DISCIPLINED PERSONS LIST
[Print]
| Name | Hartvikson, Robert Arthur |
|---|---|
| Date of Order or Settlement | June 1, 2001 |
| Banned Until | June 1, 2002 |
| Sanction |
1-year trading ban with conditions 1-year director/officer ban with conditions |
| Payment Agreed / Ordered | $100,000 and $42,638 in costs |
| Violation |
Failure to act fairly, honestly and in the best interests of clients Conflict of interest |
| Ruling Body | BCSC |
| Supporting Documents |
Decision - Costs - July 8, 2004 |
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