Securities Law

41-101F2 - Information Required in an Investment Fund Prospectus [F Advance Notice - Lapsed]

Published Date: 2007-12-21
Effective Date: 2008-03-17
Document(s):

Concurrently Published:

TABLE OF CONTENTS

 

 

General Instructions

Item 1:      Cover Page Disclosure

1.1        Preliminary Prospectus Disclosure

1.2        Required Statement

1.3        Basic Disclosure about the Distribution

1.4        Distribution

1.5        Offering Price in Currency Other than Canadian Dollar

1.6        Non-fixed Price Distributions

1.7        Pricing Disclosure

1.8        Reduced Price Distributions

1.9        Market for Securities

1.10      Risk Factors

1.11      Underwriter(s)

1.12      Commodity Pool

1.13      Restricted Securities

1.14      Non-Canadian Manager

1.15      Documents Incorporated by Reference

Item 2:      Table of Contents

2.1        Table of Contents

Item 3:      Summary of Prospectus

3.1        Prospectus Summary

3.2        Cautionary Language

3.3        General

3.4        Organization and Management of the Investment Fund

3.5        Underwriter(s)

3.6        Fees, Expenses and Returns

Item 4:      Overview of the Structure of the Investment Fund

4.1        Legal Structure

Item 5:      Investment Objectives

5.1        Investment Objectives

Item 6:      Investment Strategies

6.1        Investment Strategies

6.2        Overview of the Investment Structure

Item 7:      Overview of the Sector(s) that the Fund Invests in

7.1        Sector(s) that the Fund Invests in

7.2        Significant Holdings in Other Entities

Item 8:      Investment Restrictions

8.1        Investment Restrictions

Item 9:      Management Discussion of Fund Performance

9.1        Management Discussion of Fund Performance

Item 10:    Fees and Expenses

10.1      Fees and Expenses

Item 11:    Annual Returns and Management Expense Ratio

11.1      Annual Returns and Management Expense Ratio

Item 12:    Risk Factors

12.1      Risk Factors

Item 13:    Distribution Policy

13.1      Distribution Policy

Item 14:    Purchases of Securities

14.1      Purchases of Securities

Item 15:    Redemption of Securities

15.1      Redemption of Securities

15.2      Short-term Trading

Item 16:    Consolidated Capitalization

16.1      Consolidated Capitalization

Item 17:    Prior Sales

17.1      Prior Sales

17.2      Trading Price and Volume

Item 18:    Income Tax Considerations

18.1      Status of the Investment Fund

18.2      Taxation of the Investment Fund

18.3      Taxation of Securityholders

18.4      Taxation of Registered Plans

18.5      Tax Implications of the Investment Fund’s Distribution Policy

Item 19:    Organization and Management Details of the Investment Fund

19.1      Management of the Investment Fund

19.2      Portfolio Adviser

19.3      Conflicts of Interest

19.4      Independent Review Committee

19.5      Trustee

19.6      Custodian

19.7      Auditor

19.8      Transfer Agent and Registrar

19.9      Promoters

Item 20:    Calculation of Net Asset Value

20.1      Calculation of Net Asset Value

20.2      Valuation Policies and Procedures

20.3      Reporting of Net Asset Value

Item 21:    Description of the Securities Distributed

21.1      Equity Securities

21.2      Debt Securities

21.3      Derivatives

21.4      Other Securities

21.5      Special Warrants

21.6      Restricted Securities

21.7      Modification of Terms

21.8      Ratings

21.9      Other Attributes

Item 22:    Securityholder Matters

22.1      Meetings of Securityholders

22.2      Matters Requiring Securityholder Approval

22.3      Amendments to Declaration of Trust

22.4      Reporting to Securityholders

Item 23:    Termination of the Fund

23.1      Termination of the Fund

Item 24:    Use of Proceeds

24.1      Application

24.2      Proceeds

24.3      Other Sources of Funding

24.4      Financing by Special Warrants, etc.

Item 25:    Plan of Distribution

25.1      Plan of Distribution

25.2      Name of Underwriters

25.3      Disclosure of Conditions to Underwriters’ Obligations

25.4      Best Efforts Offering

25.5      Minimum Distribution

25.6      Determination of Price

25.7      Stabilization

25.8      Reduced Price Distributions

25.9      Listing Application

25.10    Conditional Listing Approval

25.11    Constraints

25.12    Special Warrants Acquired by Underwriters or Agents

Item 26:    Relationship Between Investment Fund or Selling Securityholder and Underwriter

26.1      Relationship Between Investment Fund or Selling Securityholder and Underwriter

Item 27:    Options to Purchase Securities

27.1      Options to Purchase Securities

Item 28:    Principal Holders of Securities of the Investment Fund and Selling Securityholders

28.1      Principal Holders of Securities of the Investment Fund and Selling Securityholders

Item 29:    Interests of Management and Others in Material Transactions

29.1      Interests of Management and Others in Material Transactions

29.2      Underwriting Discounts

Item 30:    Proxy Voting Disclosure

30.1      Proxy Voting Disclosure for Portfolio Securities Held

Item 31:    Material Contracts

31.1      Material Contracts

Item 32:    Legal and Administrative Proceedings

32.1      Legal and Administrative Proceedings

32.2      Particulars of the Proceedings

32.3      Penalties and Sanctions

Item 33:    Experts

33.1      Names of Experts

33.2      Interests of Experts

Item 34:    Exemptions and Approvals

34.1      Exemptions and Approvals

Item 35:    Other Material Facts

35.1      Other Material Facts

Item 36:    Purchasers’ Statutory Rights of Withdrawal and Rescission

36.1      General

36.2      Mutual Funds

36.3      Non-fixed Price Offerings

Item 37:    Documents Incorporated by Reference

37.1      Mandatory Incorporation by Reference

37.2      Mandatory Incorporation by Reference of Future Documents

Item 38:    Financial Disclosure

38.1      Financial Statements

38.2      Interim Financial Statements

38.3      Management Reports of Fund Performance

Item 39:    Certificates

39.1      Certificate of the Investment Fund

39.2      Certificate of the Manager

39.3      Certificate of the Underwriter

39.4      Certificate of the Promoter

39.5      Amendments

39.6      Non-offering Prospectus