Securities Law

41-101 General Prospectus Requirements

Document		Published	Effective
41-101	General Prospectus Requirements [NI] PDF Download	2023-07-25	2023-06-09
41-101CP	General Prospectus Requirements [CP] PDF Download	2023-07-25	2023-06-09

Forms

Document		Published	Effective
41-101F1	Information Required in a Prospectus [F] PDF Download	2023-07-25	2023-06-09
41-101F2	Information Required in an Investment Fund Prospectus [F] PDF Download	2023-07-25	2023-06-09
41-101F3	Information Required in a Scholarship Plan Prospectus [F] PDF Download	2023-07-25	2023-06-09
41-101F4	Information Required in an ETF Facts Document [F] PDF Download	2022-01-07	2022-01-06
41-101F-Appendix A	Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information (Appendix A) [F] Word Download PDF Download	2013-08-13	2013-08-13
41-101F-Appendix B	Issuer Form of Submission to Jurisdiction and Appointment of Agent for Service of Process (Appendix B) [F] PDF Download Word Download	2013-08-13	2013-08-13
41-101F-Appendix C	Non-Issuer Form of Submission to Jurisdiction and Appointment of Agent for Service of Process (Appendix C) [F] PDF Download Word Download	2013-08-13	2013-08-13

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Proposed Amendments

Document		Published	Effective
41-101	General Prospectus Requirements [NI Amendment Proposed] PDF Download	2022-09-27	---
41-101	General Prospectus Requirements [NI Amendment Proposed] PDF Download	2022-04-07	---
41-101	Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers [CSA Notice and Request for Comment] PDF Download	2022-04-07	---
41-101CP	General Prospectus Requirements [CP Amendment Proposed] PDF Download	2022-04-07	---
41-101	Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution Modernization of the Prospectus Filing Model for Investment Funds [CSA Notice and Request for Comment] PDF Download	2022-01-27	---
41-101CP	General Prospectus Requirements [CP Amendment Proposed] PDF Download	2022-01-27	---
41-101	General Prospectus Requirements [NI Amendment Proposed - Lapsed] PDF Download	2022-01-27	---

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CSA Related Documents

Document		Published	Effective
81-105	CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required [CSA Notice] PDF Download	2020-09-17	---
81-522	Temporary Exemption from Delivery of Fund Facts and ETF Facts Documents For No-Trailing-Commission Switches PDF Download	2020-12-24	2020-12-31