Securities Law

Historical CSA Notices

Document Effective Rescinded
CSA 90/1 Audit Committee [CSA Notice - Rescinded]
CSA 90/2 Rates of Return on Money Market Mutual Funds [CSA Notice - Rescinded]
CSA 90/3 Mutual Fund Sales Incentives - Suspension of Foreign Trips [CSA Notice - Rescinded]
CSA 91/1 Advertising by Money Market Mutual Funds That Have Not Offered Their Securities to the Public for a Full Year [CSA Notice - Rescinded]
CSA 91/2 Mutual Funds Sales Incentives [CSA Notice - Rescinded]
CSA 92/01 Soft Dollar Transactions [CSA Notice - Rescinded]
CSA 92/02 Applications for Discretionary Orders [CSA Notice - Rescinded]
CSA 92/03 Bought Deal Financings [CSA Notice - Rescinded]
CSA 92/04 Review of National Policy Statement No. 41 [CSA Notice - Rescinded]
CSA 93/01 Mutual Fund Sales Incentives [CSA Notice - Rescinded]
CSA 93/02 Bought Deals [CSA Notice - Rescinded]
CSA 93/03 Pre-Marketing Activities in the Context of Bought Deals [CSA Notice - Rescinded]
CSA 93/04 Bought Deals [CSA Notice - Rescinded] 2003-03-28
CSA 93/05 National Policy Statement No. 39 - Mutual Funds, Section 16 - Sales Communication [CSA Notice - Rescinded]
CSA 94/01 An Electronic System for Securities Filings [CSA Notice - Rescinded] 1994-06-15
CSA 95/01 Conflicts of Interest [CSA Notice - Rescinded] 1995-01-12
CSA 95/02 Mutual Fund Sales Incentives Point-of-Sale Disclosure Statement [CSA Notice - Lapsed] 1995-01-13
CSA 95/03 SEDAR [CSA Notice - Rescinded] 1995-04-21
CSA 95/04 Proposed Foreign Issuer Prospectus and Continuous Disclosure System [Draft National Policy Statement No. 53 - Lapsed] 1995-04-28