Securities Law

45-106 Prospectus Exemptions

Document Published Effective
45-106 Prospectus Exemptions [NI]
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2022-01-07 2022-01-05
45-106CP Prospectus Exemption [CP]
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2021-03-11 2021-03-01

Forms

Document Published Effective
45-106F1 Report of Exempt Distribution [F]
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2018-10-05 2018-10-05
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F]
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2016-09-09 2016-04-30
45-106F3 Offering Memorandum for Qualifying Issuers [F]
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2016-09-09 2016-04-30
45-106F4 Risk Acknowledgement [F]
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2016-09-09 2016-04-30
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F]
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2009-09-25 2009-09-28
45-106F7 Information Memorandum for Short-term Securitized Products Distributed under Section 2.35.1 [F]
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2015-05-05 2015-05-05
45-106F8 Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.1 [F]
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2015-05-05 2015-05-05
45-106F9 Form for Individual Accredited Investors [F]
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2015-05-05 2015-05-05
45-106F12 Risk Acknowledgement Form for Family, Friend and Business Associate Investors [F]
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2016-09-09 2016-05-05
45-106F14 Rights Offering Notice for Reporting Issuers [F]
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2015-12-08 2015-12-08
45-106F15 Rights Offering Circular for Reporting Issuers [F]
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2015-12-08 2015-12-08
45-106F16 Notice of Use of Proceeds [F]
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2016-09-09 2016-04-30
45-106F17 Notice of Specified Key Events [F]
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2016-09-09 2016-04-30
45-106F18 Supplemental Offering Memorandum Disclosure for Syndicated Mortgages [F]
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2021-07-02 2021-07-02
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Proposed Amendments

Document Published Effective
45-106CP Prospectus Exemptions [CP Amendment Proposed]
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2021-07-28 ---
45-106 Prospectus Exemptions [NI Amendment Proposed]
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2021-07-28 ---
45-106 Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption [CSA Notice and Request for Comment]
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2021-07-28 ---
45-106 Prospectus Exemptions [NI Amendment Proposed]
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2021-04-22 ---
45-106CP Prospectus Exemptions [CP Amendment Proposed]
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2020-09-17 ---
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Blackline Amendment Proposed]
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2020-09-17 ---
45-106 CSA Notice and Request for Comment: Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption [CSA Notice]
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2020-09-17 ---
45-106 Prospectus Exemptions [NI Blackline Amendment Proposed]
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2020-09-17 ---
45-106 Prospectus Exemptions [NI Amendment Proposed]
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2020-09-17 ---
45-106CP Prospectus Exemptions [CP Amendment Proposed]
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2019-05-02 ---
45-106 Prospectus Exemptions [NI Amendment Proposed]
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2019-05-02 ---
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CSA Related Documents

Document Published Effective
45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions (Revised) [CSA Staff Notice - Rescinded]
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2016-09-29 2016-09-29
45-309 Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions [Multilateral CSA Staff Notice]
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2012-04-26 ---
45-320 Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution [CSA Staff Notice - Rescinded]
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2016-07-07 ---
45-328 Update on Amendments relating to Syndicated Mortgages: National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations [CSA Staff Notice]
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2021-02-25 ---