Securities Law

Historical Notices and Interpretation Notes (NIN)

Document Effective Rescinded
NIN 2000/01 Adoption of National Instrument 81-101 Mutual Fund Prospectus Disclosure and Related Documents Rescission of National Policy No. 36 [NIN - Rescinded] 2000-01-26 2000-06-30
NIN 2000/02 Adoption of National Instrument 81-102 Mutual Funds and Related Documents Rescission of National Policy 34 and National Policy Statement No. 39 [NIN - Rescinded] 2000-01-26 2000-06-30
NIN 2000/03 Consequential Amendments to Securities Rules Relating to New National Instruments Governing Mutual Funds and their Disclosure [NIN - Rescinded] 2000-01-26
NIN 2000/04 Publication for Comment of Proposed Amendments to National Instrument and Forms Governing Mutual Funds and Consequential Amendments to the Securities Rules and the Securities Regulation Relating to Securities Lending and Other Matters [NIN - Rescinded] 2000-01-26
NIN 2000/05 Cold Calling by Members of Self Regulatory Bodies [NIN - Rescinded] 2000-01-26
NIN 2000/06 Trust Account Requirements [NIN - Rescinded] 2000-02-03
NIN 2000/07 Management Expense Ratio Calculations for Mutual Funds [NIN - Rescinded] 2000-02-03
NIN 2000/08 Revised Indices of Commission Rules and Other Policy Documents [NIN - Rescinded] 2000-01-31
NIN 2000/09 Commission Recognizes the Canadian Venture Exchange Resale Requirements [NIN - Rescinded] 2000-02-24
NIN 2000/10 Adoption of National Instrument 62-101, National Instrument 62-102 and National Instrument 62-103 Early Warning System and Related Matters [NIN - Rescinded] 2000-03-08
NIN 2000/11 Proposal for Uniform Terms of Escrow Applicable to Initial Public Distributions Escrow Agreement [NIN - Rescinded] 2000-03-15
NIN 2000/12 Proposed National Instrument 43-101, Companion Policy 43-101CP and Form 43-101F1 Standards of Disclosure for Mineral Projects [NIN - Rescinded] 2000-03-22
NIN 2000/13 First Renewal Prospectuses Filed by Mutual Funds under National Instrument 81-101 Mutual Fund Prospectus Disclosure [NIN - Rescinded] 2000-03-22
NIN 2000/14 Revocation and Replacement of Blanket Orders Issued in connection with the Commodity Contract Act [NIN - Rescinded] 2000-03-31
NIN 2000/15 Continuous Disclosure Review Program Report [NIN - Rescinded] 2000-04-25
NIN 2000/16 Defaulting Reporting Issuers - OSC Proposed Policy 57-603 [NIN - Rescinded] 2000-05-04
NIN 2000/17 Financial Institutions Act - Mutual Fund Trustee Exemption [NIN - Rescinded] 2000-05-17
NIN 2000/18 Viatical Settlements [NIN - Rescinded] 2000-05-23
NIN 2000/19 Republication for Comment of Proposed National Instrument 81-104 and Companion Policy 81-104CP - Commodity Pools [NIN - Rescinded] 2000-05-31
NIN 2000/20 Publication for Comment of Proposed Commission Rule 45-502 (BC) and Companion Policy relating to Cooperative Associations [NIN - Rescinded] 2000-06-01
NIN 2000/21 Adoption of Rule 45-501 (BC) and Companion Policy 45-501CP (BC) Mortgages [NIN - Rescinded] 2000-06-08
NIN 2000/22 Publication for Comment of Proposed National Instrument 55-102 and Related Documents System for Electronic Data on Insiders (SEDI) [NIN - Rescinded] 2000-06-15
NIN 2000/23 Republication for Comment of Proposed National Instrument 55-101 and Related Documents - Exemption From Certain Insider Reporting Requirements [NIN - Rescinded] 2000-06-15
NIN 2000/24 Publication for Comment of Proposed Amendments to National Instruments 81-101 Mutual Fund Prospectus Disclosure and 81-102 Mutual Funds - Relating to Index Mutual Funds and Other Matters [NIN - Rescinded] 2000-06-15
NIN 2000/25 Mutual Fund Dealers Association of Canada - Application for Recognition as a Self-Regulatory Organization [NIN - Rescinded] 2000-06-15
NIN 2000/26 Amendments to Form 1 - Summons to Attend Before an Investigator Under Section 144 [NIN - Rescinded] 2000-06-30
NIN 2000/27 Proposed Conditions of Registration for Limited Dealers [NIN - Rescinded] 2000-06-29
NIN 2000/28 Form 46-901F (BC) Escrow Agreement [NIN - Rescinded] 2000-07-06
NIN 2000/29 Respecification of Required Forms under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 2000-07-13
NIN 2000/30 Revised Indices of Commission Rules and Other Policy Documents [NIN - Rescinded] 2000-07-13
NIN 2000/31 Proposed Rule Amendments to Require Membership in a Self-Regulatory Organization for Mutual Fund Dealers and Securities Dealers [NIN - Rescinded] 2000-07-20
NIN 2000/32 Republication for Comment of Proposed National Instrument 33-102 and Proposed Companion Policy 33-102CP - Registrant Dealings with Clients [NIN - Rescinded] 2000-07-20
NIN 2000/33 Republication for Comment of Proposed National Instrument 21-101 and Proposed National Instrument 23-101 and Related Documents Marketplace Operation Rule and Trading Rules [NIN - Rescinded] 2000-07-26
NIN 2000/34 Report on Mutual Fund Governance [NIN - Rescinded] 2000-07-27
NIN 2000/35 Insider Reporting Guide [NIN - Rescinded] 2000-08-03
NIN 2000/36 Republication for Comment of Proposed National Instrument 45-101 and Related Documents Rights Offerings [NIN - Rescinded] 2000-08-10
NIN 2000/37 Syndicated Mortgages Interim Form of Offering Memorandum and Transitional Relief [NIN - Rescinded] 2000-08-14
NIN 2000/38 Republication for Comment of Proposed National Instrument 54-101 and Related Documents - Communication With Beneficial Owners of Securities of a Reporting Issuer [NIN - Rescinded] 2000-08-31
NIN 2000/39 Publication for Comment - Resale of Securities [NIN - Rescinded] 2000-09-07
NIN 2000/40 Publication for Comment - Distributions Outside the Jurisdiction [NIN - Rescinded] 2000-09-07
NIN 2000/41 Streamlining - Elimination of Certain Notices and Interpretation Notes [NIN - Rescinded] 2000-09-30
NIN 2000/42 OSC Proposed Rule 41-501 and Related Documents General Prospectus Requirements [NIN - Rescinded] 2000-10-12
NIN 2000/43 Advance Notice of National Instrument 44-101 and Related Documents Short Form Prospectus Distributions [NIN - Rescinded] 2000-10-12
NIN 2000/44 Advance Notice of National Instrument 44-102 and Related Documents Shelf Distributions [NIN - Rescinded] 2000-10-12
NIN 2000/45 Advance Notice of National Instrument 44-103 and Related Documents Post-Receipt Pricing [NIN - Rescinded] 2000-10-12
NIN 2000/46 Advance Notice of National Instrument 41-101 and Related Documents Prospectus Disclosure Requirements [NIN - Rescinded] 2000-10-12
NIN 2000/47 Blanket Orders 51-502A (BC) and 51-503A (BC) Transitional Orders Relating To Former Alberta Stock Exchange Issuers, Former CDN Quoted Issuers And Former TSE Issuers That Are "New Exchange Issuers" [NIN - Rescinded] 2000-10-18
NIN 2000/48 Streamlining - Elimination of Notices and Interpretation Notes [NIN - Rescinded] 2000-10-26
NIN 2000/49 Development of Exemptions with Alberta [NIN - Rescinded] 2000-11-02
NIN 2000/50 Advance Notice of National Instrument 43-101 and Related Documents Standards of Disclosure for Mineral Projects [NIN - Rescinded] 2000-11-16
NIN 2000/51 Advance Notice of Adoption of National Instrument 35-101 and Related Documents Conditional Exemption from Registration for United States Broker-Dealers and Agents [NIN - Rescinded] 2000-11-16
NIN 87/45 Technical Reports on Mining Properties Accompanying Prospectuses Submitted for Acceptance by the Superintendent of Brokers [NIN - Rescinded] 1987-06-11
NIN 87/52 Flow-Through Shares [NIN - Rescinded] 1987-07-24
NIN 87/66 Prospectus Vetting Procedures [NIN - Rescinded] 1987-10-09
NIN 87/67 Leveraged Mutual Fund Purchases [NIN - Rescinded] 1987-10-09
NIN 88/05 Guidelines for Applications to the Securities, Commission of the Superintendent of Brokers for Decisions or Orders [NIN - Rescinded] 1988-03-31
NIN 88/07 Venture Capital Issuers [NIN - Rescinded] 1988-06-01
NIN 88/10 "Full Disclosure" in Financial Statements [NIN - Rescinded] 1988-06-02
NIN 88/11 The Effect of Criminal and Civil Litigation on Trading Rights and Registration [NIN - Rescinded] 1988-06-06
NIN 88/40 Sale of Mutual Funds by Financial Institutions - Principles of Regulation [NIN - Rescinded] 1988-11-09
NIN 88/43 Form 20A - Clarification of Requirements [NIN - Rescinded] 1988-11-18
NIN 88/45 National Policy Statement No. 41 - Shareholder Communication - Removal of Exemption [NIN - Rescinded] 1988-12-01
NIN 88/48 Full Service and Discount Brokerage Activities by Financial Institutions - Principles of Regulation [NIN - Rescinded] 1988-12-20
NIN 89/03 Conflict of Interest Rules Statement - Clarification of Filing Requirements [NIN - Rescinded] 1989-01-20
NIN 89/05 Introduction Of Revised Quarterly Report [NIN - Rescinded] 1989-01-27
NIN 89/12 Orders Pursuant to Section 145 of the Securities Act Removal of Trading Exemptions [NIN - Rescinded] 1989-07-21
NIN 89/13 Statutory Filings [NIN - Rescinded] 1989-03-02
NIN 89/17 Local Policy Statement 3-45 Designation as a Reporting Issuer and Business Investor Offerings [NIN - Rescinded] 1989-04-06
NIN 89/29 Meaning Of "The Public" [NIN - Rescinded] 1989-10-13
NIN 89/30 Qualifications Of Auditors Filing Reports [NIN - Rescinded] 1989-10-13
NIN 89/32 Required Form Of Offering Memorandum [NIN - Rescinded] 1989-10-31
NIN 89/34 Settlements With The British Columbia Securities Commission [NIN - Rescinded] 1989-11-17
NIN 89/35 Disclosure of Promotional of Investor Relations Arrangements [Rescinded - NIN] 1989-11-24
NIN 89/36 Disclosure of Experience of Directors, Officers, Promoters and Control Persons [NIN - Rescinded] 1989-11-15
NIN 89/43 Local Policy Statement 3-07 [NIN - Rescinded] 1989-12-21
NIN 90/04 National Policy No. 39 - Mutual Funds Distributor's Report and Auditor's Letter [NIN - Rescinded] 1990-02-09
NIN 90/07 Dual Employment of Individuals Employed by Financial Institutions and Securities Registrants [NIN - Rescinded] 1990-03-07
NIN 90/13 Rights Offerings [NIN - Rescinded] 1990-04-05
NIN 90/16 Principles of Regulation Re: Activities of Registrants Related to Financial Institutions [NIN - Rescinded] 1990-05-10
NIN 90/20 Availability of Weekly Summary and Material Published Under the Securities Act [NIN - Rescinded] 1990-06-07
NIN 90/22 Filing of Specified Forms [NIN - Rescinded] 1990-06-14
NIN 90/29 Proposals for Securities Firms [NIN - Rescinded] 1990-08-30
NIN 91/12 Ontario Securities Commission Policy Statement 9.1 Disclosure, Valuation, Review and Approval Requirements and Recommendations for Insider Bids, Issuer Bids, Going Private Transactions and Related Party Transactions [NIN - Rescinded] 1991-07-11
NIN 91/17 Section 203(3)(b) of the Company Act Consent by the Superintendent of Brokers to the Waiver of the Appointment of an Auditor for a Subsidiary Corporation [NIN - Rescinded] 1991-09-25
NIN 91/18 Auditor's Report on Comparative Financial Statements [NIN - Rescinded] 1991-10-02
NIN 91/19 New Computer System For Insider Reports [NIN - Rescinded] 1991-10-10
NIN 91/20 Comparative Interim Financial Statements [NIN - Rescinded] 1991-10-31
NIN 91/21 Accounting for Business Combinations and Corporate Reorganizations [NIN - Rescinded] 1991-11-01
NIN 91/22 Guide for Use of the Multijurisdictional Disclosure System by Canadian Issuers in the U.S. Market [NIN - Rescinded] 1991-11-13
NIN 91/23 Introduction of Interim Local Policy Statement 3-43 - Government Strip Bonds [NIN - Rescinded] 1991-12-11
NIN 92/02 Communication with the Securities Commission [NIN - Rescinded] 1992-02-06
NIN 92/03 Waivers Consequential to Local Policy Statement 3-07 [NIN - Rescinded] 1992-02-12
NIN 92/04 Draft National Policy Statement No. 46 Index and Commodity Warrants and Other Derivative Securities [NIN - Rescinded] 1992-03-05
NIN 92/08 Ontario Securities Commission Policy No. 4.8 Non-Resident Advisers [NIN - Rescinded] 1992-05-07
NIN 92/15 Securities Amendment Act, 1992 [NIN - Rescinded] 1992-06-25
NIN 92/18 Required Form of Personal Information [NIN - Rescinded] 1992-07-10
NIN 92/19 Revised Draft Local Policy Statement 3-04 Filing of Assessment Reports [NIN - Rescinded] 1992-07-17
NIN 92/20 Draft Form 12A, Prospectus For A Junior Industrial Issuer, And Related Disclosure Initiatives [NIN - Rescinded] 1992-07-16
NIN 92/21 Proposed Junior POP System Request for Comment [NIN - Rescinded] 1992-07-16
NIN 92/22 Fiscal Agency Agreements Request for Comment [NIN - Rescinded] 1992-07-16
NIN 92/24 Amendments to the Securities Act [NIN - Rescinded] 1992-07-24
NIN 92/29 Accounting for Performance Shares [NIN - Rescinded] 1992-11-06
NIN 92/30 National Policy Statement No. 39 - Mutual Funds Draft Section 2.09 - Certain Related Parties Acting as Principals in Purchases or Sales of Portfolio Debt Securities and Proposed Revocation of Section 4.03 - Dealer Manager Acting as Principal [NIN - Rescinded] 1992-11-26
NIN 93/02 Specification of Required Forms under the Securities Act and Securities Regulation [NIN - Rescinded] 1993-01-07
NIN 93/03 Decisions of the British Columbia Securities Commission [NIN - Rescinded] 1993-01-07
NIN 93/05 Section 115(3)(f) of the Securities Regulation - Time Limit for Raising A Minimum Subscription [NIN - Rescinded] 1993-02-17
NIN 93/08 Money Laundering: New Federal Regulations [NIN - Rescinded] 1993-04-01
NIN 93/12 Restriction Applicable to the Solicitation of Expressions of Interest under BOR#91/7 and BOR#93/1 [NIN - Rescinded] 1993-06-10
NIN 93/16 Draft National Policy Statement No. 53 Foreign Issuer Prospectus and Continuous Disclosure System [NIN - Rescinded] 1993-08-19
NIN 93/18 Fiscal Agency Agreements Restrictions on Exemption Orders [NIN - Rescinded] 1993-09-09
NIN 93/19 New Form of Certificate under section 60(3) of the Securities Act [NIN - Rescinded] 1993-09-09
NIN 93/21 Fiscal Agency Agreements - Applications for Discretionary Exemption Orders [NIN - Rescinded] 1993-11-25
NIN 93/22 Amendments to National Policy Statement No. 47 and National Policy Statement No. 45 [NIN - Rescinded] 1993-12-16
NIN 93/23 Executive compensation [NIN - Rescinded] 1993-12-16
NIN 93/24 Exemption for Filing Notice of Networking Arrangements Governed by the Principles of Regulation [NIN - Rescinded] 1993-12-22
NIN 94/01 Revised Indices of Notices and Interpretation Notes, Blanket Orders and Rulings, Local Policy Statements and Forms under the Securities Act and Securities Regulation [NIN - Rescinded] 1994-01-06
NIN 94/02 Filing Requirements for Annual Information Forms [NIN - Rescinded] 1994-01-06
NIN 94/03 Amendments to the Fee Schedule under the Securities Regulation [NIN - Rescinded] 1994-03-03
NIN 94/04 Decision of the Court of Appeal for British Columbia in the matter of Hamelin v. Seven Mile High Group Inc. [NIN - Rescinded] 1994-05-17
NIN 94/05 National Policy Statement No. 39 Definition of Debt-Like Securities [NIN - Rescinded] 1994-06-08
NIN 94/06 Proposed Interpretation Note on Sections 31(2)(21) and 55(2)(18) of the Securities Act Request for Comment [NIN - Rescinded] 1994-06-08
NIN 94/07 Task Force on Operational Efficiencies in the Administration of Securities Regulation - Request for Comments [NIN - Rescinded] 1994-06-07
NIN 94/08 Revised Indices of Notices and Interpretation Notes, Blanket Orders and Rulings, Local Policy Statements and Forms under the Securities Act and Securities Regulation [NIN - Rescinded] 1994-06-30
NIN 94/09 Amendments to Sections 154.3 and 154.4 of the Securities Act [NIN - Rescinded] 1994-07-26
NIN 94/10 Proposal for Expedited Review of Short Form Prospectuses and Renewal AIFS [NIN - Rescinded] 1994-08-05
NIN 94/11 Course Announcement - The Securities Program [NIN - Rescinded] 1994-09-14
NIN 94/12 Joint Release of IOSCO/BIS Derivatives Papers [NIN - Rescinded] 1994-09-21
NIN 94/13 Summary of Legislative and Policy Initiatives [NIN - Rescinded] 1994-10-05
NIN 94/14 Proposed Amendments to the Securities Act [NIN - Rescinded] 1994-10-05
NIN 94/15 Proposed Amendments to the Securities Regulation [NIN - Rescinded] 1994-10-05
NIN 94/16 Draft Amended Local Policy Statement 3-22 Registration Requirements [NIN - Rescinded] 1994-10-05
NIN 94/17 Form 12A - Prospectus for a Junior Industrial Issuer, Interim Local Policy Statement 3-17 - Registrant Due Diligence and Related Disclosure Initiatives [NIN - Rescinded] 1994-10-05
NIN 94/18 Form 12A - Prospectus for a Junior Industrial Issuer [NIN - Rescinded] 1994-10-05
NIN 94/19 Draft Amended National Policy Statement No. 41 Security Holder Communication [NIN - Rescinded] 1994-10-12
NIN 94/20 Draft National Policy Statement No. 43 Advertisements of Securities and Related Sales Practices [NIN - Rescinded] 1994-10-14
NIN 94/21 Expedited Review of Short Form Prospectuses and Renewal AIFS [NIN - Rescinded] 1994-11-03
NIN 94/22 Permission under Section 35(1)(c) of the Securities Act [NIN - Rescinded] 1994-11-01
NIN 94/23 XIXth Annual Conference of IOSCO Tokyo, October 16 to 21, 1994 [NIN - Rescinded] 1994-11-03
NIN 94/24 Part XIII of the Regulation to the Securities Act (Ontario) Conflicts of Interest: Related and Connected Issuers [NIN - Rescinded] 1994-11-09
NIN 94/25 Amendments to Securities Act [NIN - Rescinded] 1994-11-23
NIN 94/26 Required Form under section 32(g) of the Securities Act [NIN - Rescinded] 1994-11-23
NIN 94/27 New Form of Certificate under Section 60(3) of the Securities Act [NIN - Rescinded] 1994-11-23
NIN 94/28 Proposed Amendments To The Securities Act [NIN - Rescinded] 1994-11-23
NIN 94/29 Transitional Relief Interim Local Policy Statement No. 3-17 Registrant Due Diligence [NIN - Rescinded] 1994-12-22
NIN 95/01 Revised Indices of Notices and Interpretation Notes, Blanket Orders and Rulings, Local Policy Statements and Forms under the Securities Act and Securities Regulation [NIN - Rescinded] 1995-01-05
NIN 95/02 Proposed Revocation of Blanket Order #87/18 [NIN - Rescinded] 1995-01-05
NIN 95/03 Draft Form 14A - Information Required in Prospectus of Junior Natural Resource Issuer [NIN - Rescinded] 1995-01-05
NIN 95/04 Amendments to Local Policy Statement 3-02, Blanket Order #95/1, Form 12A Summary Prospectus Disclosure System [NIN - Rescinded] 1995-01-05
NIN 95/05 Principles of Fair Trading [NIN - Rescinded] 1995-01-04
NIN 95/06 Draft Amendments to Form 30 and Additional Draft Amendments to Section 146 of the Securities Regulation [NIN - Rescinded] 1995-01-12
NIN 95/07 Duties of Registrants in the Supervision of Accounts Operating under Powers of Attorney or Trading Authorities [NIN - Rescinded] 1995-01-12
NIN 95/08 Task Force on Operational Efficiencies in the Administration of Securities Regulation -- Interim Report [NIN - Rescinded] 1995-01-26
NIN 95/09 Government Strip Bonds - Information Statement Local Policy Statement 3-43 Blanket Order #91/12 [NIN - Rescinded] 1995-02-08
NIN 95/10 Proposed Amendments to the Securities Act, Securities Regulation and Vancouver Stock Exchange Act [NIN - Rescinded] 1995-02-09
NIN 95/11 Proposed Amendments to the Securities Act Concerning Related Party Transactions Involving Mutual Funds [NIN - Rescinded] 1995-02-16
NIN 95/12 Executive Compensation and Indebtedness Disclosure - Ontario Staff Report [NIN - Rescinded] 1995-03-01
NIN 95/13 Amendments to the Securities Regulation Relating to Filing Requirements and Fees Applicable to Certain Mutual Funds [NIN - Rescinde] 1995-03-16
NIN 95/14 Amendments to the Insider Report Form (Form 36) [NIN - Rescinded] 1995-03-23
NIN 95/15 Disclosure of Securities under "Control or Direction" [NIN - Rescinded] 1995-03-23
NIN 95/16 Amendments to Form 30 (Information Circular) [NIN - Rescinded] 1995-04-20
NIN 95/17 Form 14A - Information Required in Prospectus of a Natural Resource Issuer [NIN - Rescinded] 1995-04-20
NIN 95/18 Draft National Policy Statement No. 54 Expedited Registration System for Advisers [NIN - Rescinded] 1995-04-20
NIN 95/19 Form 61 - Quarterly Report [NIN - Rescinded] 1995-04-20
NIN 95/20 Draft Forms 12B and 14B - Information Required in Exchange Offering Prospectus of an Industrial Issuer and Information Required in Exchange Offering Prospectus of a Natural Resource Issuer [NIN - Rescinded] 1995-04-26
NIN 95/21 Decisions of the British Columbia Securities Commission [NIN - Rescinded] 1995-05-11
NIN 95/22 Release of IOSCO/BIS Joint Report on the Framework for Supervisory Information About the Derivatives Activities of Banks and Securities Firms [NIN - Rescinded] 1995-06-01
NIN 95/23 Securities Amendment Act (No. 1), 1995 [NIN - Rescinded] 1995-06-14
NIN 95/24 Fee Payments under the Securities Act and the Commodity Contract Act [NIN - Rescinded] 1995-06-22
NIN 95/25 Revocation of Blanket Order #87/18 [NIN - Rescinded] 1995-06-22
NIN 95/26 Report of Committee on Underwriting Conflicts of Interest Request for Comment [NIN - Rescinded] 1995-06-28
NIN 95/27 Revised Indices of Notices and Interpretation Notes, Blanket Orders and Rulings, Local Policy Statements and Forms under the Securities Act and Securities Regulation [NIN - Rescinded] 1995-06-30
NIN 95/28 Securities Amendment Act (No. 2), 1995 [NIN - Rescinded] 1995-07-06
NIN 95/29 Task Force on Operational Efficiencies in the Administration of Securities Regulation - Final Report [NIN - Rescinded] 1995-07-06
NIN 95/30 Amendment to Section 132 of the Securities Act [NIN - Rescinded] 1995-07-20
NIN 95/31 Form 12A and Form 14A Summary Prospectus Disclosure System Amendments to Local Policy Statement 3-02 [NIN - Rescinded] 1995-07-27
NIN 95/32 XXth Annual Conference of IOSCO, Paris, July 10 to 13, 1995 [NIN - Rescinded] 1995-08-02
NIN 95/33 Amendments to the Securities Act [NIN - Rescinded] 1995-09-28
NIN 95/34 British Columbia Securities Commission Response to the Request for Comments from the Ontario Securities Commission Task Force on Small Business Financing [NIN - Rescinded] 1995-09-28
NIN 95/35 McKenzie Investigation Report Released [NIN - Rescinded] 1995-10-19
NIN 95/36 Exchange Offering Prospectus Forms [NIN - Rescinded] 1995-11-16
NIN 95/37 Specification of Exchange Offering Prospectus Forms [NIN - Rescinded] 1996-01-01
NIN 95/38 Information Sessions on Rules, Amendments to the Securities Act, and Repeal and Replacement of the Regulation and Registration Transfer Regulation [NIN - Rescinded] 1996-01-01
NIN 95/39 Rules, Amendments to the Securities Act, and Repeal and Replacement of the Regulation and Registration Transfer Regulation [NIN - Rescinded] 1996-01-01
NIN 95/40 Amendments to the Securities Act [NIN - Rescinded] 1996-01-01
NIN 95/41 Rules & Table of Concordance [NIN - Rescinded] 1996-01-01
NIN 95/42 Repeal and Replacement of the Regulation [NIN - Rescinded] 1996-01-01
NIN 95/43 Repeal and Replacement of the Registration Transfer Regulation [NIN - Rescinded] 1995-12-31
NIN 95/44 New Forms 1A, 20A (IP) and 20A (NIP) [NIN - Rescinded] 1996-01-01
NIN 95/45 Repeal of Local Policy Statement 3-30 [NIN - Rescinded] 1996-01-01
NIN 95/46 Processing Applications for Discretionary Relief Before Year End [NIN - Rescinded] 1995-11-30
NIN 95/47 Local Policy Statement 3-22 (Registration Requirements) [NIN - Rescinded] 1995-12-07
NIN 95/48 Repeal of Interim Local Policy Statement 3-22, Local Policy Statement 3-38, Local Policy Statement 3-42, Local Policy Statement 4-1 and Local Policy Statement 4-2 [NIN - Rescinded] 1995-12-07
NIN 95/49 Specification of Offering Documents Requiring Written Underwriting Procedures and Registration as an Underwriter [NIN - Rescinded] 1995-12-07
NIN 95/50 Two Further Information Sessions on Securities Rules, Amendments to the Securities Act and Repeal and Replacement of the Securities Regulation and Registration Transfer Regulation [NIN - Rescinded] 1995-12-14
NIN 95/51 New and Revised Forms (Registration) [NIN - Rescinded] 1995-12-14
NIN 95/52 Insider Reporting - Third Party Options [NIN - Rescinded] 1995-12-14
NIN 95/53 New Form of Certificate Under Section 60(3) of the Securities Act [NIN - Rescinded] 1995-12-14
NIN 95/54 Transitional Market-Making Relief for Control Persons [NIN - Rescinded] 1995-12-14
NIN 95/55 Exchange Offering Prospectuses Amendments to Local Policy Statement 3-02 [NIN - Rescinded] 1995-12-21
NIN 95/56 Interim Local Policy Statement 3-24 Statutory and Discretionary Exemptions [NIN - Rescinded] 1995-12-21
NIN 95/57 Local Policy Statement 3-44 Recognition of Self Regulatory Body, Exchanges and Jurisdictions [NIN - Rescinded] 1995-12-21
NIN 95/58 Blanket Order #95/13 - Mutual Funds and the Purchases and Sales of Certain Debt Securities From and To the Account of Responsible Persons [NIN - Rescinded] 1995-12-21
NIN 95/59 Application of Section 30 of the Act to Trust Companies [NIN - Rescinded] 1995-12-21
NIN 95/60 Hold Period for Securities of Exchange Issuer Issued Under Section 55(2)(18) of the Securities Act [NIN - Rescinded] 1995-12-21
NIN 96/01 Information Sessions in Kelowna, Kamloops, Prince George and Victoria [NIN - Rescinded] 1996-01-04
NIN 96/02 Rule Making Procedure Regulation [NIN - Rescinded] 1996-01-11
NIN 96/03 Toronto Stock Exchange Committee on Corporate Disclosure - Interim Report [NIN - Rescinded] 1996-01-11
NIN 96/04 IDA Committee on Take-Over Bid Time Limits - Request for Submissions [NIN - Rescinded] 1996-01-11
NIN 96/05 Clarification of Transitional Market-Making Relief for Control Persons [NIN - Rescinded] 1996-01-23
NIN 96/06 Supplementary Report of the Committee on Underwriting Conflicts of Interest to the CSA Chairs [NIN - Rescinded] 1996-01-24
NIN 96/07 Specification of Required Forms Under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 1996-02-15
NIN 96/08 Revised Indices of Notices and Interpretation Notes, Blanket Orders and Rulings, Local Policy Statements and Forms under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 1996-02-15
NIN 96/09 Blanket Orders #96/5 and #96/6 Mutual Funds and Related Party Transactions [NIN - Rescinded] 1996-03-27
NIN 96/10 Blanket Order #96/9 Registrant Information to be Furnished to Clients [NIN - Rescinded] 1996-04-11
NIN 96/11 Specification of Offering Documents Requiring Written Underwriting Procedures and Registration as an Underwriter [NIN - Rescinded] 1996-04-11
NIN 96/12 Further Relief Relating to Audit Committee Review and Board of Directors Approval of Interim Financial Statements [NIN - Rescinded] 1996-05-02
NIN 96/13 National Instruments and National Policies [NIN - Rescinded] 1996-05-08
NIN 96/14 Proposed National Instrument Rule relating to System for Electronic Document Analysis and Retrieval (SEDAR) [NIN - Rescinded] 1996-05-08
NIN 96/15 Joint Submission of the Chairs of the Alberta and British Columbia Securities Commissions on the Structure of the Proposed Canadian Securities Commission [NIN - Rescinded] 1996-05-16
NIN 96/16 Request for Comment Dissemination of Insider Trade Report Data [NIN - Rescinded] 1996-05-23
NIN 96/17 Blanket Order #96/11 - Mutual Funds and Related Party Transactions [NIN - Rescinded] 1996-05-29
NIN 96/18 Extension of Transitional Relief For Certain Offerings By Way of Statement of Material Facts [NIN - Rescinded] 1996-06-14
NIN 96/19 Expiry of Transitional Market-making Relief for Control Persons [NIN - Rescinded] 1996-06-20
NIN 96/20 Revised Forms (Registration and Personal Information) [NIN - Rescinded] 1996-09-01
NIN 96/21 Course Announcement - The Securities Program [NIN - Rescinded] 1996-07-09
NIN 96/22 Mutual Funds and Related Party Transactions [NIN - Rescinded] 1996-07-18
NIN 96/23 Numbering System for the Policy Reformulation Project [NIN - Rescinded] 1996-08-01
NIN 96/24 Proposed National Instrument 14-101- Definitions [NIN - Rescinded] 1996-08-01
NIN 96/25 Proposed Relief for Eligible Institutional Investors from Early Warning, Insider Reporting, Take-over Bid and Control Person Distribution Requirements [NIN - Rescinded] 1996-08-01
NIN 96/26 Calculation of Hold Periods Under the Securities Rules [NIN - Rescinded] 1996-08-13
NIN 96/27 Communication with the Securities Commission [NIN - Rescinded] 1996-08-15
NIN 96/28 Report of the IDA Committee on Take-Over Bid Time Limits [NIN - Rescinded] 1996-08-22
NIN 96/29 Trades in Options to Consultants [NIN - Rescinded] 1996-08-29
NIN 96/30 Subscribing to SEDAR Filing Services [NIN - Rescinded] 1996-08-29
NIN 96/31 Proposed Amendments to Expedited Review of Short Form Prospectuses and Renewal AIFs [NIN - Rescinded] 1996-09-26
NIN 96/32 Application of Sections 2(5), 2(6) and 2(7) of Securities Rules to the Multijurisdictional Disclosure System [NIN - Rescinded] 1996-09-26
NIN 96/33 Blanket Order #96/16 Reconciliation Requirements for Certain Foreign Issuers under the Prompt Offering Qualification System [NIN - Rescinded] 1996-09-26
NIN 96/34 Proposed Rescission Of National Policy No. 33 Financing Of Film Productions [NIN - Rescinded] 1996-10-01
NIN 96/35 Mutual Funds and Related Party Transactions [NIN - Rescinded] 1996-10-10
NIN 96/36 Real Estate Securities [NIN - Rescinded] 1996-10-10
NIN 96/37 Specification of Form 43B for Real Estate Securities [NIN - Rescinded] 1996-10-10
NIN 96/38 Form 61 - Quarterly Report - Staff Report on Schedule C - Management Discussion [NIN - Rescinded] 1996-10-31
NIN 96/39 Processing Applications for Discretionary Relief Before Year End [NIN - Rescinded] 1996-11-14
NIN 96/40 Advance Notice - National Instrument 13-101 - System for Electronic Document Analysis and Retrieval (SEDAR) [NIN - Rescinded] 1996-11-22
NIN 96/41 Specification of Offering Documents Requiring Written Underwriting Procedures and Registration as an Underwriter [NIN - Rescinded] 1996-11-21
NIN 96/42 Further Transitional Relief Mutual Funds and Related Party Transactions Involving Non-Participating Affiliates [NIN - Rescinded] 1996-11-27
NIN 96/43 Proposed National Policy 62-201 and Rescission of National Policy Statement No. 37 Bids Made only in Certain Jurisdictions [NIN - Rescinded] 1996-11-27
NIN 96/44 Proposed National Policy 62-202 and Rescission of National Policy Statement No. 38 Take-Over Bids - Defensive Tactics [NIN - Rescinded] 1996-11-27
NIN 96/45 Special Warrants Prospectus Filings [NIN - Rescinded] 1996-12-05
NIN 96/46 Advance Notice National Instrument 14-101 Definitions [NIN - Rescinded] 1996-12-18
NIN 96/47 Expedited Review of Short Form Prospectuses and Renewal AIFS [NIN - Rescinded] 1996-12-19
NIN 96/48 Adoption of National Instrument 13-101 - System for Electronic Document Analysis and Retrieval (SEDAR) [NIN - Rescinded] 1996-12-19
NIN 96/49 Quarterly Report Filings (Form 61) Under System for Electronic Document Analysis and Retrieval (SEDAR) [NIN - Rescinded] 1996-12-18
NIN 97/01 New and Revised Registration Forms [NIN - Rescinded] 1996-12-30
NIN 97/02 Revised Indices of Notices and Interpretation Notes, Blanket Orders and Rulings, and Local Policy Statements under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 1997-01-16
NIN 97/03 Respecification of Required Forms Under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 1997-01-16
NIN 97/04 Proposed National Instrument 32-101 Small Securityholder Selling and Purchase Arrangements [NIN - Rescinded] 1997-01-16
NIN 97/05 Exemptive Relief for Certain Real Estate Securities [NIN - Rescinded] 1997-02-03
NIN 97/06 Permission under Section 35(1)(c) of the Securities Act [NIN - Rescinded] 1997-02-11
NIN 97/07 System for Electronic Document Analysis and Retrieval (SEDAR) - Issuers in Default [NIN - Rescinded] 1997-02-12
NIN 97/08 Adoption of National Instrument 14-101 Definitions [NIN - Rescinded] 1997-02-27
NIN 97/09 Trading Securities and Providing Advice Respecting Securities on the Internet [NIN - Rescinded] 1997-03-03
NIN 97/10 Trust Companies, Insurers and Portfolio Managers in Other Provinces and Territories of Canada, and Foreign Portfolio Managers [NIN - Rescinded] 1997-03-04
NIN 97/11 Meaning of "Fully Managed" Accounts [NIN - Rescinded] 1997-03-04
NIN 97/12 Joint Securities Industry Committee on Conflicts of Interest - Interim Report [NIN - Rescinded] 1997-03-12
NIN 97/13 Revised Securities Act as part of the Revised Statutes of British Columbia, 1996 [NIN - Rescinded] 1997-04-03
NIN 97/14 Rescission of National Policy No. 33 Financing of Film Productions [NIN - Rescinded] 1997-04-11
NIN 97/15 Proposed National Instrument 41-101 Prospectus Disclosure Requirements and Rescission of National Policy Statements Nos. 12, 13, 32, and 35 [NIN - Rescinded] 1997-05-13
NIN 97/16 Report of the CSA Investment Funds Implementation Group [NIN - Rescinded] 1997-05-20
NIN 97/17 Settlements with the British Columbia Securities Commission [NIN - Rescinded] 1997-06-18
NIN 97/18 Proposed Provisions for Shareholder Proposals under the British Columbia Company Act [NIN - Rescinded] 1997-06-18
NIN 97/19 Replacement Registration Forms 4Z and 7Z [NIN - Rescinded] 1997-06-18
NIN 97/20 Revised Rules and Regulations under the Securities Act as result of the Revised Statutes of British Columbia, 1996 [NIN - Rescinded] 1997-06-25
NIN 97/21 Amendments to the Forms [NIN - Rescinded] 1997-06-25
NIN 97/22 Revised Forms 20 and 23 [NIN - Rescinded] 1997-06-25
NIN 97/23 Use of Non-U.S. Foreign Accounting Principles and Non-U.S. Foreign Auditing Standards [NIN - Rescinded] 1997-06-25
NIN 97/24 Proposed National Instrument 81-102 and Companion Policy 81-102CP and Proposed Rescission of National Policy Statement No. 34 and National Policy Statement No. 39 Mutual Funds [NIN - Rescinded] 1997-06-26
NIN 97/25 Proposed National Instrument 81-104 and Companion Policy 81-104CP Commodity Pools [NIN - Rescinded] 1997-06-26
NIN 97/26 Revised Indices of Policies and Other Instruments under the Securities Act [NIN - Rescinded] 1997-06-26
NIN 97/27 Respecification of Required Forms Under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 1997-06-26
NIN 97/28 Adoption of National Policy 62-201 and Rescission of National Policy Statement No. 37 Bids Made Only in Certain Jurisdictions [NIN - Rescinded] 1997-06-30
NIN 97/29 Adoption of National Policy 62-202 and Rescission of National Policy Statement No. 38 Take-Over Bids - Defensive Tactics [NIN - Rescinded] 1997-06-30
NIN 97/30 Dealers and their Salespersons [NIN - Rescinded] 1997-06-30
NIN 97/31 Proposed National Instrument 52-101 and Companion Policy 52-101CP and Proposed Rescission of National Policy Statement No. 48 [NIN - Rescinded] 1997-07-16
NIN 97/32 Proposed National Instrument 81-105 and Companion Policy 81-105CP Mutual Fund Sales Practices [NIN - Rescinded] 1997-07-25
NIN 97/33 The Investment Funds Institute of Canada Code of Sales Practices For the Mutual Fund Industry [NIN - Rescinded] 1997-07-25
NIN 97/34 Proposed Rescission of Uniform Act Policy No. 2-11: Applications to Omit Certain Financial Information [NIN - Rescinded] 1997-08-01
NIN 97/35 Changes to SEDAR Filer Software [NIN - Rescinded] 1997-07-30
NIN 97/36 Market Fragmentation Request for Comments and Disclosure Forum [NIN - Rescinded] 1997-08-27
NIN 97/37 Advance Notice - National Instrument 32-101 Small Securityholder Selling and Purchase Arrangements [NIN - Rescinded] 1997-08-27
NIN 97/38 Designated Jurisdictions of Issuers Eligible to Participate in the POP System [NIN - Rescinded] 1997-09-18
NIN 97/39 Registration to Act as an Adviser or to Trade in Securities or Exchange Contracts [NIN - Rescinded] 1997-10-14
NIN 97/40 Conditional Exemption From Registration for United States Broker-Dealers and Agents [NIN - Rescinded] 1997-10-16
NIN 97/41 Communication with the Securities Commission - New Commission Telephone and Facsimile Numbers [NIN - Rescinded] 1997-10-23
NIN 97/42 Proposed Changes to the Definition of Material Fact and Material Change and Proposed Introduction of a "Loser-Pays" Cost Rule Under Securities Legislation [NIN - Rescinded] 1997-10-30
NIN 97/43 Adoption of National Instrument 32-101 Small Securityholder Selling and Purchase Arrangements [NIN - Rescinded] 1997-10-30
NIN 97/44 Processing Applications For Discretionary Relief Before Year End [NIN - Rescinded] 1997-11-06
NIN 97/45 Disruption of Mail Service [NIN - Rescinded] 1997-11-20
NIN 97/46 Notice of Proposed National Instrument 45-101 Rights Offerings, Companion Policy 45-101CP, Form 45-101F and Rescission of Certain Policies [NIN - Rescinded] 1997-11-20
NIN 97/47 Shorter Hold Period with Annual Information Form, Eurobond Offerings and Distributions to Persons Outside B.C. [NIN - Rescinded] 1997-11-27
NIN 97/48 Distribution of Securities to Persons Outside British Columbia [NIN - Rescinded] 1997-11-27
NIN 97/49 Proposed National Instruments 33-102, 33-103, 33-104, Related Companion Policies and National Policy 33-201, All Governing Activities of Dealers that Carry on Business in Retail Branches of Financial Institutions [NIN - Rescinded] 1997-11-27
NIN 97/50 Proposed Rescission of Uniform Act Policy No. 2-10: Insider Trading Reports - Persons Required to Report in More than One Capacity [NIN - Rescinded] 1997-12-04
NIN 97/51 Proposed National Instrument 71-101 and Companion Policy 71-101CP The Multijurisdictional Disclosure System [NIN - Rescinded] 1997-12-04
NIN 97/52 Non-Payment of SEDAR Annual Filing Service Charges [NIN - Rescinded] 1997-12-17
NIN 97/53 Amendments to the Company Act relating to Compromises and Arrangements [NIN - Rescinded] 1997-12-17
NIN 97/54 Filing Forms 20 Reports by Facsimile [NIN - Rescinded] 1997-12-24
NIN 98/01 Clarification of Interim Local Policy Statement 3-27 System for Shorter Hold Periods With An AIF and Publication of Proposed Alberta Rule and Policy [NIN - Rescinded] 1998-01-15
NIN 98/02 Revised Indices of Policies and Other Instruments under the Securities Act [NIN - Rescinded] 1998-01-16
NIN 98/03 Respecification of Required Forms Under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 1998-01-16
NIN 98/04 The Year 2000 Challenge - Disclosure Issues for Exchange Issuers [NIN - Rescinded] 1998-01-27
NIN 98/05 Advance Notice - National Instrument 81-105 and Companion Policy 81-105CP Mutual Fund Sales Practices and Advance Notice of Revocation of Canadian Securities Administrators Notices [NIN - Rescinded] 1998-02-06
NIN 98/06 Proposed Multi-Jurisdictional Instrument 33-105 and Companion Policy 33-105CP Underwriting Conflicts [NIN - Rescinded] 1998-02-04
NIN 98/07 Mortgages [NIN - Rescinded] 1998-02-04
NIN 98/08 Specification of Form 43C as Form of Offering Memorandum for Mortgages and Request for Comment on Draft Form of Information Statement [NIN - Rescinded] 1998-02-04
NIN 98/09 Proposed National Instrument 33-101 and Proposed Rescission of British Columbia Securities Commission Local Policy Statement 3-33 Administration of Self-Directed RRSPs, RESPs and RRIFs by Dealers [NIN - Rescinded] 1998-02-11
NIN 98/10 Proposed National Policy 34-201 and Multi-Jurisdictional Policy 34-202 Governing Conduct of Registrants and Rescission of National Policy Statements Nos. 17 and 18 [NIN - Rescinded] 1998-02-11
NIN 98/11 Proposed National Instrument 44-101 and Companion Policy 44-101CP Prompt Offering Qualification System [NIN - Rescinded] 1998-02-19
NIN 98/12 Notice of Proposed National Instrument 54-101 Forms 54-101F1, 54-101F2, 54-101F3, 54-101F4, 54-101F5, 54-101F6, 54-101F7 and 54-101F8 and Companion Policy 54-101CP Communication With Beneficial Owners of Securities of a Reporting Issuer [NIN - Rescinded] 1998-02-25
NIN 98/13 Notice of Proposed National Instrument 54-102 Supplemental Mailing List and Interim Financial Statement Exemption [NIN - Rescinded] 1998-02-25
NIN 98/14 Notice of Public Forum to Discuss "NETS" and Market Fragmentation [NIN - Rescinded] 1998-02-26
NIN 98/15 Designated Jurisdictions of Issuers Eligible to Participate in the POP System [NIN - Rescinded] 1998-02-25
NIN 98/16 Repeal and Replacement of Local Policy Statement 3-22 (Registration Requirements) [NIN - Rescinded] 1998-04-15
NIN 98/17 Rescission of Uniform Act Policy No. 2-11: Applications to Omit Certain Financial Information [NIN - Rescinded] 1998-04-03
NIN 98/18 Rescission of Form 29: Finance Company Questionnaire and Financial Report [NIN - Rescinded] 1998-04-03
NIN 98/19 Adoption of National Instrument 81-105 and Companion Policy 81-105CP Mutual Fund Sales Practices and Revocation of Canadian Securities Administrators Notices [NIN - Rescinded] 1998-05-01
NIN 98/20 Government Strip Bonds - Information Statement, Local Policy Statement 3-43, Blanket Order #91/12 [NIN - Rescinded] 1998-04-23
NIN 98/21 Rescission of Uniform Act Policy No. 2-10: Insider Trading Reports - Persons Required to Report in More than One Capacity [NIN - Rescinded] 1998-05-01
NIN 98/22 Proposal for a National Escrow Regime Applicable to Initial Public Distributions [NIN - Rescinded] 1998-05-06
NIN 98/23 Disclosure Obligations and Insider Trading Prohibitions in the Context of Material Facts and Material Changes [NIN - Rescinded] 1998-05-15
NIN 98/24 Proposed National Instrument 52-102 Use of Currencies [NIN - Rescinded] 1998-05-27
NIN 98/25 Proposed National Instrument 52-103 Change of Auditor [NIN - Rescinded] 1998-05-27
NIN 98/26 Proposal for a Statutory Civil Remedy for Investors in the Secondary Market [NIN - Rescinded] 1998-05-27
NIN 98/27 Venture Capital Pool Offerings Amendments to Local Policy Statement 3-02 [NIN - Rescinded] 1998-06-11
NIN 98/28 Amendments to the Securities Act [NIN - Rescinded] 1998-06-18
NIN 98/29 Mutual Reliance Review System Request for Comments on Proposed Memorandum of Understanding [NIN - Rescinded] 1998-06-18
NIN 98/30 Proposed National Policy 43-201 Mutual Reliance Review System for Prospectuses and Initial AIFs [NIN - Rescinded] 1998-06-18
NIN 98/31 Proposed National Instrument 31-101 and Companion Policy 31-101CP Mutual Reliance Review System for Registration [NIN - Rescinded] 1998-06-18
NIN 98/32 Blanket Order #98/5 Mutual Funds and the Purchase and Sale of Mortgages From and To the Account of Responsible Persons and Revocation Order #98/6 [NIN - Rescinded] 1998-06-30
NIN 98/33 Revised Forms Under the Securities Act [NIN - Rescinded] 1998-06-30
NIN 98/34 Revised Indices of Policies and Other Instruments under the Securities Act [NIN - Rescinded] 1998-06-30
NIN 98/35 Respecification of Required Forms Under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 1998-06-30
NIN 98/36 Proposed National Instrument 43-101 and Companion Policy 43-101CP Standards of Disclosure for Mineral Exploration and Development and Mining Properties [NIN - Rescinded] 1998-07-02
NIN 98/37 Mutual Reliance Review System for Applications - Extension of Testing [NIN - Rescinded] 1998-07-02
NIN 98/38 Regulatory Review of Continuous Disclosure Filings [NIN - Rescinded] 1998-07-09
NIN 98/39 Proposed Rule Amendments to Require Membership in a Self-Regulatory Organization for Mutual Fund Dealers and Securities Dealers [NIN - Rescinded] 1998-07-09
NIN 98/40 Republication for Comment of Proposed National Instrument 54-101 and Related Documents Communication With Beneficial Owners of Securities of a Reporting Issuer [NIN - Rescinded] 1998-07-16
NIN 98/41 Selective Review of Prospectus Filings [NIN - Rescinded] 1998-08-01
NIN 98/42 Regulatory Initiatives Relating to the Year 2000 [NIN - Rescinded] 1998-07-22
NIN 98/43 Industry Responsibility Regarding the Year 2000 [NIN - Rescinded] 1998-07-22
NIN 98/44 Revised Forms under the Securities Act [NIN - Rescinded] 1998-07-22
NIN 98/45 Proposed Rescission of Certain Uniform Act Policies [NIN - Rescinded] 1998-07-22
NIN 98/46 Materials Required to be Filed under Proposed National Policy 43-201 - Mutual Reliance Review System for Prospectuses and Initial AIFs [NIN - Rescinded] 1998-07-30
NIN 98/47 Proposed National Instrument 81-101, Companion Policy 81-101CP and Forms 81-101F1 and 81-101F2 Mutual Fund Prospectus Disclosure [NIN - Rescinded] 1998-07-30
NIN 98/48 Revised Indices of Policies and Other Instruments under the Securities Act [NIN - Rescinded] 1998-06-30
NIN 98/49 Notice of Amendments to Mortgage Brokers Act [NIN - Rescinded] 1998-08-13
NIN 98/50 Advance Notice - National Instrument 71-101, Companion Policy 71-101CP, Implementing Rule 71-801 and Form 71-101F1 The Multijurisdictional Disclosure System [NIN - Rescinded] 1998-08-13
NIN 98/51 Consequential Amendments to the Securities Rules Relating to Insider Reports and Take Over Bids - Request for Comments [NIN - Rescinded] 1998-08-20
NIN 98/52 Revised Shorter Hold Period with AIF and New Exemption for Certain Distributions Outside British Columbia [NIN - Rescinded] 1998-08-27
NIN 98/53 Proposed National Instruments 62-101, 62-102 and 62-103 - Early Warning System and Related Matters [NIN - Rescinded] 1998-09-03
NIN 98/54 Permanent Registration System [NIN - Rescinded] 1998-09-03
NIN 98/55 International Associates of the Vancouver Stock Exchange [NIN - Rescinded] 1998-09-03
NIN 98/56 Trading by Registrants under Certain Prospectus and Registration Exemptions [NIN - Rescinded] 1998-09-09
NIN 98/57 Proposed Rescission of Certain National Policy Statements [NIN - Rescinded] 1998-09-10
NIN 98/58 Notice of Proposed Amendment to National Instrument 14-101 - Definitions [NIN - Rescinded] 1998-09-10
NIN 98/59 CSA Year 2000 Summit [NIN - Rescinded] 1998-10-01
NIN 98/60 Proposed National Instrument 44-102, Companion Policy 44-102CP and Rule 44-802 - Shelf Distributions [NIN - Rescinded] 1998-10-01
NIN 98/61 Proposed National Instrument 44-103, Companion Policy 44-103CP and Rule 44-803 - Post-Receipt Pricing [NIN - Rescinded] 1998-10-01
NIN 98/62 Revised Exemption for Certain Distributions Outside British Columbia [NIN - Rescinded] 1998-10-14
NIN 98/63 Advance Notice - National Instrument 33-106 Year 2000 Preparation Reporting [NIN - Rescinded] 1998-10-14
NIN 98/64 National Policy 34-201 and Multilateral Policy 34-202 Governing Conduct of Registrants and Rescission of National Policy Statements Nos. 17 and 18 [NIN - Rescinded] 1998-10-14
NIN 98/65 Adoption of National Instrument 33-106 Year 2000 Preparation Reporting [NIN - Rescinded] 1998-10-21
NIN 98/66 Adoption of Rule Restricting Exemption to Mortgages on Land in British Columbia [NIN - Rescinded] 1998-10-21
NIN 98/67 Adoption of National Instrument 71-101, Companion Policy 71-101CP, Rule 71-801, Rule 71-802 and BOR#98/14 The Multijurisdictional Disclosure System and Revocation of National Policy Statement No. 45 and Certain Blanket Orders [NIN - Rescinded] 1998-10-21
NIN 98/68 Proposed National Policy 12-201 Mutual Reliance Review System for Exemptive Relief Applications [NIN - Rescinded] 1998-11-19
NIN 98/69 Calls to Persons at Their Places of Residence ("Cold Calling") [NIN - Rescinded] 1998-12-03
NIN 98/70 Rescission of Certain Uniform Act Policies [NIN - Rescinded] 1998-12-16
NIN 98/71 Proposed National Policy 11-201 Delivery of Documents by Electronic Means [NIN - Rescinded] 1998-12-29
NIN 98/72 Trading in Securities Using the Internet and Other Electronic Means [NIN - Rescinded] 1998-12-29
NIN 98/73 New Form of Risk Disclosure Required for Trading in and Advising on Exchange Contracts [NIN - Rescinded] 1998-12-30
NIN 99/01 CSA Staff Report on the Year 2000 Disclosure Review Program [NIN - Rescinded] 1999-01-07
NIN 99/02 Amendments to Form 14 [NIN - Rescinded] 1999-01-31
NIN 99/03 Respecification of Required Forms under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 1999-01-31
NIN 99/04 Revised Indices of Policies and Other Instruments under the Securities Act [NIN - Rescinded] 1999-01-31
NIN 99/05 Proposed Amendments to National Instrument 13-101 "System for Electronic Document Analysis and Retrieval" ("SEDAR") and the SEDAR Filer Manual [NIN - Rescinded] 1999-02-25
NIN 99/06 Publication by Other CSA members of Lists of Non-Complying Registered Firms under National Instrument 33-106 [NIN - Rescinded] 1999-02-25
NIN 99/07 Permission to Make Written Listing Representations [NIN - Rescinded] 1999-03-01
NIN 99/08 Concept Paper on A Framework for Market Regulation in Canada [NIN - Rescinded] 1999-03-04
NIN 99/09 Republication for Comment of Proposed National Instrument 81-102 and Companion Policy 81-102CP Mutual Funds [NIN - Rescinded] 1999-03-18
NIN 99/10 Rescission of Certain National Policy Statements [NIN - Rescinded] 1999-04-01
NIN 99/11 Advance Notice Amendment to National Instrument 14-101 Definitions [NIN - Rescinded] 1999-03-25
NIN 99/12 Non-Compliant Registered Firms under National Instrument 33-106 [NIN - Rescinded] 1999-04-14
NIN 99/13 Updated List of Non-Compliant Registered Firms under National Instrument 33-106 [NIN - Rescinded] 1999-04-22
NIN 99/14 Short Form Offerings for Qualifying Issuers [NIN - Rescinded] 1999-04-28
NIN 99/15 Republication for Comment of Proposed National Instrument 81-101, Form 81-101F1 and Form 81-101F2 and Companion Policy 81-101CP Mutual Fund Prospectus Disclosure [NIN - Rescinded] 1999-04-28
NIN 99/16 Report on Comparison of Segregated Funds and Mutual Funds [NIN - Rescinded] 1999-05-05
NIN 99/17 Securities Amendment Act, 1999 [NIN - Rescinded] 1999-06-02
NIN 99/18 Revamping the Exempt Market - Proposals of Staff of the Ontario Securities Commission [NIN - Rescinded] 1999-06-02
NIN 99/19 Rescission of Local Policy Statements 3-01, 3-03, 3-21, 3-25, 3-31 and 3-41 [NIN - Rescinded] 1999-06-24
NIN 99/20 Streamlining Initiative to Reduce Regulatory Burdens Request for Input [NIN - Rescinded] 1999-06-24
NIN 99/21 Short Form Offerings of Listed Securities and Units by Qualifying Issuers [NIN - Rescinded] 1999-06-24
NIN 99/22 Revised Local Policy Statement 3-12 (Rules for Proceedings) [NIN - Rescinded] 1999-06-24
NIN 99/23 Adoption of Amendment to National Instrument 14-101 - Definitions [NIN - Rescinded] 1999-06-24
NIN 99/24 Proposed National Instrument 21-101, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4, Companion Policy 21-101CP, National Instrument 23-101, Companion Policy 23-101CP and Discussion Paper Entitled "Consolidation Plan for a Consolidated Canadian Market" Marketplace Operation and Trading Rules [NIN - Rescinded] 1999-06-30
NIN 99/25 Respecification of Required Forms under the Securities Act, Securities Regulation and Securities Rules [NIN - Rescinded] 1999-06-30
NIN 99/26 Revised Indices of Policies and Other Instruments under the Securities Act [NIN - Rescinded] 1999-06-30
NIN 99/27 Amendments to the Securities Act [NIN - Rescinded] 1999-07-08
NIN 99/28 Republication for Comment of Proposed National Instrument 44-101 and Related Documents Short Form Prospectus Distributions [NIN - Rescinded] 1999-07-22
NIN 99/29 Proposed National Instrument 55-101 and Companion Policy 55-101CP Exemption From Certain Insider Reporting Requirements [NIN - Rescinded] 1999-08-18
NIN 99/30 Republication for Comment of Proposed Rule on Syndicated Mortgages [NIN - Rescinded] 1999-08-18
NIN 99/31 General Prospectus Requirements - OSC Proposed Rule 41-501 and Form 41-501F1 [NIN - Rescinded] 1999-08-19
NIN 99/32 CSA Year 2000 Contingency Planning Seminar [NIN - Rescinded] 1999-08-24
NIN 99/33 Adoption of Amendments to National Instrument 13-101 "System for Electronic Document Analysis and Retrieval" ("SEDAR") and the SEDAR Filer Manual [NIN - Rescinded] 1999-08-26
NIN 99/34 Multijurisdictional Disclosure System [NIN - Rescinded] 1999-09-15
NIN 99/35 Publication of the Consolidated SEDAR Rule and Version 6.0 of the SEDAR Filer Manual [NIN - Rescinded] 1999-09-15
NIN 99/36 CICA Assurance Standards Board "Auditor Assistance to Underwriters and Others" - Exposure Draft, September 1999 [NIN - Rescinded] 1999-10-13
NIN 99/37 Mutual Reliance Review System - Memorandum Of Understanding [NIN - Rescinded] 1999-10-28
NIN 99/38 Advance Notice of National Instrument 81-101 and Related Documents - Mutual Fund Prospectus Disclosure [NIN - Rescinded] 1999-11-09
NIN 99/39 Advance Notice of National Instrument 81-102 and Related Documents - Mutual Funds [NIN - Rescinded] 1999-11-09
NIN 99/40 The Canadian Venture Exchange - Recognition and Related Instruments [NIN - Rescinded] 2006-11-10
NIN 99/41 Adoption of National Policy 12-201 Mutual Reliance Review System for Exemptive Relief Applications [NIN - Rescinded] 1999-11-17
NIN 99/42 Adoption of National Policy 43-201 - Mutual Reliance Review System for Prospectuses and Annual Information Forms and Rescission of National Policy 1 [NIN - Rescinded] 1999-11-17
NIN 99/43 Proposed Rescission of National Policy 30 - Processing of "Seasoned Prospectuses" [NIN - Rescinded] 1999-11-17
NIN 99/44 Over-the-Counter Derivatives [NIN - Rescinded] 1999-11-24
NIN 99/45 The Canadian Venture Exchange - Recognition and Related Instruments [NIN - Rescinded] 1999-12-02
NIN 99/46 Publication for Comment of Proposed Multilateral Instrument 33-107 - Proficiency Requirements for Registrants Holding Themselves Out as Providing Financial Planning Advice [NIN - Rescinded] 1999-12-02
NIN 99/47 Rescission of Local Policy Statement 3-17 Registrant Due Diligence [NIN - Rescinded] 1999-12-09
NIN 99/48 Advance Notice of National Instrument 62-101, National Instrument 62-102 and National Instrument 62-103 Early Warning System and Related Matters [NIN - Rescinded] 1999-12-15
NIN 99/49 Republication for Comment of Proposed National Instrument 44-101 and Related Documents Short Form Prospectus Distributions [NIN - Rescinded] 1999-12-15
NIN 99/50 SEDAR Filings and Year 2000 Contingency Plans [NIN - Rescinded] 1999-12-15
NIN 99/51 National Policy 11-201 Delivery of Documents by Electronic Means [NIN - Rescinded] 1999-12-15
NIN 99/52 National Policy 47-201 Trading Securities Using the Internet and Other Electronic Means [NIN - Rescinded] 1999-12-15
NIN 99/53 Report on Changes in the Regulation of Segregated Funds and Mutual Funds [NIN - Rescinded] 1999-12-15
NIN 99/54 Adoption of Interim Local Policy 41-601 (BC) Prospectus Filing Requirements and Rescission of Local Policy Statement 3-02 [NIN - Rescinded] 1999-12-21
NIN 99/55 Blanket Order 51-501 (BC) Transitional Orders Relating to Former Alberta and Vancouver Stock Exchange Issuers [NIN - Rescinded] 1999-12-21
NIN 99/56 Revocation of BOR#94/1 and BOR#98/10 [NIN - Rescinded] 1999-12-30