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Securities Law

9 - Derivatives

Document
91-101 Derivatives: Product Determination
91-301 Model Provincial Rules - Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting
91-302 Updated Model Rules – Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting
91-303 Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives
91-305 Frequently Asked Questions relating to Multilateral Instrument 91-101 Derivatives: Product Determination and Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting
91-401 Consultation Paper on Over-the-Counter Derivatives Regulation in Canada
91-402 Derivatives: Trade Repositories
91-403 Derivatives: Surveillance and Enforcement
91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing
91-405 Derivatives: End‐User Exemption
91-406 Derivatives: OTC Central Counterparty Clearing
91-407 Derivatives: Registration
91-501 Over-the-Counter Derivatives
91-502 Short Term Foreign Exchange Transactions
91-503 Contracts Providing for Physical Delivery of Commodities
91-504 Government Strip Bonds
91-505 Prospectus exemption for put and call options
91-506 Designation Order - Derivatives
91-903 Risk Disclosure Statement (Exchange Contracts)
92-401 Derivatives Trading Facilities
93-101 Derivatives: Business Conduct
93-102 Derivatives: Registration
93-301 Derivatives Business Conduct Rule – No Overlap with Derivatives Registration Rule Comment Period
93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct
93-930 Temporary exemptions for derivatives firms from certain obligations when transacting with certain investment funds and for senior derivatives managers from certain reporting obligations
94-101 Mandatory Central Counterparty Clearing of Derivatives
94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
94-302 Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
94-303 Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
94-304 Exemption from the requirement that regulated clearing agencies deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency monthly
94-501 Exemption from the mandatory clearing requirements in National Instrument
95-302 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
95-401 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
96-101 Trade Repositories and Derivatives Data Reporting
96-302 Variation, amendment, or revocation and replacement of Blanket Order Relief from Certain Derivatives Data Reporting Requirements under Multilateral Instrument 96-10...
96-303 Derivatives Data Reporting Transition Guidance
96-501 Exemption from certain derivatives reporting requirements in Multilateral Instrument 96-101 – Trade Repositories and Derivatives Data Reporting
96-503 Exemption from derivatives reporting requirements in Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting for certain derivatives reported to certain data centres
96-504 Exemption from derivatives reporting requirements in Multilateral Instrument 96-101 – Trade Repositories and Derivatives Data Reporting for certain financially settled electricity-based derivatives
96-505 Exemption from certain requirements to publicly disseminate data under MI 96-101 Trade Repositories and Derivatives Data Reporting
96-931 Exemption from derivatives reporting requirements in Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting for certain derivatives data relating to the Canadian dollar offered rate
96-932 Temporary Exemptions from Certain Derivatives Data Reporting Requirements
Document
91-101 Derivatives: Product Determination
91-304 Model Provincial Rule - Derivates: Customer Clearing and Protection of Customer Collateral and Positions
91-305 Frequently Asked Questions relating to Multilateral Instrument 91-101 Derivatives: Product Determination and Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting
91-501 Over-The-Counter Derivatives
91-502 Short Term Foreign Exchange Transactions
91-503 Contracts Providing For Physical Delivery of Commodities
91-504 Government Strip Bonds
91-506 Designation Order - Derivatives
91-901 Put Option Contract
91-902 Call Option Contract
93-101 Proposed National Instrument 93-101 Derivatives: Business Conduct Proposed Companion Policy 93-101CP Derivatives: Business Conduct
94-101 Mandatory Central Counterparty Clearing of Derivatives
94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
94-301 Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing
94-501 Exemption from the mandatory clearing requirements in National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives for certain counterparties
95-301 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
96-101 Trade Repositories and Derivatives Data Reporting
96-501 Exemption from certain derivatives reporting requirements in Multilateral Instrument 96-101 - Trade Repositories and Derivatives Data Reporting
96-502 Exemption from derivatives reporting requirements in Multilateral Instrument 96-101 – Trade Repositories and Derivatives Data Reporting for certain electricity-based derivatives
96-930 Exemption from derivatives reporting requirements in Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting for certain derivatives data relating to U.S. dollar London interbank offered rate