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Securities Law

National Policy Statements (NPS)

Current National Policy Statements (NPS)

Document Effective
NPS 15 Conditions Precedent to Acceptance of Scholarship or Educational Plan Prospectuses [NPS]
NPS 29 Mutual Funds Investing in Mortgages [NPS]
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1987-02-01

Historical National Policy Statements (NPS)

Document Effective Rescinded
NPS 1 Clearance of National Issues [Rescinded] 1993-03-01 2000-01-01
NPS 12 Disclosure of "Market Out" Clauses in Underwriting Agreements in prospectuses [Rescinded] 2000-12-31
NPS 13 Disclaimer Clause on Prospectus [Rescinded] 2000-12-31
NPS 14 Acceptability of Currencies in Material Filed with Securities Regulatory Authorities [Rescinded] 1993-01-01 2008-03-17
NPS 16 Maintenance of Provincial Trading Records [Rescinded] 1971-04-01 1999-04-01
NPS 17 Violations of Securities Laws of Other Jurisdictions - Conduct Affecting Fitness for Continued Registration [Rescinded] 1978-06-01 1998-10-16
NPS 18 Conflict of Interest - Registrants Acting as Corporate Directors [Rescinded] 1998-10-16
NPS 2.A Guide for Engineers, Geologists and Prospectors Submitting Reports on Mining Properties to Canadian Provincial Securities Administrators [Rescinded] 1984-01-06 2001-02-01
NPS 2.B Guide for Engineers and Geologists Submitting Oil and Gas Reports to Canadian Provincial Securities Administrators [Rescinded] 1982-12-15 2003-09-30
NPS 20 Trading in Unqualified Securities - Securities in Primary Distribution in Other Jurisdictions [Rescinded] 1971-04-01 1999-04-01
NPS 21 National Advertising - Warnings [NPS - Rescinded] 1987-02-01 2008-03-17
NPS22 Use of Information and Opinions re Mining and Oil Properties by Registrants and Others [NPS - Rescinded] 1987-02-01 2007-12-28
NPS 25 Registrants: Advertising: Disclosure of Interest [NPS - Rescinded] 2009-04-07
NPS 27 Canadian Generally Accepted Accounting Principles [Rescinded] 1992-12-31 2003-03-28
NPS 2B Guide for Engineers and Geologists Submitting Oil and Gas Reports to Canadian Provincial Securities Administrators [NPS - Rescinded] 2003-09-30 2005-06-30
NPS 3 Unacceptable Auditors [NPS - Rescinded] 2006-12-29
NPS 30 Processing of "Seasoned Prospectuses" [Rescinded] 1978-12-05 2001-04-30
NPS 31 Change of Auditor of a Reporting Issuer [Rescinded] 1991-06-01 2004-03-03
NPS 31 Change of Auditor of a Reporting Issuer that is an Investment Fund [NPS - Rescinded] 2004-03-30 2005-06-01
NPS 32 Prospectus Warning Re: Scope of Distribution [Rescinded] 1981-02-01 2000-12-31
NPS 33 Financing of Film Productions [Rescinded] 1991-01-01 1997-04-11
NPS 34 Unincorporated Issuers Requirement to Maintain a Register of Security Holders [Rescinded] 1982-06-15 2000-02-01
NPS 35 Purchaser's Statutory Rights [Rescinded] 1983-07-01 2000-12-31
NPS 36 Mutual Funds - Simplified Prospectus Disclosure System [Rescinded] 1990-07-16 2000-02-01
NPS 37 Reciprocal Cease Trading Orders [Rescinded] 1986-10-21 1997-08-04
NPS 38 Take-Over Bids - Defensive Tactics [Rescinded] 1986-12-04 1997-08-04
NPS 39 Mutual Funds [Rescinded]
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1992-12-03 2000-02-01
NPS 4 Conditions for Dealer Sub-Underwritings [Rescinded]
NPS 40 Timely Disclosure [Rescinded] 1987-12-01 2002-07-12
NPS 41 Shareholder Communication [Rescinded] 1988-03-01 1994-10-14
NPS 41 (Draft Amended) Security Holder Communication [Lapsed]
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1995-04-01 2002-07-01
NPS 42 Advertising of Securities on Radio or Television [NPS - Rescinded] 2013-09-12
NPS 43 (Draft) Advertising Of Securities And Related Sales Practices [Lapsed]
NPS 44 Rules for Shelf Prospectus Offerings [Rescinded]
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1991-05-10 2000-12-31
NPS 45 Multijurisdictional Disclosure System [Rescinded]
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1991-07-01 1998-11-01
NPS 46 (Draft) Index And Commodity Warrants [Lapsed]
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NPS 47 Prompt Offering Qualification System [Rescinded]
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1993-03-01 1993-12-31
NPS 47 Prompt Offering Qualification System [Rescinded]
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1993-12-31 2000-12-31
NPS 48 Future-Oriented Financial Information [NPS - Rescinded] 1993-01-01 2007-12-31
NPS48 Revocation of National Policy 48 Future-Oriented Financial Information [NPS Advance Notice - Lapsed] 2007-12-31
NPS 49 Self-Regulatory Organization Membership [NPS - Rescinded] 1993-06-30 2009-04-07
NPS 50 Reservations in an Auditor’s Report filed by an Investment Fund [NPS - Rescinded] 2004-03-30 2005-06-01
NPS 50 Reservations in an Auditor’s Report filed by an Investment Fund [Rescinded] 1992-12-31 2004-03-30
NPS 50 Reservations in an Auditor's Report [Rescinded] 2004-03-30 2005-06-01
NPS 51 Changes in the Ending Date of a Financial Year and in Reporting Status of an Investment Fund [NPS - Rescinded] 2004-03-30 2005-06-01
NPS 51 Changes in the Ending Date of a Financial Year and in Reporting Status [Rescinded]
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1993-08-31 2004-03-30
NPS 53 (Draft) Foreign Issuer Prospectus and Continuous Disclosure System [Lapsed]
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NPS 54 (Draft) Expedited Registration System for Advisers [Lapsed]
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