Securities Law

45-106 Prospectus Exemptions

Document		Published	Effective
45-106	Prospectus Exemptions [NI] PDF Download	2023-09-13	2023-09-13
45-106CP	Prospectus Exemptions [CP] PDF Download	2023-07-25	2023-06-09

Forms

Document		Published	Effective
45-106F1	Report of Exempt Distribution [F] PDF Download	2023-07-25	2023-06-09
45-106F2	Offering Memorandum for Non-Qualifying Issuers [F] PDF Download Word Download	2023-03-08	2023-03-08
45-106F3	Offering Memorandum for Qualifying Issuers [F] PDF Download	2023-07-25	2023-06-09
45-106F4	Risk Acknowledgement [F] PDF Download Word Download	2023-03-08	2023-03-08
45-106F5	Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F] PDF Download Word Download	2009-09-25	2009-09-28
45-106F7	Information Memorandum for Short-term Securitized Products Distributed under Section 2.35.1 [F] PDF Download Word Download	2015-05-05	2015-05-05
45-106F8	Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.1 [F] PDF Download Word Download	2015-05-05	2015-05-05
45-106F9	Form for Individual Accredited Investors [F] PDF Download Word Download	2015-05-05	2015-05-05
45-106F12	Risk Acknowledgement Form for Family, Friend and Business Associate Investors [F] PDF Download Word Download	2016-09-09	2016-05-05
45-106F14	Rights Offering Notice for Reporting Issuers [F] PDF Download	2023-07-25	2023-06-09
45-106F15	Rights Offering Circular for Reporting Issuers [F] PDF Download	2023-07-25	2023-06-09
45-106F16	Notice of Use of Proceeds [F] PDF Download Word Download	2016-09-09	2016-04-30
45-106F17	Notice of Specified Key Events [F] PDF Download Word Download	2016-09-09	2016-04-30
45-106F18	Supplemental Offering Memorandum Disclosure for Syndicated Mortgages [F] PDF Download Word Download	2023-03-08	2023-03-08
45-106F19	Listed Issuer Financing Document [F] PDF Download	2023-07-25	2023-06-09

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Proposed Amendments

Document		Published	Effective
45-106	Prospectus Exemptions [NI Amendment Proposed - Annex C] PDF Download	2024-08-01	---
45-106	Prospectus Exemptions [NI Amendment Proposed] PDF Download	2021-05-20	---
45-106CP	Prospectus Exemptions [CP Amendment Proposed] PDF Download	2021-05-20	---

CSA Related Documents

Document		Published	Effective
45-308	Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions (Revised) [CSA Staff Notice - Rescinded] PDF Download	2016-09-29	2016-09-29
45-309	Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions [Multilateral CSA Staff Notice - Rescinded] PDF Download	2012-04-26	---
45-320	Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution [CSA Staff Notice - Rescinded] PDF Download	2016-07-07	---
45-328	Update on Amendments relating to Syndicated Mortgages: National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations [CSA Staff Notice - Rescinded] PDF Download	2021-02-25	---