DISCIPLINED PERSONS LIST

Name Hartvikson, Robert Arthur
Date of Order or Settlement June 1, 2001
Banned Until June 1, 2002
Sanction

1-year trading ban with conditions

1-year director/officer ban with conditions

Payment Agreed / Ordered $100,000 and $42,638 in costs
Violation

Failure to act fairly, honestly and in the best interests of clients

Conflict of interest

Ruling Body BCSC
Supporting Documents

Decision - Costs - July 8, 2004 New window

News Release - June 7, 2001

Decision/Order - June 1, 2001 New window

News Release - October 2, 2000

Decision - Findings - September 29, 2000 New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.