Weekly Reports
Updates for the week ending May 21, 2010
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- No new documents
News and Events
- News Release 2010/30 - Scholarship plan dealer pays $50,000 for poor compliance practices
- News Release 2010/31 - Investment dealer pays $12,000 for breaching a cease trade order
- News Release 2010/32 - Securities regulators help young Canadians increase financial literacy with the “Financial Fitness Challenge”
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Heritage Education Funds Inc. - Order and Settlement Agreement
- John David Griffiths - Reciprocal Order
- John Illidge - Reciprocal Order
- William Mankofsky - Reciprocal Order
- Patricia McLean - Reciprocal Order
- Randy Reynolds - Reciprocal Order
- James Woodrow Baker - Reciprocal Order
- Everett Conrad - Reciprocal Order
- Graham Millington - Reciprocal Order
- Maureen Murray and Victor Spaetgens - Reciprocal Order
- William Bint - Reciprocal Order
- Rodney Koch - Reciprocal Order
- Shayne Lorne Malsbury - Reciprocal Order
- Arthur Wigmore - Reciprocal Order
- Gordon James Goodbrand - Reciprocal Order
- Rajeev Thakur - Reciprocal Order
- Wytze Kingma - Reciprocal Order
- Northern Securities - Order and Settlement Agreement
- Stephen Brook Toban and Investment Industry Regulatory Organization of Canada - Notice of Abandonment
Cease Trade Orders and Revocations
(Failure to File)
- SeaMiles Limited - Cease Trade Order
- HydraLogic Systems Inc. - Cease Trade Order
- Zaruma Resources Inc. - Cease Trade Order
- American Insulock Inc. - Partial Revocation Order
- TransGlobe Internet and Telecom Co., Ltd. - Revocation Order
- Tom Needham, Malcolm Stevens and Sphere Resources Inc. - Revocation Order
- Century Mining Corporation - Revocation Order
- Raphael Industries Ltd. - Revocation Order
- FEC Resources Inc. - Revocation Order
- Forum National Investments Ltd. - Revocation Order
- Salamon Group, Inc. - Revocation Order
- Conjuchem Biotechnologies Inc. - Revocation Order
- Alternet Systems Inc. - Revocation Order
- Zachary R. George, Sandeep Manak and Huntingdon Real Estate Investment Trust - Cease Trade Order
- Biostem U.S. Corporation - Variation of Cease Trade Order
- En2go International, Inc. - Revocation Order
Exemption Orders
- Quicksilver Resources Inc. - Decision
- Almaden Minerals Ltd. - Decision
- Vault Minerals Inc. - Decision
- Sterling Shoes Income Fund and Sterling Shoes Inc. - Decision