Disciplined List
McLean, Robert Douglas
-
Date of Order or Settlement:
2003-05-05 -
Banned Until:
2008-05-05
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- An order to comply with the requirement to pay filing fees for the insider reports that he failed to file within the prescribed period
Supporting Documents:
Violation:
-
Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000 plus $8,634.26 in costs