Skip Navigation
X
About
About BCSC
Who We Are
What We Do
Mission, Values & Benefits
Funding & Accountability
Governance
Privacy
Media Room
News Releases
Reports & Publications
Subscriptions
Weekly Reports
Careers
Events
Contact Us
Securities Law
Act, Regulations & Rules
Instruments & Policies
Instruments & Policies (prior to 2000)
National Policy Statements
Forms
BC Notices
Requests for Comment
Applying for an Exemption
Exemption Orders (2002 to present)
Exemption Orders (prior to 2002)
Industry
Issuer Regulation
Guidance by Sector
Reporting Issuers
Continuous Disclosure Obligations
Raising Capital
Filing & Fees
Registrant Regulation
Compliance Toolkit
Understanding Your BCSC Compliance Examination
Derivatives
Financial Technology & Innovation
Marketplaces, SROs & Market Infrastructure
Self Regulatory Organizations (SROs)
Exchanges
Market Infrastructure
Investor Protection Funds
Investor
Enforcement
Administrative Enforcement
Notices of Hearing and Temporary Orders
Settlements
Decisions
Automatic Reciprocal Orders
Administrative Sanctions
Returning Funds to Investors
Sanction Payment Status List
Disciplined List
Early Intervention
Investment Caution List
Halt Trade Orders
Investor Alert
Cease Trade Orders
Criminal Enforcement
Past Cases
Hearings
Hearings
About Hearings
Notices of Hearing
Hearing Schedule
Hearing Standards
Decisions
Hearing Resources
COVID-19 Procedures and Guidelines
Dissemination of COVID-19 Information
Hearing Procedures
Representing Yourself
Guidelines for Preparing Documents
Resources
BCSC Resources
FAQs Database
Securities Law Basics
Do Securities Laws Apply to Me?
Overview of BC Securities Laws
Industry Resources
Securities Industry Links
Securities Training & Education
About
About BCSC
Who We Are
What We Do
Mission, Values & Benefits
Funding & Accountability
Governance
Privacy
Media Room
News Releases
Reports & Publications
Subscriptions
Weekly Reports
Careers
Events
Contact Us
News Releases
October 18, 2021 - News Releases
Kelowna Portfolio manager pays $55,700 for inadequate controls and supervision
October 18, 2021 - News Releases
BCSC alleges Vancouver Island man sold fake ownership interest in Sooke Harbour House
October 18, 2021 - News Releases
Canadian securities regulators seek comment on climate-related disclosure requirements
Securities Law
Act, Regulations & Rules
Instruments & Policies
Instruments & Policies (prior to 2000)
National Policy Statements
Forms
BC Notices
Requests for Comment
Applying for an Exemption
Exemption Orders (2002 to present)
Exemption Orders (prior to 2002)
Popular Topics
Capital Raising
Compliance Deficiency
Compliance Examination
Resources
Act Regulations Rules
Instruments and Policies
Industry
Issuer Regulation
Guidance by Sector
Reporting Issuers
Continuous Disclosure Obligations
Raising Capital
Filing & Fees
Registrant Regulation
Compliance Toolkit
Understanding Your BCSC Compliance Examination
Derivatives
Financial Technology & Innovation
Marketplaces, SROs & Market Infrastructure
Self Regulatory Organizations (SROs)
Exchanges
Market Infrastructure
Investor Protection Funds
Popular Topics
Filing & Fees
Instruments and Policies
Exemption Orders
eServices
Hearings
Investor
Enforcement
Administrative Enforcement
Notices of Hearing and Temporary Orders
Settlements
Decisions
Automatic Reciprocal Orders
Administrative Sanctions
Returning Funds to Investors
Sanction Payment Status List
Disciplined List
Early Intervention
Investment Caution List
Halt Trade Orders
Investor Alert
Cease Trade Orders
Criminal Enforcement
Past Cases
Most Recent Decisions & Orders
October 19, 2021 - Cease Trade Orders
GetSwift Technologies Limited [Revocation Order]
October 19, 2021 - Cease Trade Orders
Haltain Developments Corp. [Revocation Order]
Hearings
Hearings
About Hearings
Notices of Hearing
Hearing Schedule
Hearing Standards
Decisions
Hearing Resources
COVID-19 Procedures and Guidelines
Dissemination of COVID-19 Information
Hearing Procedures
Representing Yourself
Guidelines for Preparing Documents
Popular Topics
Conducting Background Research
Compliance Examination
Criminal Enforcement
Upcoming Hearings
Resources
BCSC Resources
FAQs Database
Securities Law Basics
Do Securities Laws Apply to Me?
Overview of BC Securities Laws
Industry Resources
Securities Industry Links
Securities Training & Education
Popular Topics
Instruments and Policies
Disclosure
Disciplinary Action
X
Home
Resources
Resources
Resources provides a cross-topic approach to Securities information including a Frequently Asked Questions database, basic information about Securities Law, and useful industry links.
BCSC Resources
FAQs Database
Guides
Securities Law Basics
Do Securities Laws Apply to Me
Overview of BC Securities Laws
Industry Resources
Securities Industry Links
Securities Training & Education
Browse by Topic
Capital Raising
Compliance Examination
Conducting Background Research
Criminal Enforcement
Disciplinary Action
Hearings
Instruments and Policies
Disclosure
Filing & Fees
Firm Registration Guide
National Registration Database
Fintech
