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8 - Investment Funds
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Law & Policy
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8 - Investment Funds
About Numbering System
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Document
81-101
Mutual Fund Prospectus Disclosure
81-102
Investment Funds
81-105
Mutual Fund Sales Practices
81-106
Investment Fund Continuous Disclosure
81-107
Independent Review Committee for Investment Funds
81-315
Frequently asked questions on National Instrument 81-106 Investment Fund Continuous Disclosure
81-316
Canadian Securities Administrators’ Staff Notice 81-316 Hedge Funds
81-317
Frequently Asked Questions on Independent Review Committee for Investment Funds
81-318
Request for Comment Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds
81-323
Status Report on Consultation under CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fee
81-327
Next Steps in the CSA’s Examination of Mutual Fund Fees
81-328
Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of National Instrument 81-102 Investment Funds
81-329
Reducing Regulatory Burden for Investment Fund Issuers
81-330
Status Report on Consultation on Embedded Commissions and Next Steps
81-331
Investment Funds Investing in Bail-in Debt
81-332
Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions
81-333
Guidance on Effective Liquidity Risk Management for Investment Funds
81-334
ESG-Related Investment Fund Disclosure (Revised)
81-335
Investment Fund Settlement Cycles
81-336
Guidance on Crypto Asset Investment Funds that are Reporting Issuers
81-402
Striking a New Balance: A Framework for Regulating Mutual Funds and Their Managers
81-406
Point of sale disclosure for mutual funds and segregated funds
81-407
Mutual Fund Fees
81-408
Consultation on the Option of Discontinuing Embedded Commissions
81-504
Transactions Between Mutual Funds and Responsible Persons Relating to Certain Debt Securities, Mortgages and Equity Securities
81-508
Revocation of Fund of Fund Exemptions, Waivers and Approvals under National Policy Statement No. 39 Mutual Funds and National Instrument 81-102 Mutual Funds
81-511
Exemption from Independent Review Committee Requirement for British Columbia Only Reporting Investment Funds
81-512
Exemptions from National Instrument 81-104 Commodity Pools
81-513
Self-Dealing
81-515
Revocation of Exemptions and Waivers from Prospectus Delivery Requirements under National Instrument 81-101 Mutual Fund Prospectus Disclosure
81-517
Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service
81-518
Exemption from Prescribed Form of Mutual Fund Audit Reports in National Instrument 81-102 Investment Funds
81-522
Temporary Exemption from Delivery of Fund Facts and ETF Facts Documents For No-Trailing-Commission Switches
81-523
Exemption from Proficiency Requirements in National Instrument 81-104 Alternative Mutual Funds
81-524
Revocation of exemptions and waivers from prospectus delivery requirements under National Instrument 81-101 Mutual Fund Prospectus Disclosure in respect of fund facts delivery requirements for certain plans or programs
81-525
Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
81-903
Report Required under Section 9 of BC Instrument 81-513 Self-Dealing
Document
81-101
Mutual Fund Prospectus Disclosure
81-102
Investment Funds
81-104
Alternative Mutual Funds
81-105
Mutual Fund Sales Practices
81-106
Investment Fund Continuous Disclosure
81-107
Independent Review Committee for Investment Funds
81-301
Mutual Fund Prospectus Disclosure System Concept Proposal - Request for Comment
81-302
Sales of Mutual Funds in Upcoming RRSP Season
81-303
Year 2000 Disclosure for Mutual Funds
81-304
Trust Accounts for Mutual Fund Securities
81-305
National Policy 12-201 - Mutual Reliance Review System ("MRRS") for Exemptive Relief Applications ("ERA") - ERA and Applications for Approvals or Exemptions under National Policy No. 39 "Mutual Funds" ("NP 39")
81-306
Disclosure by Mutual Funds of Changes in Calculation of Management Expense Ration
81-308
Prospectus Filing Matters - Arthur Andersen LLP Consent
81-309
Application of National Policy Statement 31 Change of Auditor of a Reporting Issuer and National Instrument 81-102 Mutual Funds when a reporting issuer appoints a new auditor as a result of Arthur Andersen LLP - Canada ceasing to practise public accounting
81-310
Frequently Asked Questions Fund of Fund Amendments
81-311
Report on Consultation Paper 81-403 Rethinking Point of Sale Disclosure for Mutual Funds and Segregated Funds
81-312
Guidelines for Capital Accumulation Plans
81-313
Status of Proposed National Instrument 81-106 Investment Fund Continuous Disclosure
81-314
Removal of Foreign Content Restrictions for Registered Plans – Eliminating Indirect Foreign Content Exposure in Certain RSP Funds
81-319
Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds
81-320
Update on International Financial Reporting Standards for Investment Funds
81-321
Early use of the Fund Facts to satisfy prospectus delivery requirements
81-322
Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals
81-324
Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
81-325
Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
81-326
Update on an Alternative Funds Framework for Investment Funds
81-334
ESG-Related Investment Fund Disclosure
81-401
Proposed Regulatory Principles for Capital Accumulation Plans
81-403
Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
81-404
Proposed Guidelines For Capital Accumulation Plans
81-405
Proposed exemptions for certain capital accumulation plans
81-406
Point of sale disclosure for mutual funds and segregated funds
81-501
Mutual Funds Management Expense Ratio Calculation Transitional Relief
81-502
Confirmation of Purchase and Sale for Units of Certain Mutual Funds
81-503
Lapse date of Prospectuses Filed by Mutual Funds, Employee Venture Capital Corporations, and Venture Capital Corporations
81-504
Transactions Between Mutual Funds and Responsible Persons Relating to Certain Debt Securities, Mortgages, and Equity Securities
81-505
First Renewal Prospectuses Filed by Mutual Funds Under National Policy Statement 36 Mutual Funds - Simplified Prospectus Disclosure System
81-506
Exemption for mutual funds from delivering financial statements
81-507
Revocation of BC Instrument 81-507 Exemption from Prospectus Delivery Requirement for Pre-authorized Purchase Plans
81-509
Mutual Fund Requirements
81-510
Exemption from Periodic Disclosure Requirements for Non-Redeemable Investment Funds
81-513
Self-Dealing
81-514
Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service
81-516
Exemption from prospectus delivery requirement and fund facts document delivery requirement for pre-authorized investment plans
81-517
Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service
81-519
Extension of Certain Filing, Sending, Delivering and Prospectus Renewal Requirements of Investment Funds
81-51X
Exemptions from National Instrument 81-104 Commodity Pools
81-520
Temporary Variation from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities
81-521
Extension of Certain Filing, Sending, Delivering and Prospectus Renewal Requirements of Investment Funds with Deadlines during the Period from June 2 to September 30, 2020
81-701
Joint Forum of Financial Market Regulators - Recommendations for Changes in the Regulation of Mutual Funds and Individual Variable Insurance Contracts
81-801
Implementing National Instrument 81-106 Investment Fund Continuous Disclosure
81-901
Information Required to be Included in the Financial Statements of a Mutual Fund
81-902
Information Required in Prospectus of a Mutual Fund
81-903
Report Required Under Section 126 of the Act
81-904
Notice by Canadian Reporting Issuer to Become a Public Issuer/Mutual Fund