Securities Law

94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

Document		Published	Effective
94-102	Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [NI - Rescinded] PDF Download	2022-07-26	2022-07-26
94-102	Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [NI - Rescinded] PDF Download	2017-07-04	2017-07-03

Advance Notices

Document		Published	Effective
94-102	Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [NI Amendment Advance Notice - Lapsed] PDF Download	2023-06-15	2023-09-13
94-102	Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [NI Advance Notice - Lapsed] PDF Download	2017-01-19	2017-07-03
94-102	Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [CP Advance Notice - Lapsed] PDF Download	2017-01-19	2017-07-03

CSA Related Documents

Document		Published	Effective
94-102	Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [CSA Notice - Lapsed] PDF Download	2017-01-19	2017-07-03

Forms

Document		Published	Effective
94-102F1	Customer Collateral Report: Direct Intermediary [F - Rescinded] PDF Download Word Download	2017-07-04	2017-07-03
94-102F2	Customer Collateral Report: Indirect Intermediary [F - Rescinded] PDF Download Word Download	2017-07-04	2017-07-03
94-102F3	Customer Collateral Report: Regulated Clearing Agency [F - Rescinded] PDF Download Word Download	2017-07-04	2017-07-03

Proposed Amendments

Document		Published	Effective
94-102	Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [CSA Notice of Publication - Lapsed] PDF Download	2022-05-12	---
94-102	Proposed amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [CSA Notice and Request for Comment - Lapsed] PDF Download	2021-09-16	---
94-102	Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [NI Amendment Proposed - Lapsed] PDF Download	2021-04-22	---

Proposed Instruments or Policies

Document		Published	Effective
94-102	CSA Notice and Request for Comment Proposed National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions Proposed Companion Policy 94-102CP Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [CSA Notice - Lapsed] PDF Download	2016-01-21	---