Disciplined List
Hartvikson, Robert Arthur
-
Date of Order or Settlement:
2001-06-01 -
Banned Until:
2002-06-01
Sanction:
- 1-year trading ban with conditions
- 1-year director/officer ban with conditions
Supporting Documents:
Violation:
- Failure to act fairly, honestly and in the best interests of clients
- Conflict of interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$100,000 and $42,638 in costs