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Weekly Reports

Updates for the week ending July 16, 2004

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Policies & Instruments

 

This CSA staff notice discusses the harmonized continuous disclosure review program being adopted at this time by the staff of the following jurisdictions: British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec and Nova Scotia. The program is intended to enhance consistency in the scope and level of reviews carried out by staff across Canada. It is expected that issuers will deal only with staff of a principal regulator, and that staff of the non-principal regulators will rely on the staff of the principal regulator on matters related to continuous disclosure reviews.

News & Events

No new documents for this week.

Decisions, Settlements, Hearings, and Temporary Orders

 

Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database

 

Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders