Weekly Reports
Updates for the week ending August 26, 2016
- No new documents
- News release 2016/67 - Canadian Securities Regulators to Measure Impact of Point of Sale Amendments and Phase 2 of the Client Relationship Model
- News release 2016/68 - BCSC panel permanently bans and issues financial sanctions against former registrant for fraud
- News release 2016/69 - Peter Brady appointed Executive Director of the BCSC
- News release 2016/70 - BCSC announces new Director of Enforcement
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
- No new events
Decisions, Settlements, Hearings & Temporary Orders
- Thomas Arthur Williams, Global Wealth Creation Opportunities Inc., Global Wealth Creation Opportunities Inc. (Belize), Global Wealth Financial Inc., Global Wealth Creation Strategies Inc., CDN Global Wealth Creation Club RW-TW, 2002 Concepts Inc., Susan Grace Nemeth, Renee Michelle Penko, Paul Finney, Irene G. Beilstein, Christina Kiemel, Helena Yvonne Becker, Dennis Carl Weigel, Daniel Quoming Sam, Eric Clark, Sharon Downing and Robert Laudy Williams - Decision
- Hecla Mining Company and Dolly Varden Silver Corporation - Order
Cease Trade Orders & Revocations
- Energulf Resources Inc. - Revocation Order
- Mohan Vulimiri, Simon Ma and Nortec Minerals Corp. - Revocation Order
- Sense Technologies Inc. - Revocation Order
- B2Gold Corp. - Decision
- Golden Band Resources Inc. - Order