Securities Law

National Policy Statements (NPS)

Current National Policy Statements (NPS)

Historical National Policy Statements (NPS)

Document Effective Rescinded
NPS 2B Guide for Engineers and Geologists Submitting Oil and Gas Reports to Canadian Provincial Securities Administrators [NPS - Rescinded] 2003-09-30 2005-06-30
NPS 3 Unacceptable Auditors [NPS - Rescinded] 2006-12-29
NPS 1 Clearance of National Issues [Rescinded] 1993-03-01 2000-01-01
NPS 12 Disclosure of "Market Out" Clauses in Underwriting Agreements in prospectuses [Rescinded] 2000-12-31
NPS 13 Disclaimer Clause on Prospectus [Rescinded] 2000-12-31
NPS 14 Acceptability of Currencies in Material Filed with Securities Regulatory Authorities [Rescinded] 1993-01-01 2008-03-17
NPS 16 Maintenance of Provincial Trading Records [Rescinded] 1971-04-01 1999-04-01
NPS 17 Violations of Securities Laws of Other Jurisdictions - Conduct Affecting Fitness for Continued Registration [Rescinded] 1978-06-01 1998-10-16
NPS 18 Conflict of Interest - Registrants Acting as Corporate Directors [Rescinded] 1998-10-16
NPS 2.A Guide for Engineers, Geologists and Prospectors Submitting Reports on Mining Properties to Canadian Provincial Securities Administrators [Rescinded] 1984-01-06 2001-02-01
NPS 2.B Guide for Engineers and Geologists Submitting Oil and Gas Reports to Canadian Provincial Securities Administrators [Rescinded] 1982-12-15 2003-09-30
NPS 20 Trading in Unqualified Securities - Securities in Primary Distribution in Other Jurisdictions [Rescinded] 1971-04-01 1999-04-01
NPS 21 National Advertising - Warnings [NPS - Rescinded] 1987-02-01 2008-03-17
NPS 25 Registrants: Advertising: Disclosure of Interest [NPS - Rescinded] 2009-04-07
NPS 27 Canadian Generally Accepted Accounting Principles [Rescinded] 1992-12-31 2003-03-28
NPS 30 Processing of "Seasoned Prospectuses" [Rescinded] 1978-12-05 2001-04-30
NPS 31 Change of Auditor of a Reporting Issuer [Rescinded] 1991-06-01 2004-03-03
NPS 31 Change of Auditor of a Reporting Issuer that is an Investment Fund [NPS - Rescinded] 2004-03-30 2005-06-01
NPS 32 Prospectus Warning Re: Scope of Distribution [Rescinded] 1981-02-01 2000-12-31
NPS 33 Financing of Film Productions [Rescinded] 1991-01-01 1997-04-11
NPS 34 Unincorporated Issuers Requirement to Maintain a Register of Security Holders [Rescinded] 1982-06-15 2000-02-01
NPS 35 Purchaser's Statutory Rights [Rescinded] 1983-07-01 2000-12-31
NPS 36 Mutual Funds - Simplified Prospectus Disclosure System [Rescinded] 1990-07-16 2000-02-01
NPS 37 Reciprocal Cease Trading Orders [Rescinded] 1986-10-21 1997-08-04
NPS 38 Take-Over Bids - Defensive Tactics [Rescinded] 1986-12-04 1997-08-04
NPS 39 Mutual Funds [Rescinded] 1992-12-03 2000-02-01
NPS 4 Conditions for Dealer Sub-Underwritings [Rescinded]
NPS 40 Timely Disclosure [Rescinded] 1987-12-01 2002-07-12
NPS 41 (Draft Amended) Security Holder Communication [Lapsed] 1995-04-01 2002-07-01
NPS 41 Shareholder Communication [Rescinded] 1988-03-01 1994-10-14
NPS 42 Advertising of Securities on Radio or Television [NPS - Rescinded] 2013-09-12
NPS 43 (Draft) Advertising Of Securities And Related Sales Practices [Lapsed]
NPS 44 Rules for Shelf Prospectus Offerings [Rescinded] 1991-05-10 2000-12-31
NPS 45 Multijurisdictional Disclosure System [Rescinded] 1991-07-01 1998-11-01
NPS 46 (Draft) Index And Commodity Warrants [Lapsed]
NPS 47 Prompt Offering Qualification System [Rescinded] 1993-03-01 1993-12-31
NPS 47 Prompt Offering Qualification System [Rescinded] 1993-12-31 2000-12-31
NPS 48 Future-Oriented Financial Information [NPS - Rescinded] 1993-01-01 2007-12-31
NPS 49 Self-Regulatory Organization Membership [NPS - Rescinded] 1993-06-30 2009-04-07
NPS 50 Reservations in an Auditor’s Report filed by an Investment Fund [Rescinded] 1992-12-31 2004-03-30
NPS 50 Reservations in an Auditor’s Report filed by an Investment Fund [NPS - Rescinded] 2004-03-30 2005-06-01
NPS 50 Reservations in an Auditor's Report [Rescinded] 2004-03-30 2005-06-01
NPS 51 Changes in the Ending Date of a Financial Year and in Reporting Status of an Investment Fund [NPS - Rescinded] 2004-03-30 2005-06-01
NPS 51 Changes in the Ending Date of a Financial Year and in Reporting Status [Rescinded] 1993-08-31 2004-03-30
NPS 53 (Draft) Foreign Issuer Prospectus and Continuous Disclosure System [Lapsed]
NPS 54 (Draft) Expedited Registration System for Advisers [Lapsed]
NPS22 Use of Information and Opinions re Mining and Oil Properties by Registrants and Others [NPS - Rescinded] 1987-02-01 2007-12-28
NPS48 Revocation of National Policy 48 Future-Oriented Financial Information [NPS Advance Notice - Lapsed] 2007-12-31