Securities Law

81-330 Status Report on Consultation on Embedded Commissions and Next Steps

Document		Published	Effective
81-330	Status Report on Consultation on Embedded Commissions and Next Steps [CSA Staff Notice] PDF Download	2018-06-21	---

Document		Published	Effective
31-103	CSA Notice and Request for Comment Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms) [CSA Notice] PDF Download	2018-06-21	---