The BC Securities Commission's Enforcement Division protects investors and BC’s capital markets by investigating complaints and taking action against breaches of the BC Securities Act.
Effective enforcement requires decisive action against misconduct. Common types of securities misconduct are fraud, misrepresentation, trading and advising without being registered, illegally selling securities, insider trading and market manipulation.
Decisive action depends on timely detection, thorough investigation, and vigorous prosecution of alleged misconduct. We swiftly disrupt ongoing or potential misconduct and resolve cases through settlement, administrative proceedings and criminal prosecutions.
- Meet our Enforcement staff: Investigator Andy Sze
- Meet our Enforcement staff: Investigator Chris Thompson
- Pandemic Schemes Scouring the internet for pandemic related investment schemes
Canadian Securities Administrators 2020/2021 Enforcement Report
Strength and resilience in unprecedented timesCanadian Securities Administrators 2020/2021 Enforcement Report
Your Guide to Settlements and HearingsYour Guide to Settlements and Hearings
BCSC's investor education website can help you identify if an investment might be a scamInvestRight