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Securities Law

Historical Forms

1 – Procedure & Related Matters

Document Effective Rescinded
11-101 Principal Regulator System [F Amendment - Rescinded]
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2008-03-17 2009-09-28
11-101F1 Notice of principal regulator under Multilateral Instrument 11-101 [F - Rescinded]
Word
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2008-03-17 2009-09-28
11-101F1 Notice of Principal Regulator under Multilateral Instrument [F Amendment Advance Notice - Lapsed]
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2008-03-17
11-101F1 Notice of principal regulator under Multilateral Instrument 11-101 [F - Rescinded]
Word
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2005-09-19
11-901F Securities Regulation Fee Checklist [F - Rescinded]
PDF
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2023-06-02 2024-04-08
11-901F Fee Checklist [BCF - Rescinded]
PDF
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2018-12-30 2023-06-09
11-901F Fee Checklist [BCF - Rescinded] 2001-05-31 2002-01-07
11-901F Fee Check List [BCF - Rescinded]
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2003-11-21 2008-06-19
11-901F Fee Checklist [BCF - Rescinded] 2003-01-07 2003-11-21
11-901F Fee Checklist [BCF - Rescinded]
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2009-09-30 2018-12-30
11-901F Fee Checklist [BCF - Rescinded] 2002-01-07 2003-01-07
12-602F Application For Exempt Purchaser Status [BCF - Rescinded]
Word
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2002-04-03 2005-09-14
12-602F Application For Exempt Purchaser Status [BCF - Rescinded] 2001-05-30 2002-04-03
12-602F Application for Exempt Purchaser Status [BCF - Rescinded]
Word
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2005-09-14 2009-09-28
12-901F Claims Application Form [F - Rescinded]
PDF
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2018-02-22 2020-03-09
12-901F Claim Application Form [F - Rescinded]
PDF
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Word
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2015-03-19 2018-02-22
15-601F Summons to Attend Before Commission [BCF - Rescinded]
PDF
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2001-03-16 2012-09-17
15-901F Summons to Attend Before an Investigator Under Section 144 [BCF - Rescinded]
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2001-03-15 2012-09-17
15-901F Summons to Attend before an Investigator Under Section 144 [BCF - Rescinded]
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Word
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2014-03-18
15-902F Demand for Production under Section 144 [BCF - Rescinded]
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2014-03-18
15-902F Demand for Production under Section 144 [BCF - Rescinded]
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2001-03-15 2012-09-17
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2 – Certain Capital Market Participants

Document Effective Rescinded
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded]
Word
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PDF
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2015-10-01 2020-09-14
21-101F1 Information Statement Exchange Or Quotation And Trade Reporting System [F - Rescinded]
PDF
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2001-12-01 2003-12-31
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2012-07-01 2012-07-06
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded]
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Word
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2011-01-01 2012-07-06
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F Amendment Advance Notice - Lapsed]
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2011-01-01 2011-01-01
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded]
PDF
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Word
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2012-07-06 2015-10-01
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded]
Word
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2001-12-01 2011-01-01
21-101F2 Information Statement Alternative Trading System [F - Rescinded]
Word
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PDF
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2015-10-01 2020-09-14
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded]
PDF
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2001-12-01 2003-12-31
21-101F2 Initial Operation Report Alternative Trading System [F Blackline Amendment Advance Notice - Lapsed]
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2012-07-01 2012-07-06
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded]
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Word
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2012-07-06 2015-10-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded]
Word
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2001-12-01 2007-03-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded]
PDF
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Word
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2007-03-01 2012-07-06
21-101F3 Quarterly Report of Marketplace Activities [F - Rescinded]
Word
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PDF
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2015-10-01 2020-09-14
21-101F3 Quarterly Report of Marketplace Activities [F - Rescinded]
PDF
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Word
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2012-12-31 2015-10-01
21-101F3 Quarterly Report of Marketplace Activities [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2012-07-01 2012-07-06
21-101F3 Quarterly Report of Alternative Trading System Activities [F - Rescinded]
Word
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2001-12-01 2012-12-31
21-101F3 Quarterly Report Of Alternative Trading System Activities [F - Rescinded]
PDF
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2001-12-01 2003-12-31
21-101F4 Cessation Of Operations Report For Alternative Trading System [F - Rescinded]
PDF
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2001-12-01 2003-12-31
21-101F4 Cessation of Operations Report for Alternative Trading System [F - Rescinded]
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Word
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2001-12-01 2015-10-01
21-101F5 Information Statement Information Processor [F - Rescinded]
Word
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PDF
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2015-10-01 2020-09-14
21-101F5 Initial Operation Report for Information Processor [F - Rescinded]
PDF
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Word
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2007-03-01 2012-07-06
21-101F5 Initial Operation Report for Information Processor [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2012-07-01 2012-07-06
21-101F5 Initial Operation Report For Information Processor [F - Rescinded]
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2001-12-01 2003-12-31
21-101F5 Initial Operation Report for Information Processor [F - Rescinded]
Word
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2001-12-01 2007-03-01
21-101F5 Initial Operation Report for Information Processor [F - Lapsed]
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Word
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2012-07-06 2015-10-01
21-101F6 Cessation Of Operations Report For Information Processor [F - Rescinded]
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Word
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2001-12-01 2015-10-01
21-101F6 Cessation Of Operations Report For Information Processor [F - Rescinded]
PDF
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2001-12-01 2003-12-31
24-101F1 Registered Firm Exception report of Dap/Rap Trade Reporting and Matching [F - Rescinded]
PDF
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2015-01-11 2017-09-05
24-101F1 Registrant Exception Report of DAP/RAP Trade Reporting and Matching [F Advance Notice - Lapsed]
PDF
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24-101F1 Registered Firm Exception report of Dap/Rap Trade Reporting and Matching [F - Rescinded]
PDF
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Word
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2010-07-01 2015-01-12
24-101F1 Registrant Exception Report of DAP/RAP Trade Reporting and Matching [F - Rescinded]
Word
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2007-04-01 2009-09-28
24-101F1 Registered Firm Exception Report of Dap/Rap Trade Reporting and Matching [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2010-07-01 2010-07-01
24-101F1 Registered Firm Exception Report of DAP/RAP Trade Reporting and Matching [F - Rescinded]
PDF
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Word
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2009-09-28 2010-07-01
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F Advance Notice - Lapsed]
PDF
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24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2010-07-01 2010-07-01
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded]
Word
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2007-04-01 2009-09-28
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded]
PDF
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Word
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2010-07-01 2017-09-05
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded]
PDF
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Word
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2009-09-28 2010-07-01
24-101F3 Matching Service Utility Notice of Operations [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2010-07-01 2010-07-01
24-101F3 Matching Service Utility Notice of Operations [F - Rescinded]
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Word
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2010-07-01 2017-09-05
24-101F3 Matching Service Utility Notice of Operations [F - Rescinded]
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Word
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2009-09-28 2010-07-01
24-101F3 Matching Service Utility Notice of Operations [F Advance Notice - Lapsed]
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24-101F3 Matching Service Utility Notice of Operations [F - Rescinded]
Word
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2007-04-01 2009-09-28
24-101F4 Matching Service Utility Notice of Cessation of Operations [F - Rescinded]
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Word
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2009-09-28 2010-07-01
24-101F4 Matching Service Utility Notice of Cessation of Operations [F - Rescinded]
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Word
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2010-07-01 2017-09-05
24-101F4 Matching Service Utility Notice of Cessation Of Operations [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2010-07-01 2010-07-01
24-101F4 Matching Service Utility Notice of Cessation of Operations [F - Rescinded]
Word
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2007-04-01 2009-09-28
24-101F4 Matching Service Utility Notice of Cessation of Operations [F Advance Notice - Lapsed]
PDF
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24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded]
Word
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2007-04-01 2009-09-28
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2010-07-01 2010-07-01
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F Advance Notice - Lapsed]
PDF
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24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded]
PDF
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Word
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2009-09-28 2010-07-01
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F - Rescinded]
PDF
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Word
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2010-07-01 2017-09-05
24-102F1 Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process [F - Rescinded]
PDF
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Word
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2016-02-25 2020-06-19
24-102F2 Cessation of Operations Report for Clearing Agency [F - Rescinded]
PDF
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Word
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2016-02-25 2020-06-19
25-101F1 Designated Rating Organization Application and Annual Filing [F Advance Notice - Lapsed]
PDF
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2012-04-20
25-101F2 Submission to Jurisdiction and Appointment of Agent for Service of Process [F Advance Notice - Lapsed]
PDF
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2012-04-20 2012-04-20
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3 – Registration Requirements & Related Matters

Document Effective Rescinded
31-101F1 Election to use NRS and Determination of Principal Regulator [F - Rescinded]
PDF
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2005-04-04
31-101F1 Election to use NRS and Determination of Principal Regulator [F - Rescinded]
Word
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2006-08-01 2009-10-08
31-101F2 Notice of Change [F - Rescinded]
PDF
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2005-04-04 2006-08-01
31-101F2 Notice of Change [F - Rescinded]
Word
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2006-08-01 2009-10-08
31-103F1 Calculation of Excess Working Capital [F - Rescinded]
PDF
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Word
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2018-06-12 2023-09-13
31-103F1 Calculation of Excess Working Capital [F - Rescinded]
PDF
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Word
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2015-01-11 2018-06-12
31-103F1 Calculation of Excess Working Capital [F - Rescinded]
Word
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PDF
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2014-09-22 2015-01-11
31-103F1 Calculation of Excess Working Capital [F - Rescinded]
PDF
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Word
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2011-07-11 2013-05-31
31-103F1 Calculation of Excess Working Capital [F Advance Notice - Lapsed]
PDF
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Word
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2009-09-28 2009-09-25
31-103F1 Calculation of Excess Working Capital [F - Lapsed] - For financial years beginning before January 1, 2011
PDF
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Word
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2009-09-28 2013-03-31
31-103F1 Calculation of Excess Working Capital [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
31-103F1 Calculation of Excess Working Capital [F - Rescinded]
PDF
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Word
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2013-05-31 2014-09-22
31-103F1 Calculation of Excess Working Capital [F - Rescinded] - For financial years beginning on or after January 1, 2011
PDF
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Word
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2011-01-01 2011-07-11
31-103F2 Submission to Jurisdiction and Appointment of Agent for Service [F - Rescinded]
PDF
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Word
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2011-07-11 2015-01-11
31-103F2 Submission to Jurisdiction and Appointment of Agent for Service [F - Rescinded]
PDF
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Word
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2009-09-28 2011-07-11
31-103F2 Submission to Jurisdiction and Appointment of Agent for Service [F Advance Notice - Lapsed]
PDF
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Word
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2009-09-28 2009-09-25
31-103F3 Use of Mobility Exemption [F - Rescinded]
PDF
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Word
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2009-09-28 2011-07-11
31-103F3 Use of Mobility Exemption [F Advance Notice - Lapsed]
PDF
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Word
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2009-09-28 2009-09-25
31-103F3 Use of Mobility Exemption [F - Rescinded]
PDF
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Word
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2011-07-11 2015-01-11
31-901F Application for Registration as Dealer, Adviser or Underwriter [F - Rescinded]
PDF
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2001-03-28 2009-09-28
31-902F Uniform application for registration / approval (BC) [F - Rescinded] 2001-03-28 2003-03-28
31-903F Consent to a Criminal Records Check [F - Rescinded]
PDF
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2001-03-28 2003-03-28
31-904F1 Uniform Application For Renewal Of Registration [F - Rescinded] 2001-03-28 2003-03-28
31-904F2 Application for Bulk Renewal of Registration (Firms & Individuals) [F - Rescinded] 2002-09-05 2003-03-28
31-904F2 Application for Bulk Renewal of Registration (Firms & Individuals) [F - Rescinded] 2001-09-05 2002-09-05
31-904F3 Application for Bulk Renewal of Registration (Individuals) [F - Rescinded] 2001-09-05 2003-03-28
31-905F Application for Amendment of Registration as Dealer, Adviser or Underwriter [F - Rescinded] 2001-03-28 2003-03-28
31-906F Application for Transfer/Change of Status [F - Rescinded] 2001-03-28 2003-03-28
32-901F Information Statement Required under Section 46 (g) of the Act [F - Rescinded] 2001-03-28 2005-09-14
32-901F Information statement required for exempt trades by not for profit issuers [F- Rescinded]
Word
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2005-09-14 2009-09-28
33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals [F - Rescinded]
PDF
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Word
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2015-01-11 2022-06-06
33-109F1 Notice of Termination [F - Rescinded]
Word
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2009-09-28
33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals [F - Rescinded]
PDF
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Word
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2009-09-28 2011-07-11
33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals [F Amendment Advance Notice - Lapsed]
PDF
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Word
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2011-07-11
33-109F1 Notice of Termination [F - Lapsed]
PDF
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2003-02-21
33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals [F - Rescinded]
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Word
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2011-07-11 2015-01-11
33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals [F Amendment Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2011-07-11
33-109F2 Change or Surrender of Individual Categories [F - Rescinded]
PDF
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Word
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2015-01-11 2022-06-06
33-109F2 Change or Surrender of Individual Categories [F - Rescinded]
Word
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2009-09-28
33-109F2 Change or Surrender of Individual Categories [F - Lapsed]
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2003-02-21
33-109F2 Change or Surrender of Individual Categories [F - Rescinded]
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Word
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2011-07-11 2015-01-11
33-109F2 Change or Surrender of Individual Categories [F Amendment Advance Notice - Lapsed]
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Word
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2011-07-11
33-109F2 Change or Surrender of Individual Categories [F Blackline Amendment Advance Notice - Lapsed]
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2011-07-11
33-109F2 Change or Surrender of Individual Categories [F - Rescinded]
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Word
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2009-09-28 2011-07-11
33-109F2 Change or Surrender of Individual Categories [F Amendment Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
33-109F3 Business Locations Other than Head Office [F - Rescinded]
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Word
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2015-01-11 2022-06-06
33-109F3 Business Locations Other than Head Office [F - Rescinded]
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Word
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2011-07-11 2015-01-11
33-109F3 Business Location Other than Head Office [F - Lapsed] 2003-02-21
33-109F3 Business Locations Other Than Head Office [F - Rescinded]
Word
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2009-09-28
33-109F3 Business Locations other than Head Office [F Amendment Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
33-109F3 Business Locations other than Head Office [F - Rescinded]
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Word
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2009-09-28 2011-07-11
33-109F3 Business Locations Other than Head Office [F Amendment Advance Notice - Lapsed]
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Word
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2011-07-11
33-109F3 Business Locations other than Head Office [F Blackline Amendment Advance Notice - Lapsed]
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2011-07-11
33-109F4 Registration of Individuals and Review of Permitted Individuals [F - Rescinded]
PDF
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Word
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2015-01-11 2022-06-06
33-109F4 Registration Information for an Individual [F - Lapsed]
PDF
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2003-02-23
33-109F4 Registration of Individuals and Review of Permitted Individuals [F Amendment Advance Notice - Lapsed]
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Word
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2011-07-11
33-109F4 Registration of Individuals and Review of Permitted Individuals [F Blackline Amendment Advance Notice - Lapsed]
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2011-07-11
33-109F4 Registration of Individuals and Review of Permitted Individuals [F - Rescinded]
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2011-07-11 2015-01-11
33-109F4 Registration of Individuals and Review of Permitted Individuals [F Amendment Advance Notice - Lapsed]
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2009-09-28 2009-09-25
33-109F4 Registration of Individuals and Review of Permitted Individuals [F - Rescinded]
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Word
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2009-09-28 2011-07-11
33-109F4 Registration Information For An Individual [F - Rescinded]
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Word
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2009-09-28
33-109F5 Change of Registration Information [F - Rescinded]
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Word
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2015-01-11 2022-06-06
33-109F5 Change of Registration Information [F - Rescinded]
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Word
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2011-07-11 2015-01-11
33-109F5 Change of Registration Information [F Blackline Amendment Advance Notice - Lapsed]
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2011-07-11
33-109F5 Change of Registration Information [F - Rescinded]
Word
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2009-09-28
33-109F5 Change of Registration Information [F - Lapsed] 2003-02-21
33-109F5 Change of Registration Information [F Amendment Advance Notice - Lapsed]
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Word
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2011-07-11
33-109F5 Change of Registration Information [F - Rescinded]
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Word
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2009-09-28 2011-07-11
33-109F5 Change of Registration Information [F Amendment Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
33-109F6 Firm Registration [F - Rescinded]
PDF
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2022-06-06 2023-09-13
33-109F6 Firm Registration [F - Rescinded]
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Word
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2018-06-12 2023-09-13
33-109F6 Firm Registration [F - Rescinded]
Word
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PDF
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2014-09-22 2015-01-11
33-109F6 Firm Registration [F - Rescinded]
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Word
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2015-01-11 2018-06-12
33-109F6 Firm Registration [F - Rescinded]
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Word
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2011-07-11 2013-05-31
33-109F6 Firm Registration [F Amendment Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
33-109F6 Firm Registration [F - Rescinded]
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2011-01-01 2011-07-11
33-109F6 Firm Registration [F - Rescinded]
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2009-09-28 2011-01-01
33-109F6 Firm Registration [F - Rescinded]
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Word
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2013-05-31 2014-09-22
33-109F6 Firm Registration [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
33-109F6 Firm Registration [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2011-07-11
33-109F6 Firm Registration [F Amendment Advance Notice - Lapsed]
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2011-07-11
33-109F7 Reinstatement of Registered Individuals and Permitted Individuals [F - Rescinded]
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2015-01-11 2022-06-06
33-109F7 Reinstatement of Registered Individuals and Permitted Individuals [F Amendment Advance Notice - Lapsed]
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2011-07-11
33-109F7 Reinstatement of Registered Individuals and Permitted Individuals [F - Rescinded]
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2009-09-28 2011-07-11
33-109F7 Notice of Reinstatement of Registered Individuals and Permitted Individuals [F Amendment Advance Notice - Lapsed]
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2009-09-28 2009-09-25
33-109F7 Reinstatement of Registered Individuals and Permitted Individuals [F - Rescinded]
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2011-07-11 2015-01-11
33-109F7 Reinstatement of Registered Individuals and Permitted Individuals [F Blackline Amendment Advance Notice - Lapsed]
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2011-07-11
33-901F Uniform Termination Notice [F - Rescinded]
PDF
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2001-03-28 2003-03-28
33-906F Statement of Financial Condition (Audited) [F - Rescinded] 2001-03-28 2005-06-01
33-907F Conflict of Interest Rules Statement [F - Rescinded] 2001-03-28 2009-09-28
33-908F Statement and Undertaking [F - Rescinded] 2001-03-28 2009-09-28
34-901F Summons for an Examination Under Section 38 (c) [F - Rescinded]
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2001-03-28 2009-09-28
35-901F Additional Information From Out-of-Province Registrants [F - Rescinded]
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2001-03-28 2009-09-28
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4 – Distribution Requirements

Document Effective Rescinded
41-101F1 Information Required in a Prospectus [F - Rescinded]
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2023-06-09 2024-04-16
41-101F1 Information Required in a Prospectus [F - Rescinded]
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Word
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2014-09-30 2015-06-30
41-101F1 Information Required in a Prospectus [F - Rescinded]
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Word
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2015-06-30 2015-11-17
41-101F1 Information Required in a Prospectus [F - Rescinded]
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Word
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2015-11-17 2023-07-25
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning before January 1, 2011
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2008-03-17 2012-04-20
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011
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Word
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2010-12-30 2011-01-01
41-101F1 General Prospectus Requirements [F Amendment Advance Notice - Lapsed]
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2012-04-20
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011
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Word
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2012-04-20 2013-05-14
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011
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Word
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2011-01-01 2012-04-20
41-101F1 General Prospectus Requirements [F Blackline Amendment Advance Notice - Lapsed]
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2010-12-30
41-101F1 Information Required in a Prospectus [F- Rescinded] - For financial years beginning before January 1, 2011
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Word
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2012-04-20 2013-05-14
41-101F1 Information Required in a Prospectus [F Amendment Advance Notice - Lapsed]
PDF
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2010-12-30 2010-12-30
41-101F1 General Prospectus Requirements [F Amendment Advance Notice - Lapsed]
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2011-01-01 2011-01-01
41-101F1 Information Required in a Prospectus [F - Rescinded]
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2013-05-14 2013-08-13
41-101F1 Information Required in a Prospectus [F Advance Notice - Lapsed]
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2008-03-17
41-101F1 Information Required in a Prospectus [F Blackline Amendment Advance Notice - Lapsed]
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2013-05-14
41-101F1 Information Required in a Prospectus [F - Rescinded]
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2013-08-13 2014-09-30
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2022-01-06 2023-07-25
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2019-01-03 2022-01-06
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2017-09-01 2019-01-03
41-101F2 Information Required in an Investment Fund Prospectus [F- Rescinded]
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2014-09-22 2017-09-01
41-101F2 Information Required in an Investment Fund Prospectus [F- Rescinded]
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2011-11-25
41-101F2 General Prospectus Requirements [F Amendment Advance Notice - Lapsed]
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2014-01-01 2014-01-01
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2014-01-01 2014-09-22
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2008-09-08 2010-07-02
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Advance Notice - Lapsed]
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2008-09-08
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Advance Notice - Lapsed]
PDF
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2010-06-30 2010-07-02
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2010-06-30 2012-04-20
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2008-03-17 2008-09-08
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2013-05-14 2013-05-31
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment - Lapsed]
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2010-06-30 2010-07-02
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2013-05-31 2014-01-01
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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Word
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2012-04-20 2012-04-30
41-101F2 General Prospectus Requirements [F Amendment Advance Notice - Lapsed]
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2012-04-20
41-101F2 Information Required in an Investment Fund Prospectus [F Blackline Amendment Advance Notice - Lapsed]
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Word
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2013-05-14
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2012-04-30 2013-05-14
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Advance Notice - Lapsed]
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2012-04-30 2012-04-30
41-101F2 Information Required in an Investment Fund Prospectus [F Advance Notice - Lapsed]
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2008-03-17
41-101F3 Information Required in a Scholarship Plan Prospectus [F - Rescinded]
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2022-01-06 2023-07-25
41-101F3 Information Required in a Scholarship Plan Prospectus [F - Rescinded]
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2014-09-22 2022-01-06
41-101F3 Information Required in a Scholarship Plan Prospectus [F Advance Notice - Lapsed]
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2013-05-31 2013-05-31
41-101F3 Information Required in a Scholarship Plan Prospectus [F - Rescinded]
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Word
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2013-05-31 2014-09-22
41-101F4 Information Required in an ETF Facts Document [F - Rescinded]
Word
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2019-01-03 2022-01-06
41-101F4 Information Required in an ETF Facts Document [F - Rescinded]
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2017-09-01 2019-01-03
41-601F Information Required in a Prospectus [BCF - Rescinded]
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2003-09-30 2005-06-01
41-601F Information Required in a Prospectus [F - Rescinded]
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Word
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2005-06-01
43-101F1 Technical Report [F - Rescinded]
Word
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2001-02-01 2005-12-30
43-101F1 Technical Report [F - Rescinded]
Word
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2005-12-30 2011-06-30
43-101F1 Technical Report [F Advance Notice - Lapsed]
Word
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43-101F1 Technical Report [F Advance Notice - Lapsed]
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43-101F1 Technical Report [F Blackline Advance Notice - Lapsed]
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43-901F Technical Report On Oil And Gas Properties [BCF - Rescinded]
PDF
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2001-04-27 2003-03-27
44-101F1 Short Form Prospectus [F - Rescinded]
PDF
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2023-06-09 2024-04-16
44-101F1 Short Form Prospectus [F - Rescinded]
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Word
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2013-05-14 2013-05-31
44-101F1 Short Form Prospectus Distributions [F - Rescinded] - For financial years beginning on or after January 1, 2011
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2011-01-01 2012-04-20
44-101F1 Short Form Prospectus Distributions [F Amendment Advance Notice - Lapsed]
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2007-12-31
44-101F1 Short Form Prospectus Distributions [F - Rescinded] - For financial years beginning before January 1, 2011
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2008-03-17 2012-04-20
44-101F1 Short Form Prospectus Distributions [F - Rescinded]
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2005-12-30 2006-12-29
44-101F1 Short Form Prospectus Distributions [F - Rescinded]
PDF
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2006-12-29 2007-12-31
44-101F1 National Instrument 44-101 Short Form Prospectus Distributions Form 44-101F1 Short Form Prospectus [F Advanced Notice - Lapsed]
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2005-12-30
44-101F1 Short Form Prospectus Distributions [F Amendment Advance Notice - Lapsed]
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2012-04-20
44-101F1 Short Form Prospectus [F Blackline Amendment Advance Notice - Lapsed]
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2013-05-14
44-101F1 Short Form Prospectus [F - Rescinded]
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2013-05-31 2013-08-13
44-101F1 Short Form Prospectus [F - Rescinded] - For financial years beginning before January 1, 2011
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2012-04-20 2013-05-14
44-101F1 Short Form Prospectus Distributions [F Amendment - Lapsed]
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2006-12-29
44-101F1 Short Form Prospectus [F - Rescinded]
PDF
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2007-12-31
44-101F1 Short Form Prospectus Distributions - AIF [F - Rescinded] 2000-12-31 2003-09-30
44-101F1 Short Form Prospectus Distributions - AIF [F - Rescinded] 2000-12-31 2005-05-19
44-101F1 Short Form Prospectus [F Amendment Advance Notice - Lapsed]
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2008-03-17
44-101F1 Short Form Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011
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2012-04-20 2013-05-14
44-101F1 Short Form Prospectus Distributions [F Amendment Advance Notice - Lapsed]
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2011-01-01 2011-01-01
44-101F1 Short Form Prospectus [F - Rescinded]
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2013-08-13 2023-07-25
44-101F2 Short Form Prospectus Distributions - MD&A [F - Rescinded] 2000-12-31 2005-05-19
44-101F3 Short Form Prospectus Distributions - Short Form Prospectus [F - Rescinded]
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2000-12-31 2004-12-31
44-101F3 Short Form Prospectus Distributions - Short Form Prospectus [F - Rescinded] 2000-12-31 2004-12-31
44-101F3 Short Form Prospectus Distributions - Short Form Prospectus [F - Rescinded]
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2000-12-31 2004-03-30
44-101F3 Short Form Prospectus [F - Rescinded]
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2005-01-04 2005-12-30
44-101F3 Short Form Prospectus [F - Rescinded]
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2000-12-31 2003-09-30
45-101F Information Required in a Rights Offering Circular [F Amendment Advance Notice - Lapsed]
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2007-12-31
45-101F Information Required in a Rights Offering Circular [F Amendment Advance Notice - Lapsed]
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2008-03-17
45-101F Information Required in a Rights Offering Circular [F - Rescinded]
Word
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2001-07-25 2007-12-31
45-101F Information Required in a Rights Offering Circular [F - Rescinded]
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2007-12-31
45-101F Information Required in a Rights Offering Circular [F - Repealed]
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2008-03-17 2015-12-08
45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities [F - Rescinded]
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2017-04-01 2023-07-25
45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities [F - Rescinded]
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2011-05-01 2017-04-01
45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities [F - Rescinded]
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2005-09-14 2009-09-28
45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of MI 45-102 Resale of Securities [F - Rescinded]
Word
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2004-03-30 2005-09-14
45-102F1 Report Made Under Subsection 2.7(1) of Multilateral Instrument 45-102 Resale of Securities With Respect to an Issuer that has Ceased to be a Private Company or Private Issuer [F - Rescinded] 2001-11-30 2004-03-30
45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities [F Blackline Advance Notice - Lapsed]
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2009-09-28 2009-09-25
45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities [F Advance Notice - Lapsed]
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2009-09-28 2009-09-25
45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 Resale of Securities [F - Rescinded]
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2009-09-28 2016-09-09
45-102F2 Certificate Under Subsection 2.7(2) or (3) of Multilateral Instrument 45-102 Resale of Securities [F - Rescinded]
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2001-11-30 2004-03-30
45-102F3 Notice of Intention to Distribute Securities and Accompanying Declaration Under Section 2.8 of Multilateral Instrument 45-102 Resale of Securities [F - Rescinded]
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2001-11-30 2004-03-30
45-103F1 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
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2003-06-20 2004-03-30
45-103F1 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
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2004-03-30 2005-09-14
45-103F1 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
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2002-04-03 2003-06-20
45-103F1 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
PDF
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2004-03-30 2005-09-14
45-103F2 Offering Memorandum for Qualifying Issuers [F - Rescinded]
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2003-06-20 2004-03-30
45-103F2 Offering Memorandum for Qualifying Issuers [F - Rescinded]
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2004-03-30 2005-09-14
45-103F2 Offering Memorandum for Qualifying Issuers [F - Rescinded]
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2002-04-03 2003-06-20
45-103F3 Risk Acknowledgement [F - Rescinded]
PDF
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2002-04-03 2003-06-20
45-103F3 Risk Acknowledgement [F - Rescinded]
Word
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2003-06-20 2005-09-14
45-103F4 Report of Exempt Distribution [F - Rescinded]
PDF
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2004-03-30
45-103F4 Report of Exempt Distribution [F - Rescinded]
PDF
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2003-06-20 2004-03-30
45-103F4 Report of Exempt Distribution [F - Rescinded]
Word
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2004-03-30 2005-09-14
45-103F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F - Rescinded]
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2003-06-20 2005-09-14
45-106F1 Report of Exempt Distribution [F - Rescinded]
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2018-10-05 2023-07-25
45-106F1 Report of Exempt Distribution [F - Rescinded]
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2016-06-30 2018-10-05
45-106F1 Report of Exempt Distribution [F - Rescinded]
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2015-05-05 2016-06-30
45-106F1 Report of Exempt Distribution [F Advance Notice - Lapsed]
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45-106F1 Report of Exempt Distribution [F - Rescinded]
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2009-09-28 2011-10-03
45-106F1 Report of Exempt Distribution [F Blackline Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
45-106F1 Report of exempt distribution [F Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
45-106F1 Report of Exempt Distribution [F - Rescinded]
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2011-10-03 2015-05-05
45-106F1 Report of Exempt Distribution [F - Rescinded]
Word
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2005-09-14 2009-09-28
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
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2016-04-30 2023-03-08
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
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2015-05-05 2016-09-09
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Amendment Advance Notice - Lapsed]
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2011-01-01 2011-01-01
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Amendment Advance Notice - Lapsed]
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2007-12-31
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Advance Notice - Lapsed]
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2009-09-28 2009-09-25
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
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2011-01-01 2015-05-05
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
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2007-12-31 2009-09-28
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded] - For financial years beginning before January 1, 2011
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2009-09-28 2013-05-14
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Blackline Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Advance Notice - Lapsed]
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45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
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2005-09-14 2007-12-31
45-106F3 Offering Memorandum for Qualifying Issuers [F - Rescinded]
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2016-04-30 2023-07-25
45-106F3 Offering Memorandum for Qualifying Issuers [F -Rescinded]
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2015-05-05 2016-09-09
45-106F3 Offering Memorandum for Qualifying Issuers [F - Rescinded]
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2007-12-31 2009-09-28
45-106F3 Offering Memorandum for Qualifying Issuers [F - Rescinded]
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Word
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2011-01-01 2015-05-05
45-106F3 Offering Memorandum for Qualifying Issuers [F Amendment Advance Notice - Lapsed]
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2007-12-31
45-106F3 Offering Memorandum for Qualifying Issuers [F Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
45-106F3 Offering Memorandum for Qualifying Issuers [F Amendment Advance Notice - Lapsed]
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2011-01-01 2011-01-01
45-106F3 Offering Memorandum for Qualifying Issuers [F Blackline Advance Notice - Lapsed]
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2009-09-28 2009-09-25
45-106F3 Offering Memorandum for Qualifying Issuers [F - Rescinded] - For financial years beginning before January 1, 2011
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Word
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2009-09-28 2013-05-14
45-106F3 Offering Memorandum for Qualifying Issuers [F Advance Notice - Lapsed]
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45-106F3 Offering Memorandum for Qualifying Issuers [F - Rescinded]
Word
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2005-09-14 2007-12-31
45-106F4 Risk Acknowledgement [F - Rescinded]
PDF
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Word
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2016-04-30 2023-03-08
45-106F4 Risk Acknowledgement [F - Rescinded]
Word
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2005-09-14 2009-09-28
45-106F4 Risk Acknowledgement [F Advance Notice - Lapsed]
PDF
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45-106F4 Risk Acknowledgement [F Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
45-106F4 Risk Acknowledgement [F - Rescinded]
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Word
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2009-09-28 2016-09-09
45-106F4 Risk Acknowledgement [F Blackline Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Blackline Advance Notice - Lapsed]
PDF
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Word
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2009-09-28 2009-09-25
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F - Rescinded]
Word
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2005-09-14 2009-09-28
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Advance Notice - Lapsed]
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Word
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2009-09-28 2009-09-25
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Advance Notice - Lapsed]
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45-106F6 British Columbia Report of Exempt Distribution [F - Rescinded]
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Word
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2015-05-05 2016-06-30
45-106F6 British Columbia Report of Exempt Distribution [F - Rescinded]
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Word
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2015-05-05 2016-06-30
45-106F6 British Columbia Report of Exempt Distribution [F Advance Notice - Lapsed]
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45-106F6 British Columbia Report of Exempt Distribution [F - Rescinded]
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Word
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2011-10-03 2015-05-05
45-106F14 Rights Offering Notice for Reporting Issuers [F - Rescinded]
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Word
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2015-12-08 2023-07-25
45-106F15 Rights Offering Circular for Reporting Issuers [F - Rescinded]
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2022-11-21 2023-07-25
45-106F15 Rights Offering Circular for Reporting Issuers [F - Rescinded]
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Word
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2015-12-08 2022-11-18
45-106F18 Supplemental Offering Memorandum Disclosure for Syndicated Mortgages [F - Rescinded]
PDF
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2021-07-02 2023-03-08
45-106F18 Supplemental Offering Memorandum Disclosure for Syndicated Mortgages [F - Rescinded]
PDF
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2021-03-01 2021-07-02
45-106F19 Listed Issuer Financing Document [F - Rescinded]
PDF
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2022-11-21 2023-07-25
45-505F1 Notice Of Intention To Rely On BC Instrument 45-505 [F - Rescinded]
PDF
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Word
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2001-01-01 2016-06-30
45-505F2 Report of Exempt Distribution in Respect of Eligible Pooled Funds [F - Rescinded]
PDF
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Word
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2001-01-01 2016-06-30
45-535 Form 3 - Start-up Crowdfunding – Funding Portal Information Form [F - Rescinded]
Word
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PDF
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2016-06-30 2021-12-21
45-535 Form 1 - Start-Up Crowdfunding – Offering Document [F - Rescinded]
Word
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PDF
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2016-06-30 2021-12-21
45-535 Form 2 - Start-Up Crowdfunding – Risk Acknowledgement [F - Rescinded]
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Word
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2015-05-14 2021-12-21
45-535 Form 3 - Start-up Crowdfunding – Funding Portal Information Form [F - Rescinded]
PDF
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Word
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2015-05-14 2016-06-30
45-535 Form 4 - Start-up Crowdfunding – Funding Portal Individual Information Form [F - Rescinded]
PDF
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Word
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2015-05-14 2016-06-30
45-535 Form 4 - Start-up Crowdfunding – Funding Portal – Individual Information Form [F - Rescinded]
Word
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PDF
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2016-06-30 2021-12-21
45-535 Form 1 - Start-Up Crowdfunding – Offering Document [F - Rescinded]
PDF
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Word
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2015-05-14 2016-06-30
45-901F Offering Memorandum For Syndicated Mortgages [F - Rescinded]
Word
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2002-04-03 2005-09-14
45-901F Offering Memorandum for Syndicated Mortgages [F - Rescinded]
PDF
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Word
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2005-09-14 2023-03-08
45-902F Report Of Exempt Distribution [BCF - Rescinded] 2001-04-27 2002-04-03
45-902F Report Of Exempt Distribution [BCF - Rescinded] 2002-04-03 2003-06-20
45-903F1 Acknowledgment of Individual Purchaser [BCF - Rescinded] 2002-04-03 2002-10-02
45-903F1 Acknowledgment of Individual Purchaser [BCF - Rescinded] 2001-04-26 2002-04-03
45-903F2 Acknowledgment of Purchaser that is not an Individual [BCF - Rescinded] 2001-04-26 2002-04-03
45-903F2 Acknowledgment of Purchaser that is not an Individual [BCF - Rescinded] 2002-04-03 2002-10-02
45-904F Offering Memorandum [BCF - Rescinded] 2001-04-26 2002-04-03
45-904F Offering Memorandum [BCF - Rescinded] 2002-04-03 2002-10-02
45-905F Offering Memorandum - Immigrant Investor Program [BCF - Rescinded] 2002-04-03 2003-03-27
45-905F Offering Memorandum - Immigrant Investor Program [BCF - Rescinded] 2001-04-26 2002-04-03
45-906F Offering Memorandum - Real Estate Securities [BCF - Rescinded]
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Word
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2005-09-14 2023-03-08
45-906F Offering Memorandum - Real Estate Securities [BCF - Rescinded] 2001-04-26 2002-04-03
45-906F Offering Memorandum - Real Estate Securities [BCF - Rescinded]
Word
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2002-04-03 2005-09-14
46-201F Escrow Agreement [F - Rescinded] 2001-09-21 2002-06-30
46-201F1 Escrow Agreement [F - Rescinded]
PDF
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Word
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2002-06-30 2015-11-17
46-901F Escrow Agreement [F - Rescinded] 2000-06-30 2001-09-21
Show all

5 – Ongoing Requirements for Issuers & Insiders

Document Effective Rescinded
51-101F1 Statement of Reserves Data and Other Oil and Gas Information [F - Rescinded]
PDF
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Word
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2010-12-30 2015-07-01
51-101F1 Statement of Reserves Data and Other Oil and Gas Information [F Blackline Advance Notice - Lapsed]
PDF
Download
2007-12-28
51-101F1 Statement of Reserves Data and Other Oil and Gas Information [F - Rescinded]
PDF
Download
2007-12-28 2010-12-30
51-101F1 Statement of Reserves Data and Other Oil and Gas Information [F Amendment Advance Notice - Lapsed]
PDF
Download
2010-12-30 2010-12-30
51-101F1 Statement of Reserves Data and Other Oil and Gas Information [F - Rescinded]
Word
Download
2003-09-30 2007-12-28
51-101F1 Statement of Reserves Data [F Blackline Admendment Advance Notice - Lapsed]
PDF
Download
2010-12-30 2010-12-30
51-101F2 Report on Reserves Data By Independent Qualified Reserves Evaluator or Auditor [F Blackline Advance Notice - Lapsed]
PDF
Download
2007-12-28
51-101F2 Report on Reserves Data by Independent Qualified Reserves Evaluator or Auditor [F - Rescinded]
PDF
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Word
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2010-12-30 2015-07-01
51-101F2 Report on Reserves Data by Independent Qualified Reserves Evaluator or Auditor [F - Rescinded]
Word
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2003-09-30 2007-12-28
51-101F2 Report on Reserves Data by Independent Qualified Reserves Evaluator or Auditor [F - Rescinded]
PDF
Download
2007-12-28 2010-12-30
51-101F3 Report of Management and Directors on Oil And Gas Disclosure [F - Rescinded] 2005-09-19 2007-12-28
51-101F3 Report of Management and Directors on Oil and Gas Disclosure [F Amendment Advance Notice - Lapsed]
PDF
Download
2010-12-30 2010-12-30
51-101F3 Report of Management and Directors on Oil and Gas Disclosure [F Blackline Amendment Advance Notice - Lapsed]
PDF
Download
2010-12-30 2010-12-30
51-101F3 Report of Management and Directors on Oil and Gas Disclosure [F - Rescinded]
PDF
Download
2007-12-28 2010-12-30
51-101F3 Report of Management and Directors on Oil and Gas Disclosure [F - Rescinded]
PDF
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Word
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2010-12-30 2015-07-01
51-101F3 Report of Management and Directors On Oil and Gas Disclosure [F Blackline Advance Notice - Lapsed]
PDF
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2007-12-28
51-101F4 Notice of Filing of 51-101F1 Information [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2010-12-30 2010-12-30
51-101F4 Notice of Filing of 51-101F1 Information [F - Rescinded]
PDF
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Word
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2010-12-30 2023-07-25
51-101F4 Notice of Filing of 51-101F1 Information [F Amendment Advance Notice - Lapsed]
PDF
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2010-12-30 2010-12-30
51-102F1 Management’s Discussion & Analysis [F - Rescinded]
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Word
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2015-06-30 2023-07-25
51-102F1 Management’s Discussion & Analysis [F Amendment Advance Notice - Lapsed]
PDF
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2008-12-15
51-102F1 Management’s Discussion & Analysis [F - Rescinded]
Word
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2004-03-30 2006-12-29
51-102F1 Management’s Discussion & Analysis [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2011-06-30 2013-05-14
51-102F1 Management’s Discussion & Analysis [F Advance Notice - Lapsed]
51-102F1 Management’s Discussion & Analysis [F - Rescinded]
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Word
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2011-06-30 2015-06-30
51-102F1 Management’s Discussion & Analysis [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
51-102F1 Management’s Discussion & Analysis [F - Rescinded] - For financial years beginning on or after January 1, 2011
PDF
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Word
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2011-01-01 2011-06-30
51-102F1 Management’s Discussion and Analysis [F Advance Notice - Lapsed]
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2006-12-29
51-102F1 Management’s Discussion & Analysis [F - Rescinded] - For financial years beginning before January 1, 2011
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Word
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2008-12-15 2011-06-30
51-102F1 Management's Discussion & Analysis [F - Rescinded]
PDF
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2006-12-29 2007-12-31
51-102F1 Management's Discussion and Analysis [F Amendment Advance Notice - Lapsed]
PDF
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2007-12-31
51-102F1 Management’s Discussion and Analysis [F Amendment - Lapsed]
PDF
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2006-12-29
51-102F1 Management’s Discussion and Analysis [F Amendment Advance Notice - Lapsed]
PDF
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2011-04-08
51-102F1 Management’s Discussion & Analysis [F - Rescinded]
PDF
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2007-12-31 2008-12-15
51-102F2 Annual Information Form [F - Rescinded]
PDF
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Word
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2015-06-30 2023-07-25
51-102F2 Annual Information Form [F Amendment Advance Notice - Lapsed]
PDF
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2007-12-31
51-102F2 Annual Information Form [F - Rescinded] - For financial years beginning on or after January 1, 2011
PDF
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Word
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2011-06-30 2012-04-20
51-102F2 Annual Information Form of National Instrument 51-102 Continuous Disclosure Obligations [F Advance Notice - Lapsed]
PDF
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2005-12-30
51-102F2 Annual Information Form [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2012-04-20 2013-05-14
51-102F2 Annual Information Form [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2011-06-30 2012-04-20
51-102F2 Annual Information Form [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2008-03-17 2011-06-30
51-102F2 Annual Information Form [F - Rescinded]
PDF
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2006-12-29 2007-12-31
51-102F2 Annual Information Form [F Amendment - Lapsed]
PDF
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2005-12-30
51-102F2 Annual Information Form [F - Rescinded]
PDF
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Word
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2012-04-20 2015-06-30
51-102F2 Annual Information Form [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
51-102F2 Annual Information Form [F Amendment Advance Notice - Lapsed]
PDF
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2008-03-17
51-102F2 Continuous Disclosure Obligations [F Amendment Advance Notice - Lapsed]
PDF
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2012-04-20
51-102F2 Annual Information Form [F - Rescinded]
PDF
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2007-12-31
51-102F2 Annual Information Form [F Advance Notice - Lapsed]
PDF
Download
2006-12-29
51-102F2 Annual Information Form [F - Rescinded]
PDF
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2005-12-30 2006-12-29
51-102F2 Annual Information Form [F Amendment - Lapsed]
PDF
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2006-12-29
51-102F2 Annual Information Form [F Advance Notice - Lapsed]
51-102F2 Annual Information Form [F - Rescinded]
Word
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2004-03-30 2005-12-30
51-102F2 Annual Information Form [F - Rescinded] - For financial years beginning on or after January 1, 2011
PDF
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Word
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2011-01-01 2011-06-30
51-102F2 Annual Information Form [F Amendment Advance Notice - Lapsed]
PDF
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51-102F3 Material Change Report [F Advance Notice - Lapsed]
51-102F3 Material Change Report [F - Rescinded]
PDF
Download
2006-12-29 2008-07-04
51-102F3 Material Change Report [F - Rescinded]
PDF
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2008-07-04 2023-07-25
51-102F3 Material Change Report [F Advance Notice - Lapsed]
PDF
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2006-12-29
51-102F3 Material Change Report [F Amendment Advance Notice - Lapsed]
PDF
Download
2008-07-04
51-102F3 Material Change Report [F Amendment - Lapsed]
PDF
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2006-12-29
51-102F3 Material Change Report [F - Rescinded]
Word
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2004-03-30 2006-12-29
51-102F4 Business Acquisition Report [F Amendment - Lapsed]
PDF
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2006-12-29
51-102F4 Business Acquisition Report [F - Rescinded
PDF
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Word
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2011-01-01 2023-07-25
51-102F4 Business Acquisition Report [F Advance Notice - Lapsed]
51-102F4 Business Acquisition Report [F - Rescinded]
Word
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2004-03-30 2006-12-29
51-102F4 Business Acquisition Report [F Advance Notice - Lapsed]
PDF
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2006-12-29
51-102F4 Business Acquisition Report [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2006-12-29 2013-05-14
51-102F4 Business Acquisition Report [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
51-102F5 Information Circular [F - Rescinded]
PDF
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Word
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2015-06-30 2023-07-25
51-102F5 Information Circular [F Amendment - Lapsed]
PDF
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2006-12-29
51-102F5 Information Circular [F - Rescinded]
Word
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2004-03-30 2006-12-29
51-102F5 Information Circular [F - Rescinded]
Word
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2008-03-17 2008-12-31
51-102F5 Information Circular [F Amendment Advance Notice - Lapsed]
PDF
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2008-03-17
51-102F5 Information Circular [F - Rescinded] - For financial years beginning before January 1, 2011
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Word
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2008-12-31 2013-05-14
51-102F5 Information Circular [F - Rescinded]
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Word
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2013-02-11 2015-06-30
51-102F5 Information Circular [F Advance Notice - Lapsed]
51-102F5 Information Circular [F - Rescinded]
PDF
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2007-12-31
51-102F5 Information Circular [F Advance Notice - Lapsed]
PDF
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2006-12-29
51-102F5 Information Circular [F - Rescinded]
PDF
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2006-12-29 2007-12-31
51-102F5 Information Circular [F Amendment Advance Notice - Lapsed]
PDF
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2008-12-31
51-102F5 Information Circular [F - Rescinded] - For financial years beginning on or after January 1, 2011
PDF
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Word
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2011-01-01 2013-02-11
51-102F5 Information Circular [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
51-102F5 Information Circular [F Amendment Advance Notice - Lapsed]
PDF
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2007-12-31
51-102F6 Statement of Executive Compensation [F Advance Notice - Lapsed]
PDF
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2008-12-31
51-102F6 Statement of Executive Compensation [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
51-102F6 Statement of Executive Compensation [F Advance Notice - Lapsed]
51-102F6 Statement of Executive Compensation [F Advanced Notice - Lapsed]
PDF
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2006-12-29
51-102F6 Statement of Executive Compensation [F Amendment Advance Notice - Lapsed]
PDF
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2008-12-31
51-102F6 Statement of Executive Compensation (in respect of financial years ending on or after December 31, 2008) [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2008-12-31 2013-05-14
51-102F6 Statement of Executive Compensation [F - Rescinded]
PDF
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Word
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2011-10-31 2015-06-30
51-102F6 Statement of Executive Compensation (in respect of financial years ending on or after December 31, 2008) [F Blackline Amendment Advance Notice - Lapsed]
PDF
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2011-10-31
51-102F6 Statement of Executive Compensation [F - Rescinded] - for financial years beginning before January 1, 2011 and ending on or after October 31, 2011
PDF
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Word
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2011-10-31 2013-05-14
51-102F6 Statement of Executive Compensation [F Amendment - Lapsed]
PDF
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2006-12-29
51-102F6 Statement of Executive Compensation [F - Rescinded]
PDF
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Word
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2004-03-30 2006-12-29
51-102F6 Statement of Executive Compensation (in respect of financial years ending on or after December 31, 2008) [F- Rescinded] - For financial years beginning on or after January 1, 2011
PDF
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Word
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2011-01-01 2011-10-31
51-102F6 Statement of Executive Compensation (in respect of financial years ending on or after December 31, 2008) [F Amendment Advance Notice - Lapsed]
PDF
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2011-10-31
51-102F6 Statement of Executive Compensation [F - Rescinded]
PDF
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2006-12-29 2008-12-31
51-102F6 Statement of Executive Compensation (in respect of financial years ending before December 31, 2008) [F - Rescinded]
PDF
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Word
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2008-12-31 2010-03-31
51-105F1 Notice – OTC Issuer Ceases to be an OTC Reporting Issuer [F Advance Notice - Lapsed]
PDF
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2012-07-31
51-105F2 Notice of Promotional Activities [F Advance Notice - Lapsed]
PDF
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2012-07-31
51-105F3A Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F - Rescinded]
PDF
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Word
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2012-07-31 2023-07-25
51-105F3A Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F Advance Notice - Lapsed]
PDF
Download
2012-07-31
51-105F3B Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F Advance Notice - Lapsed]
PDF
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2012-07-31
51-105F4 Notice – Issuer Ceases to be an OTC Reporting Issuer [F Advance Notice - Lapsed]
PDF
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2012-07-31
51-509F1 Notice - OTC Issuer Ceases to be an OTC Reporting Issuer [F Advance Notice - Lapsed]
PDF
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Word
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2008-09-15
51-509F1 Notice - OTC Issuer Ceases to be an OTC Reporting Issuer [F - Rescinded]
PDF
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Word
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2008-09-15 2012-07-31
51-509F2 Notice of Investor Relations Activities [F Advance Notice - Lapsed]
PDF
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Word
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2008-09-15
51-509F2 Notice of Investor Relations Activities [F - Rescinded]
PDF
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Word
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2008-09-15 2012-07-31
51-509F3 Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F - Rescinded]
PDF
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Word
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2008-09-15 2012-07-31
51-509F3 Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information [F Advance Notice - Lapsed]
PDF
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Word
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2008-09-15
51-509F4 Notice - Issuer Ceases to be an OTC Reporting Issuer [F - Rescinded]
PDF
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Word
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2008-09-15 2012-07-31
51-509F4 Notice - Issuer Ceases to be an OTC Reporting Issuer [F Advance Notice - Lapsed]
PDF
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Word
Download
2008-09-15
51-901F Quarterly And Year End Report [F - Rescinded] 2001-01-01 2006-06-01
51-902F Personal Information for Directors, Officers, Promoters & Control Persons [F - Rescinded] 2001-04-26 2003-03-27
51-903F Annual Filing of Reporting Issuer [BCF - Rescinded] 2001-05-31 2003-03-27
51-904F Statement Of Executive Compensation [BCF - Rescinded]
PDF
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Word
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2001-05-31 2006-07-24
52-109F1 Certification of annual filings - full certificate [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
52-109F1 Certification of Annual Filings [F - Rescinded]
Word
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2005-09-19 2008-12-15
52-109F1 Certification of annual filings - full certificate [F Advance Notice - Lapsed]
PDF
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2008-12-15
52-109F1 IPO/RTO Certification of annual filings following an initial public offering, reverse takeover or becoming a non-venture issuer [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2008-12-15 2013-05-14
52-109F1 Certification of annual filings - full certificate [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
Download
2008-12-15 2013-05-14
52-109F1 IPO/RTO Certification of annual filings following an initial public offering, reverse takeover or becoming a non-venture issuer [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
52-109F1 AIF Certification of annual filings in connection with voluntarily filed AIF [F Advance Notice - Lapsed]
PDF
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2008-12-15
52-109F1 IPO/RTO Certification of annual filings following an initial public offering, reverse takeover or becoming a non-venture issuer [F Advance Notice - Lapsed]
PDF
Download
2008-12-15
52-109F1R Certification of refiled annual filings [F Advance Notice - Lapsed]
PDF
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2008-12-15
52-109F2 Certification of Interim Filings [F - Rescinded]
Word
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2005-09-19 2008-12-15
52-109F2 Certification of interim filings - full certificate [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
52-109F2 Certification of interim filings - full certificate [F Advance Notice - Lapsed]
PDF
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2008-12-15
52-109F2 IPO/RTO Certification of interim filings following an initial public offering, reverse takeover or becoming a non-venture issuer [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2008-12-15 2013-05-14
52-109F2 IPO/RTO Certification of interim filings following an initial public offering, reverse takeover or becoming a non-venture issuer [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
52-109F2 Certification of interim filings - full certificate [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2008-12-15 2013-05-14
52-109F2 IPO/RTO Certification of interim filings following an initial public offering, reverse takeover or becoming a non-venture issuer [F Advance Notice - Lapsed]
PDF
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2008-12-15
52-109F2R Certification of refiled interim filings [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2008-12-15 2013-05-14
52-109F2R Certification of refiled interim filings [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
52-109F2R Certification of refiled interim filings [F Advance Notice - Lapsed]
PDF
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2008-12-15
52-109FT1 Certification of Annual Filings during Transition Period [F - Rescinded]
Word
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2005-09-19 2008-12-15
52-109FT2 Certification of Interim Filings during Transition Period [F - Rescinded]
Word
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2005-09-19 2008-12-15
52-109FV1 Certification of annual filings - venture issuer basic certificate [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2008-12-15 2013-05-14
52-109FV1 Certification of annual filings - venture issuer basic certificate [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
52-109FV1 Certification of annual filings - venture issuer basic certificate [F Advance Notice - Lapsed]
PDF
Download
2008-12-15
52-109FV2 Certification of interim filings - venture issuer basic certificate [F Advance Notice - Lapsed]
PDF
Download
2008-12-15
52-109FV2 Certification of interim filings - venture issuer basic certificate [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
52-109FV2 Certification of interim filings - venture issuer basic certificate [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
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Word
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2008-12-15 2013-05-14
52-110F1 Audit Committee Information Required in an AIF [F Advance Notice - Lapsed]
PDF
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2008-03-17
52-110F1 Audit Committee Information Required in an AIF[F Amendment Advance Notice - Lapsed]
PDF
Download
2011-01-01 2011-01-01
52-110F1 Audit Committee Information Required in an AIF [F - Rescinded]
PDF
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2008-03-17 2011-01-01
52-110F2 Disclosure by Venture Issuers [F - Rescinded]
PDF
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2008-03-17 2011-01-01
52-110F2 Disclosure by Venture Issuers [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
52-110F2 Disclosure by Venture Issuers [F Advance Notice - Lapsed]
PDF
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2008-03-17
52-110F2 Disclosure by Venture Issuers [F - Rescinded]
PDF
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Word
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2011-01-01 2015-06-30
53-901F Material change report under section 85 (1) of the Act [F - Rescinded]
Word
Download
2001-07-24 2006-07-24
53-901F Material change report under section 85 (1) of the Act [F - Rescinded] 2001-03-28 2001-08-01
54-101F1 Explanation to Clients and Client Response Form [F - Rescinded]
Word
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2005-02-09 2011-01-01
54-101F1 Communication with Beneficial Owners of Securities of a Reporting Issuer [F Amendment Advance Notice - Lapsed]
PDF
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2011-01-01 2011-01-01
54-101F1 Explanation to Clients and Client Response Form [F - Rescinded] 2002-07-01 2005-02-09
54-101F2 Request for Beneficial Ownership Information [F - Rescinded] 2002-07-01 2005-02-09
54-101F2 Request for Beneficial Ownership Information [F - Rescinded]
Word
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2005-02-09 2013-02-11
54-101F5 Electronic Format for NOBO List [F - Rescinded]
Word
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2002-07-01 2013-02-11
54-101F6 Request for Voting Instructions made by Reporting Issuer [F - Rescinded]
Word
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2002-07-01 2013-02-11
54-101F7 Request for Voting Instructions made by Intermediary [F - Rescinded]
Word
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2002-07-01 2013-02-11
54-101F8 Legal Proxy [F - Rescinded]
Word
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2005-02-09 2013-02-11
54-101F8 Legal Proxy [F - Rescinded] 2002-07-01 2005-02-09
54-101F9 Undertaking [F - Rescinded]
Word
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2002-07-01 2013-02-11
54-901F Information Circular [BCF - Rescinded]
PDF
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Word
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2001-05-31 2006-07-24
55-102F1 Insider Profile [F - Rescinded]
PDF
Download
Word
Download
2017-04-01 2023-07-25
55-102F1 Insider Profile [F - Rescinded] 2001-10-29 2003-05-02
55-102F1 Insider Profile [F - Rescinded]
PDF
Download
Word
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2008-06-13 2017-04-01
55-102F1 Insider Profile [F - Rescinded] 2001-10-29
55-102F1 Insider Profile [F Amendment Advance Notice - Lapsed]
PDF
Download
2008-06-13
55-102F1 Insider Profile [F Advance Notice - Lapsed] 2001-11-13
55-102F2 Insider Report [F Advance Notice - Lapsed] 2001-11-13
55-102F2 Insider Report [F - Rescinded]
PDF
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Word
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2008-06-13 2017-04-01
55-102F2 Insider Report [F - Rescinded] 2001-10-29 2003-05-02
55-102F2 Insider Report [F Amendment Advance Notice - Lapsed]
PDF
Download
2008-06-13
55-102F2 Insider Report [F - Rescinded] 2001-10-29
55-102F3 Issuer Profile Supplement [F - Rescinded]
PDF
Download
Word
Download
2017-04-01 2023-07-25
55-102F3 Issuer Profile Supplement [F - Rescinded] 2001-10-29
55-102F3 Issuer Profile Supplement [F - Rescinded] 2001-10-29 2003-05-02
55-102F3 Issuer Profile Supplement [F Amendment Advance Notice - Lapsed]
PDF
Download
2008-06-13
55-102F3 Issuer Profile Supplement [F Advance Notice - Lapsed] 2001-10-29
55-102F3 Issuer Profile Supplement [F - Rescinded]
PDF
Download
Word
Download
2008-06-13 2017-04-01
55-102F4 Issuer Event Report [F Advance Notice - Lapsed] 2001-11-13
55-102F5 SEDI User Registration Form [F Advance Notice - Lapsed] 2001-10-29
55-102F5 SEDI User Registration Form [F - Rescinded]
PDF
Download
2001-10-29 2013-12-02
55-102F6 Insider Report [F - Rescinded]
PDF
Download
2001-10-29 2003-05-02
55-102F6 Insider Report [F Amendment Advance Notice - Lapsed]
PDF
Download
2008-06-13
55-102F6 Insider Report [F - Rescinded]
PDF
Download
Word
Download
2001-10-29
55-102F6 Insider Report [F Advance Notice - Lapsed]
PDF
Download
2001-11-13
55-102F6 Insider Report [F - Rescinded]
PDF
Download
Word
Download
2008-06-13 2017-04-01
55-901F Insider Report [F - Rescinded]
PDF
Download
2001-04-26 2002-01-17
58-101F1 Corporate Governance Disclosure [F - Rescinded]
PDF
Download
Word
Download
2016-12-31 2023-07-25
58-101F1 Corporate Governance Disclosure [F Amendment Advance Notice - Lapsed]
PDF
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2011-10-31
58-101F1 Corporate Governance Disclosure [F - Rescinded]
PDF
Download
Word
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2011-10-31 2017-03-31
58-101F1 Corporate Governance Disclosure [F - Rescinded]
Word
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2005-06-30 2011-10-31
58-101F2 Corporate Governance Disclosure (Venture Issuers) [F Amendment Advance Notice - Lapsed]
PDF
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2011-10-31
58-101F2 Corporate Governance Disclosure (Venture Issuers) [F - Rescinded]
Word
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2005-06-30 2011-10-31
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6 – Takeover Bids & Special Transactions

Document Effective Rescinded
62-104F1 Take-Over Bid Circular [F - Rescinded]
PDF
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Word
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2016-05-09 2023-07-25
62-104F1 Take-Over Bid Circular [F Advance Notice - Lapsed]
PDF
Download
2008-02-01
62-104F1 Take-Over Bid Circular [F - Rescinded]
PDF
Download
2008-02-01 2016-05-09
62-104F2 Issuer Bid Circular [F - Rescinded]
PDF
Download
Word
Download
2016-05-09 2023-07-25
62-104F2 Issuer Bid Circular [F Advance Notice - Lapsed]
PDF
Download
2008-02-01
62-104F2 Issuer Bid Circular [F - Rescinded]
PDF
Download
2008-02-01 2011-01-01
62-104F2 Issuer Bid Circular [F Amendment Advance Notice - Lapsed]
PDF
Download
2011-01-01 2011-01-01
62-104F2 Issuer Bid Circular [F - Rescinded]
PDF
Download
Word
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2011-01-01 2016-05-09
62-104F3 Directors' Circle [F Advance Notice - Lapsed]
PDF
Download
2008-02-01
62-104F3 Directors' Circular [F - Rescinded]
PDF
Download
2008-02-01 2011-01-01
62-104F3 Directors' Circular [F Amendment Advance Notice - Lapsed]
PDF
Download
2011-01-01 2011-01-01
62-104F3 Directors' Circular [F - Rescinded]
PDF
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Word
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2011-01-01 2016-05-09
62-104F4 Director’s or Officer’s Circular [F - Rescinded]
PDF
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Word
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2011-01-01 2016-05-09
62-104F4 Director's or Officer's Circular [F - Rescinded]
PDF
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2008-02-01 2011-01-01
62-104F4 Director's or Officer's Circular [F Amendment Advance Notice - Lapsed]
PDF
Download
2011-01-01 2011-01-01
62-104F4 Director's or Officer's Circular [F Advance Notice - Lapsed]
PDF
Download
2008-02-01
62-104F5 Notice of Change or Notice of Variation [F - Rescinded]
PDF
Download
2008-02-01 2016-05-09
62-104F5 Notice of Change or Notice of Variation [F Advance Notice - Lapsed]
PDF
Download
2008-02-01
62-901F Notice Of Intention to Make An Issuer Bid [BCF Rescinded]
Word
Download
2001-05-31 2008-02-01
62-902F Take Over Bid Circular [BCF - Rescinded]
Word
Download
2001-05-31 2008-02-01
62-903F Issuer Bid Circular [F - Rescinded]
Word
Download
2001-05-31 2008-02-01
62-904F Directors' Circular [F - Rescinded]
Word
Download
2001-05-31
62-905F Director's or Officer's Circular [F - Rescinded]
Word
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2001-05-31
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7 – Securities Transactions Outside the Jurisdiction

Document Effective

8 – Investment Funds

Document Effective Rescinded
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
PDF
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2022-01-06 2023-07-25
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2019-01-03 2022-01-06
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2017-03-08 2019-01-03
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2014-09-22 2017-03-08
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2012-09-01 2014-01-01
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2006-11-01
81-101F1 Mutual Fund Prospectus Disclosure [F Amendment Advance Notice - Lapsed]
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2012-04-30 2012-04-30
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2005-06-01 2006-11-03
81-101F1 Contents of Simplified Prospectus [F - Rescinded] 2000-02-01 2004-02-10
81-101F1 Contents of Simplified Prospectus [F Amendment Advance Notice - Lapsed]
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2008-03-17
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2012-04-30 2013-09-01
81-101F1 Contents of Simplified Prospectus [F - Rescinded] 2000-02-01 2005-06-01
81-101F1 Contents of Simplified Prospectus [F Amendment Advance Notice - Lapsed]
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2011-01-01 2011-01-01
81-101F1 Contents Of Simplified Prospectus [F - Rescinded] 2000-02-01 2001-09-20
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2008-03-17 2011-01-01
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2014-01-01 2014-09-22
81-101F1 Contents of Simplified Prospectus [F Amendment - Lapsed]
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2006-11-01
81-101F1 Contents of Simplified Prospectus [F - Rescinded]
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2011-01-01 2012-04-30
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2022-01-06 2023-07-25
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2019-01-03 2022-01-06
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2014-09-22 2019-01-03
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2010-06-30 2011-01-01
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2013-05-14 2013-09-01
81-101F2 Contents of Annual Information Form [F - Rescinded] 2000-02-01 2004-02-10
81-101F2 Contents of Annual Information Form [F Amendment - Lapsed]
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2006-11-01
81-101F2 Contents Of Annual Information Form [F - Rescinded] 2000-02-01 2001-09-20
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2000-02-01 2005-06-01
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2012-04-30 2013-05-14
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2008-09-08 2010-07-02
81-101F2 Contents of Annual Information Form [F Amendment Advance Notice - Lapsed]
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2010-06-30 2010-07-02
81-101F2 Contents of Annual Information Form [F Blackline Amendment Advance Notice - Lapsed]
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2013-05-14
81-101F2 Contents of Annual Information [F Amendment Advance Notice - Lapsed]
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2011-01-01 2011-01-01
81-101F2 Contents of Annual Information [F - Rescinded]
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2011-01-01 2012-04-30
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2013-09-01 2014-09-22
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2006-11-01
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2005-06-01 2006-11-03
81-101F2 Contents of Annual Information Form [F Amendment Advance Notice - Lapsed]
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2008-03-17
81-101F2 Contents of Annual Information Form [F Amendment Advance Notice - Lapsed]
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2008-09-08
81-101F2 Contents of Annual Information Form [F - Rescinded]
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2008-03-17 2008-09-08
81-101F3 Contents of Fund Facts Document [F - Rescinded]
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2022-01-06 2022-06-01
81-101F3 Contents of Fund Facts Document [F - Rescinded]
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2019-01-03 2022-01-06
81-101F3 Contents of Fund Facts Document [F - Rescinded]
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2017-09-01 2019-01-03
81-101F3 Contents of Fund Facts Document [F -Rescinded]
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2014-09-22 2017-09-01
81-101F3 Contents of Fund Facts Document [F - Rescinded]
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2011-01-01 2014-01-14
81-101F3 Contents of Fund Facts Document [F - Rescinded]
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2014-01-14 2014-09-22
81-101F3 Contents of Fund Facts Document [F Amendment Advance Notice - Lapsed]
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2011-01-01 2011-01-01
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F - Rescinded] - for financial years beginning on or after January 1, 2014
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2022-01-06 2023-07-25
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F - Rescinded] - For financial years beginning on or after January 1, 2014
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2019-01-03 2022-01-06
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F - Rescinded] - For financial years beginning on or after January 1, 2014
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2014-09-22 2019-01-03
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F Amendment - Lapsed]
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2006-11-01
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F - Rescinded] - For the financial years beginning before January 1, 2014
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2008-09-08 2023-07-25
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F - Rescinded] - For the financial years beginning on or after January 1, 2014
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2014-01-01 2014-09-22
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F Amendment Advance Notice - Lapsed]
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2008-09-08
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F - Rescinded]
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2005-06-01 2006-11-03
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F - Rescinded]
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2006-11-01 2008-09-08
81-106F1 Contents of Annual and Interim Management Report of Fund Performance [F Advance Notice - Lapsed]
81-901F Information Required to be Included in the Financial Statements of a Mutual Fund [F - Rescinded]
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2001-04-27 2006-06-01
81-902F Information Required in Prospectus of a Mutual Fund [F - Rescinded]
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2001-05-31
81-903F Report Required Under Section 126 of the Act [F - Rescinded]
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2001-05-31 2009-12-23
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9 – Derivatives

Document Effective Rescinded
91-504F Government Strip Bonds [F - Rescinded] 2001-05-30 2003-11-01
91-901F Put Option Contract [F - Rescinded]
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2001-03-28 2009-09-28
91-902F Call Option Contract [F - Rescinded]
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2001-03-28 2009-09-28
94-102F1 Customer Collateral Report: Direct Intermediary [F - Rescinded]
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2017-07-03 2022-07-26
94-102F2 Customer Collateral Report: Indirect Intermediary [F - Rescinded]
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2017-07-03 2022-07-26
94-102F3 Customer Collateral Report: Regulated Clearing Agency [F - Rescinded]
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2017-07-03 2022-07-26
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BC Forms

Document Effective Rescinded
Fee Checklist Securities Regulation [F - Rescinded] 2001-01-01 2001-05-31
Fee Checklist Securities Regulation [F - Rescinded] 1996-01-01 2001-01-01
Form 1 Summons to attend before an investigator under section 128 of the Act [F - Rescinded] 1997-06-25 2000-06-30
Form 1 Summons to Attend Before an Investigator Under Section 144 [F - Rescinded] 2000-06-30 2001-03-15
Form 11 Application for exempt purchaser status [F - Rescinded] 1997-06-25 2001-05-30
Form 12 Information Required in Prospectus of Industrial Issuer [F - Rescinded] 1997-06-25 2000-12-31
Form 12A Information required in prospectus of junior industrial issuer [F - Rescinded]
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1997-06-25 2000-12-31
Form 12B Information required in exchange offering prospectus of an industrial issuer [F - Rescinded]
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1997-06-25 2000-12-31
Form 13 Information Required in Prospectus of Finance Issuer [F - Rescinded] 1997-06-25 2000-12-31
Form 14 Information required in prospectus of an industrial issuer - natural resource issuer [F - Rescinded] 1997-06-25 2000-12-31
Form 14A Information required in prospectus of a natural resource issuer [F - Rescinded]
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1997-06-25 2000-12-31
Form 14B Exchange offering prospectus of a natural resource issuer [F - Rescinded]
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1997-06-25 2000-12-31
Form 15 Information Required in Prospectus of a Mutual Fund [F - Rescinded] 1997-06-25 2000-02-01
Form 16 Escrow agreement (relating to performance shares) [F - Rescinded] 1997-06-25 2001-06-30
Form 2 Affidavit of service [F - Rescinded] 1997-06-25 2001-03-15
Form 20 Report of Exempt Distribution [F - Rescinded] 1997-07-31 2001-04-27
Form 20 Report of exempt distribution [F - Rescinded] 1988-09-01 1997-06-25
Form 20A Acknowledgement and undertaking [F - Rescinded] 1988-09-01 1996-01-01
Form 20A(IP) Acknowledgment of individual purchaser [F - Rescinded] 1997-06-25 2001-04-26
Form 20A(NIP) Acknowledgment of purchaser that is not an individual [F - Rescinded] 1997-06-25 2001-04-26
Form 23 Notice of Intention To Sell And Declaration [F - Rescinded] 1988-09-01 1997-06-25
Form 23 Notice of intention to sell and declaration pursuant to section 117 (c) and (d) of the securities regulation [F - Rescinded] 1997-07-31 2001-11-30
Form 24 Statement of material facts [F - Rescinded] 1996-01-01
Form 25 Put option contract [F - Rescinded] 1997-06-25 2001-03-28
Form 26 Call option contract [F - Rescinded] 1997-06-25 2001-03-28
Form 27 Material change report under section 85 (1) of the Act [F - Rescinded] 1997-06-25 2001-03-28
Form 28 Annual filing of reporting issuer [F - Rescinded] 1997-06-25 2001-05-31
Form 29 Finance company questionnaire and financial report [F - Rescinded] 1997-06-25 1998-04-03
Form 3 Application for registration as dealer, adviser or underwriter [F - Rescinded] 1997-01-31 2001-03-28
Form 3 Application for registration as dealer, adviser or underwriter [F - Rescinded] 1997-01-31
Form 30 Information circular [F - Rescinded] 1997-06-25 2001-05-31
Form 31 Notice of intention to make an issuer bid [F - Rescinded] 1997-06-25 2001-05-31
Form 32 Take over bid circular [F - Rescinded] 1997-06-25 2001-05-31
Form 33 Issuer bid circular [F - Rescinded] 1997-06-25 2001-05-31
Form 34 Directors' circular [F - Rescinded] 1997-06-25 2001-05-31
Form 35 Director's or officer's circular [F - Rescinded] 1997-06-25 2001-05-31
Form 36 Insider report [F - Rescinded] 1998-07-22 2001-04-26
Form 38 Registered Owner of Securities Beneficially Owned by an Insider [F - Rescinded] 1996-01-01
Form 38 Report under Section 126 of the Act [F - Rescinded] 1998-06-30 2001-05-31
Form 39 Report of a mutual fund manager required under section 126 of the Act [F - Rescinded] 1997-06-25 1998-06-30
Form 4 Uniform application for registration/approval [F - Rescinded] 1998-07-22 2001-04-26
Form 4 Uniform application for registration / approval (BC) [F - Rescinded] 1997-01-31 1998-07-22
Form 40 Endorsement of warrant [F - Rescinded] 1997-06-25 2001-04-26
Form 41 Statement of executive compensation [F - Rescinded] 1993-12-16 2001-05-31
Form 43 Offering Memorandum [F - Rescinded] 1997-06-25 2001-04-26
Form 43A Offering memorandum - immigrant investor program [F - Rescinded] 1997-06-25 2001-04-26
Form 43B Offering memorandum - real estate securities [F - Rescinded] 1997-06-25 2001-04-26
Form 43C Offering memorandum - mortgages [F - Rescinded] 1998-02-04 2000-08-14
Form 4B Personal Information for Directors, Officers, Promoters & Control Persons [F - Rescinded] 1992-09-01 1996-09-01
Form 4B Personal information for directors, officers, promoters and control persons [F - Rescinded] 1996-09-01 2001-04-26
Form 4Z Consent to a criminal records check [F - Rescinded] 1997-01-31 1997-07-31
Form 4Z Consent to a criminal records check [F - Rescinded] 1997-07-31 2001-03-28
Form 5 Uniform application for renewal of licence or registration [F - Rescinded] 1996-09-01 2001-03-28
Form 50 Short form of prospectus of a mutual fund [F - Rescinded] 1997-06-25 2000-02-01
Form 51 Annual information form of a mutual fund [F - Rescinded] 1997-06-25 2000-02-01
Form 52 Financial statements of a mutual fund [F - Rescinded] 1997-06-25 2001-04-27
Form 53 Trust agreement (contingency fund) [F - Rescinded] 1997-06-25 2001-06-30
Form 54 Technical report on mineral properties excluding oil and gas [F - Rescinded] 1997-06-25 2001-02-01
Form 55 Technical report on oil and gas properties [F - Rescinded] 1997-06-25 2001-04-27
Form 57 Draft Information statement - mortgages [F - Rescinded] 1998-02-04 2001-06-30
Form 58 Information statement required for not-for-profit organizations under section 46 (g) of the Act [F - Rescinded] 1997-06-25 2001-03-28
Form 60 Subordination agreement [F - Rescinded] 1997-06-25 2001-03-28
Form 61 Quarterly report [F - Rescinded] 1995-07-31 2001-01-01
Form 62 Report of working capital [F - Rescinded] 1996-01-01 2001-03-28
Form 63 Statement of financial condition (audited) [F - Rescinded] 1996-01-01 2001-03-28
Form 64 Risk disclosure document (exchange contracts) [F - Rescinded] 1996-01-01 1999-06-30
Form 65 Managed accounts disclosure document (exchange contracts) [F - Rescinded] 1996-01-01 1999-06-30
Form 66 Risk Disclosure Statement (Exchange Contracts) [F - Rescinded] 1998-12-31 2001-04-26
Form 69 Conflict of interest rules statement [F - Rescinded] 1997-01-31 1997-06-27
Form 69 Conflict of interest rules statement [F - Rescinded] 1997-06-25 2001-03-28
Form 7 Application for amendment of registration as dealer, adviser or underwriter [F - Rescinded] 1996-09-01
Form 7 Application for amendment of registration as dealer, adviser or underwriter [F - Rescinded] 1996-09-01 2001-03-28
Form 70 Statement and undertaking pursuant to Section 167.3 (4) of the Securities Regulation [F - Rescinded] 1997-01-31 1997-06-25
Form 70 Statement and undertaking [F - Rescinded] 1997-06-25 2001-03-28
Form 7A Application for transfer/change of status [F - Rescinded] 1996-09-01 2001-03-28
Form 7A Application for transfer/change of status [F - Rescinded] 1990-06-15 1996-09-01
Form 7X Addendum to Form 7 [F - Rescinded] 1996-09-01 2001-03-28
Form 7X Addendum to Form 7 [F - Rescinded] 1996-01-01 1996-09-01
Form 7Z Uniform termination notice (BC) [F - Rescinded] 1997-01-31 1997-07-31
Form 7Z Uniform termination notice (BC) [F - Rescinded] 1997-07-31 2001-03-28
Form 8 Summons for an examination under section 24 (c) of the Act [F - Rescinded] 1997-06-25 2001-03-28
Form 9 Joint regulatory financial questionnaire and report [F - Rescinded] 1996-01-01 2001-03-28
Form 9A Report of risk adjusted capital [F - Rescinded] 1996-01-01 2001-03-28
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