10-01
Eco Money Broker 2015-04-14
Economists & Lawyers 2014-07-29
Ecovexco Investment Group, LLC 2015-02-20

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