Disciplined List
Marinus, Marguerite Marie France
-
Date of Order or Settlement:
1999-10-26 -
Banned Until:
2002-10-26
Sanction:
- 3-year trading ban
- 3-year director/officer ban
- 3-year investor relations ban
- An agreement not to apply for registration in any capacity under the Securities Act for a period of three years
Supporting Documents:
Violation:
- Unregistered distribution
- Unregsitered trading