Investment Caution List

Sign-up for updates to the Investment Caution List.

In a global, information economy, investment solicitations can come from anywhere in the world. The British Columbia Securities Commission takes a proactive approach to help protect BC investors by publishing an Investment Caution List. This list provides investors with the names of:

  • Unregistered foreign brokerage firms that have solicited BC investors to open trading accounts
  • Businesses from other jurisdictions that have solicited BC residents to buy unqualified investments
  • Businesses connected, or purporting to be connected, to BC that have solicited investors in other jurisdictions to purchase unqualified investments

The Investment Caution List does not identify all unregistered activity or unqualified securities being promoted in the province. In compiling the Investment Caution List, the BCSC relies on information it receives from the public or other agencies. Before adding any name to the list, the BCSC assesses the information and confirms that the business or individual is engaging in this type of activity.

Browse:

Showing 1 - 50 of  115 records as at 2014-09-21 12:00:00 AM

View  Results
Name Date Added to the List
24option.com 2013-08-06
4XP Investments & Trading and Forex Place Ltd. 2012-03-15
6149154 Canada Inc. d.b.a. Forexcanus 2011-08-25
Accredited International / Accredited FX 2013-03-15
Ameron Oil and Gas Ltd. 2010-09-23
Anchor Securities Limited 2011-08-29
Anyoption 2013-07-08
Arial Trading, LLC 2008-11-20
Ava FX, Ava Financial Ltd. and Ava Capital Markets Ltd. 2012-03-15
Banc de Binary Ltd. 2013-07-29
Beltway M&A 2009-10-06
Best Commodity Options 2012-08-01
Better Returns Investment Group 2013-04-16
Bforex 2013-09-23
Black Gold International, Ltd. 2009-12-17
BluePort Capital Corp. 2011-12-16
Boyd Clark Resource Capital Solutions 2014-09-19
Cedar Finance / T.B.S.F. Best Strategy Finance Limited 2014-02-12
China International Capital Group 2012-08-21
CNF Candy Corp. 2010-04-30
Complete Options Trading 2011-03-04
Corolla Financial 2013-03-14
CRH Management Group 2010-10-19
Dawson & Fielding Inc. 2010-05-11
Douglas Charles 2011-01-21
Duvel Group of Canada 2010-12-01
Economists & Lawyers 2014-07-29
EFD Financial Group 2010-07-23
EMT Forex (a.k.a. EMT Trading, European Marketing Team Inc., European Marketing Team S.L. Unipersonal) 2009-08-07
EZTrader / WGM Services Ltd. 2013-10-17
Fanrong Capital 2014-08-19
Featherstone and Bellman Equity Exchange Group 2010-09-27
Felmina Alliance 2013-04-08
Flag Resources (1985) Limited 2012-12-18
Forteco Trading Ltd. 2011-12-06
Fortress Global Markets 2013-08-29
Fortune Investment Group 2011-12-13
FutureBarrel.com 2014-01-16
FXDD Malta Limited 2011-04-29
Genius Funds 2010-03-04
GIFG (Suisse) S.A.; Geneva International Financial Group (GIFG); GIFG (UK) Ltd 2008-11-20
Global Settlements Group 2014-06-04
Golden Futures Trader 2011-05-27
Goldman and Lyle Consulting Group 2012-02-10
Gold-Quest International 2008-11-20
GOptions.com 2013-08-06
Griffin Habitat Investment 2008-11-20
Hartford Capital Management S.A., Heartford Capital Management 2008-11-20
HealthONE Partners LLC 2011-01-26
High Profit Investment Ltd. 2011-07-14


Search the National CTO Database New window for historical cease trade order information