Securities Law

41-101 General Prospectus Requirements

Document Published Effective
41-101 General Prospectus Requirements [NI]
PDF
Download
2022-01-07 2022-01-06
41-101CP General Prospectus Requirements [CP]
PDF
Download
2022-04-14 2022-04-14

Advance Notices

Document Published Effective
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Annex D]
PDF
Download
2020-09-17 2020-12-31
41-101CP General Prospectus Requirements [CP Amendment Advance Notice]
PDF
Download
2022-04-14 2022-04-14
41-101CP General Prospectus Requirements [CP Amendment Advance Notice]
PDF
Download
2020-08-20 2020-11-18
41-101CP CSA Notice of Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements [CSA Notice]
PDF
Download
2022-04-14 ---

Forms

Document Published Effective
41-101F1 Information Required in a Prospectus [F]
PDF
Download
Word
Download
2015-11-17 2015-11-17
41-101F2 Information Required in an Investment Fund Prospectus [F]
PDF
Download
2022-01-07 2022-01-06
41-101F3 Information Required in a Scholarship Plan Prospectus [F]
PDF
Download
2022-01-07 2022-01-06
41-101F4 Information Required in an ETF Facts Document [F]
PDF
Download
2022-01-07 2022-01-06
41-101F-Appendix A Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information (Appendix A) [F]
Word
Download
PDF
Download
2013-08-13 2013-08-13
41-101F-Appendix B Issuer Form of Submission to Jurisdiction and Appointment of Agent for Service of Process (Appendix B) [F]
PDF
Download
Word
Download
2013-08-13 2013-08-13
41-101F-Appendix C Non-Issuer Form of Submission to Jurisdiction and Appointment of Agent for Service of Process (Appendix C) [F]
PDF
Download
Word
Download
2013-08-13 2013-08-13
Show all

Proposed Amendments

Document Published Effective
41-101CP General Prospectus Requirements [CP Amendment Proposed]
PDF
Download
2022-04-07 ---
41-101 General Prospectus Requirements [NI Amendment Proposed]
PDF
Download
2022-04-07 ---
41-101 Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers [CSA Notice and Request for Comment]
PDF
Download
2022-04-07 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed]
PDF
Download
2022-01-27 ---
41-101 General Prospectus Requirements [NI Amendment Proposed]
PDF
Download
2022-01-27 ---
41-101 Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution Modernization of the Prospectus Filing Model for Investment Funds [CSA Notice and Request for Comment]
PDF
Download
2022-01-27 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed]
PDF
Download
2021-08-12 ---
41-101 Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements [CSA Notice and Request for Comment]
PDF
Download
2021-08-12 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed]
PDF
Download
2019-09-05 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed]
PDF
Download
2019-05-02 ---
41-101 General Prospectus Requirements [NI Amendment Proposed]
PDF
Download
2019-05-02 ---
Show all

CSA Related Documents

Document Published Effective
81-105 CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required [CSA Notice]
PDF
Download
2020-09-17 ---
81-522 Temporary Exemption from Delivery of Fund Facts and ETF Facts Documents For No-Trailing-Commission Switches
PDF
Download
2020-12-24 2020-12-31