41-101 General Prospectus Requirements
| Document | Published | Effective | |
|---|---|---|---|
| 41-101 |
General Prospectus Requirements [NI]
PDF
Download
|
2023-07-25 | 2023-06-09 |
| 41-101CP |
General Prospectus Requirements [CP]
PDF
Download
|
2023-07-25 | 2023-06-09 |
Advance Notices
| Document | Published | Effective | |
|---|---|---|---|
| 41-101 |
General Prospectus Requirements [NI Amendment Advance Notice]
PDF
Download
|
2024-01-11 | 2024-04-16 |
| 41-101 |
Publication of Amendments and Changes to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers [CSA Notice Advance Notice]
PDF
Download
|
2024-01-11 | --- |
| 41-101CP |
General Prospectus Requirements [CP Amendment Advance Notice]
PDF
Download
|
2024-01-11 | 2024-04-16 |
Forms
| Document | Published | Effective | |
|---|---|---|---|
| 41-101F1 |
Information Required in a Prospectus [F]
PDF
Download
|
2023-07-25 | 2023-06-09 |
| 41-101F2 |
Information Required in an Investment Fund Prospectus [F]
PDF
Download
|
2023-07-25 | 2023-06-09 |
| 41-101F3 |
Information Required in a Scholarship Plan Prospectus [F]
PDF
Download
|
2023-07-25 | 2023-06-09 |
| 41-101F4 |
Information Required in an ETF Facts Document [F]
PDF
Download
|
2022-01-07 | 2022-01-06 |
| 41-101F-Appendix A |
Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information (Appendix A) [F]
Word
Download
PDF
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|
2013-08-13 | 2013-08-13 |
| 41-101F-Appendix B |
Issuer Form of Submission to Jurisdiction and Appointment of Agent for Service of Process (Appendix B) [F]
PDF
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Word
Download
|
2013-08-13 | 2013-08-13 |
| 41-101F-Appendix C |
Non-Issuer Form of Submission to Jurisdiction and Appointment of Agent for Service of Process (Appendix C) [F]
PDF
Download
Word
Download
|
2013-08-13 | 2013-08-13 |
Proposed Amendments
| Document | Published | Effective | |
|---|---|---|---|
| 41-101 |
General Prospectus Requirements [NI Amendment Proposed]
PDF
Download
|
2022-09-27 | --- |
| 41-101 |
General Prospectus Requirements [NI Amendment Proposed]
PDF
Download
|
2022-04-07 | --- |
| 41-101CP |
General Prospectus Requirements [CP Amendment Proposed]
PDF
Download
|
2022-04-07 | --- |
| 41-101 |
Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution Modernization of the Prospectus Filing Model for Investment Funds [CSA Notice and Request for Comment]
PDF
Download
|
2022-01-27 | --- |
| 41-101CP |
General Prospectus Requirements [CP Amendment Proposed]
PDF
Download
|
2022-01-27 | --- |
| 41-101 |
General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
Download
|
2022-01-27 | --- |
CSA Related Documents
| Document | Published | Effective | |
|---|---|---|---|
| 81-105 |
CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required [CSA Notice]
PDF
Download
|
2020-09-17 | --- |
| 81-522 |
Temporary Exemption from Delivery of Fund Facts and ETF Facts Documents For No-Trailing-Commission Switches
PDF
Download
|
2020-12-24 | 2020-12-31 |