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Securities Law

4 - Distribution Requirements

Document
41-101 General Prospectus Requirements
41-201 Income Trusts and other Indirect Offerings
41-305 Share Structure Issues – Initial Public Offerings
41-306 IFRS Transition – Prospectus Issues
41-307 Concerns regarding an issuer's financial condition and the sufficiency of proceeds from a prospectus offering (Revised)
41-930 Coordinated Blanket Order 41-930 Exemptions from Certain Prospectus and Disclosure Requirements Coordinated Blanket Order 45-930 Prospectus Exemption for New Reporting Issuers Coordinated Blanket Order 45-933 Exemption from the Investment Limit under the Offering Memorandum Prospectus Exemption to Exclude Reinvestment Amounts
43-101 Standards of Disclosure for Mineral Projects
43-306 Technical reports filed for prospectus offerings
43-307 Mining Technical Reports - Preliminary Economic Assessments
43-309 Review of Website Investor Presentations by Mining Issuers
43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) (Revised)
43-311 Review of Mineral Resource Estimates in Technical Reports
43-401 Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects
43-501 Exemption from certificate requirement for foreign underwriters
44-101 Short Form Prospectus Distributions
44-102 Shelf Distributions
44-103 Post-Receipt Pricing
44-304 Linked Notes Distributed under Shelf Prospectus System
44-305 2015 Update – Structured Notes Distributed Under the Shelf Prospectus System
44-306 Blanket Orders Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements
44-503 Exemption from Certain Prospectus Requirements for Canadian Well-known Seasoned Issuers
45-102 Resale of Securities
45-106 Prospectus Exemptions
45-110 Start-Up Crowdfunding Registration and Prospectus Exemptions
45-304 Notice of Local Exemptions Related to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (Revised)
45-307 Regulatory Developments Regarding Securitization
45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions (Revised)
45-309 Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus Exemptions
45-310 Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions
45-314 Updated List of Current CSA Exempt Market Initiatives
45-315 Proposed Prospectus Exemption for Certain Distributions through an Investment Dealer
45-318 Prospectus Exemption for Certain Distributions through an Investment Dealer
45-321 Frequently Asked Questions about the Investment Dealer Prospectus Exemption
45-323 Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions (revised)
45-325 Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts
45-326 Update on: Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages
45-329 Guidance for using the start-up crowdfunding registration and prospectus exemptions
45-330 Frequently Asked Questions about the Listed Issuer Financing Exemption (Revised)
45-401 Review of Minimum Amount and Accredited Investor Exemptions
45-501 Mortgages
45-504 Trades to trust companies, insurers and portfolio managers outside British Columbia
45-505 Alternate Reporting Requirements for Exempt Distributions of Securities of Eligible Pooled Funds
45-512 Real Estate Securities
45-514 The Employee Investment Act
45-524 Registration and Prospectus Exemption for Certain Capital Accumulation Plans
45-528 Trades under a realization on collateral given for a debt
45-529 Bonus or Finder’s Fee
45-530 Exemptions for Securities Issued by a Cooperative Association
45-531 Exemptions for shares of a credit union
45-534 Exemption from prospectus requirement for certain trades to existing security holders
45-536 Exemption from prospectus requirement for certain distributions through an investment dealer
45-537 Exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution
45-601 Discretionary Exemptions
45-930 Coordinated Blanket Order 41-930 Exemptions from Certain Prospectus and Disclosure Requirements Coordinated Blanket Order 45-930 Prospectus Exemption for New Reporting Issuers Coordinated Blanket Order 45-933 Exemption from the Investment Limit under the Offering Memorandum Prospectus Exemption to Exclude Reinvestment Amounts
45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption
46-201 Escrow for Initial Public Offerings
46-303 Principal Protected Notes
46-304 Update on Principal Protected Notes
46-305 Canadian Securities Administrators' Notice 46-305 Second Update on Principal Protected Notes
46-306 Third Update on Principal Protected Notes
46-307 Cryptocurrency Offerings
46-308 Securities Law Implications for Offerings of Tokens
46-309 Bail-in Debt
47-201 Trading Securities Using the Internet and Other Electronic Means
47-601 Advertising
47-701 Blanket Permission Under Section 50(1)(d) of the Securities Act
Document
41-101 General Prospectus Requirements
41-201 Income Trusts and Other Indirect Offerings
43-101 Amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects
44-101 Short Form Prospectus Distributions
44-102 Shelf Distributions
44-103 Post-Receipt Pricing
45-102 Resale of Securities
45-103 Capital Raising Exemptions
45-105 Trades to Employees, Senior Officers, Directors, and Consultants
45-106 Prospectus Exemptions
45-110 Funding Portal Information
45-302 Frequently asked questions regarding the resale rules
45-303 Interpretation of the Amalgamation Exemption
45-304 Notice of Local Exemptions Related to National Instrument 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions
45-305 Frequently asked questions regarding National Instrument 45-106 Prospectus and Registration Exemptions
45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions (Revised)
45-309 Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions
45-312 Proposed Prospectus Exemption for Distributions to Existing Security Holders
45-313 Prospectus Exemption for Distributions to Existing Security Holders
45-314 Consolidated List of Current CSA Exempt Market Initiatives
45-316 Start-up Crowdfunding Registration and Prospectus Exemptions
45-319 Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions
45-320 Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution
45-323 Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
45-324 Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
45-330 Frequently Asked Questions about the Listed Issuer Financing Exemption (Revised)
45-501 Mortgages
45-502 Cooperative Associations
45-503 Syndicated Mortgages Transitional Relief
45-504 Trades to Trust Companies, Insurers and Portfolio Managers outside British Columbia
45-505 Alternate reporting requirements for exempt distributions of securities of eligible pooled funds
45-506 In The Matter Of The System For Shorter Hold Periods With An Annual Information Form
45-507 Trades To Employees, Executives and Consultants
45-508 Hold Period for Securities Issued by an Exchange Issuer under Section 74(2)(18) of the Securities Act
45-509 Short form offerings of listed securities and units by qualifying issuers
45-510 Trades in Self-Directed Registered Educational Savings Plans
45-512 Real Estate Securities
45-513 Resale Relief For Eligible Real Estate Securities
45-514 The Employee Investment Act
45-531 Exemptions for shares or deposits of a credit union
45-534 Exemption from Prospectus Requirement for Certain Trades to Existing Security Holders
45-535 Start-up Crowdfunding Registration and Prospectus Exemptions
45-536 Exemption from Prospectus Requirement for Certain Distributions Through an Investment Dealer
45-601 Discretionary Exemptions
45-901 Offering Memorandum for Syndicated Mortgages
45-906 Offering Memorandum - Real Estate Securities
46-201 Escrow for Initial Public Offerings
47-201 Trading Securities Using the Internet and Other Electronic Means
48-501 Distribution Period For Firm Commitment Underwritings