Requests for Comment

This notice describes Proposed National Instrument 93-102 Derivatives: Registration and related documents. The proposed instrument describes specific requirements for persons that have registration obligations because of trading in or advising on certain derivatives. The comment period for this proposal expires on September 17, 2018.

The Commission is publishing for a 60-day comment period proposed new disclosure requirements for promotional activity. The comment period ends July 26, 2021.

This notice publishes for a 90-day comment period proposed National Instrument 51-107 Disclosure of Climate-related Matters and its companion policy. The proposed instrument would introduce climate-related disclosure requirements for reporting issuers (other than investment funds). Due to the ongoing impacts of the Omicron variant on stakeholders, the CSA is extending the comment period for its proposed climate-related disclosure requirements for 30 days. Comments will be accepted until February 16, 2022.

This notice describes Proposed National Instrument NI 93-101 Derivatives: Business Conduct and related documents. The proposed instrument describes specific business conduct requirements for derivatives dealers and derivatives advisers. The comment period for the proposal expires on March 21, 2022.

This notice publishes for a 90-day comment period proposed amendments to National Instrument 41-101 and National Instrument 81-101 to modernize the prospectus filing model for investment funds without affecting the currency or accuracy of the information available to investors to make an informed investment decision, and to repeal the 90-day rule for filing a final prospectus for all investment funds. The comment period ends April 27, 2022.

The purpose of this consultation paper is to obtain feedback from stakeholders about the efficacy of several key provisions of NI 43-101 Standards of Disclosure for Mineral Projects, priority areas for revision, and whether regulatory changes would address concerns expressed by certain stakeholders. The comment period will end on July 13, 2022.

This notice describes proposed amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and related documents. These amendments will improve the quality of derivatives data reported and update requirements applicable to derivatives trade repositories to be consistent with international standards. The comment period for this proposal expires on October 7, 2022.

This notice publishes for a 90-day comment period proposed amendments to modernize the current delivery requirements for investment fund reporting issuers. The comment period ends December 26, 2022.

The purpose of this consultation paper is to share the outcomes of the CSA’s fact-finding review of how real-time market data is accessed for Canadian capital markets and seek feedback on short and long term solutions to improve access and address concerns expressed by industry. The comment period will end on February 10, 2023.

This notice publishes for a 90-day comment period two approaches to proposed amendments to the corporate governance disclosure requirements in Form 58-101F1 and changes to the corporate governance guidelines in NP 58-201 pertaining to board nominations, board renewal and diversity. As announced in CSA Staff Notice 58-315 (published June 28, 2023), the comment period has been extended to September 29, 2023..

Staff of the Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have jointly issued a notice in order to consult on certain proposals published by the United States Securities and Exchange Commission (SEC) on December 14, 2022 that could significantly change certain fundamental elements of the regulatory regime in the U.S with respect to market structures. The notice provides the CSA’s preliminary views on the applicability of the SEC’s proposals to the regulatory regime in Canada and also confirms that any changes that may be required to the regulatory framework in Canada will follow the normal rule-making process, which will include publication for comment.

This notice publishes for a 90-day comment period proposed amendments to introduce an expedited shelf prospectus regime for well-known seasoned issuers in Canada. The comment period ends December 20, 2023.

This notice publishes for a 90-day comment period proposed amendments to introduce drafting changes to clarify that payments must be made no later than the reference settlement date of the purchase order, and to provide flexibility for mutual funds that voluntary shorten their settlement cycles from T+2.

This notice publishes for a 90-day consultation period a proposed framework for an independent dispute resolution service whose decisions would be binding. The comment period ends February 28, 2024.

This notice publishes for a 90-day comment period proposed amendments to reporting issuer investment funds that seek to invest directly or indirectly in crypto assets. The comment period ends April 17, 2024.