Skip Navigation
X
BCSC InvestRight
eServices
NRS
SEDAR+
About
About BCSC
Who We Are
What We Do
Mission, Values & Benefits
Funding & Accountability
Governance
Privacy
Media Room
Media Kit
Enforcement FAQs
Industry FAQs
News Releases
Reports & Publications
Subscriptions
Weekly Reports
Careers
Events
Contact Us
News Releases
April 25, 2024 - News Releases
CSA publishes research on impact of Client Relationship Model Amendments on industry and investor behaviour
April 25, 2024 - News Releases
BCSC issues notice to reinforce expectations for investor relations disclosure
April 24, 2024 - News Releases
B.C. resident pays $10,000 for unregistered activity
Securities Law
Act, Regulations & Rules
Instruments & Policies
Instruments & Policies (prior to 2000)
National Policy Statements
Forms
BC Notices
Requests for Comment
Applying for an Exemption
Exemption Orders (2002 to present)
Exemption Orders (prior to 2002)
Popular Topics
43-101
Capital Raising
Listed Issuer Financing Exemption (LIFE)
Resources
Act Regulations Rules
Instruments and Policies
Industry
Issuer Regulation
Guidance by Sector
Reporting Issuers
Continuous Disclosure Obligations
Raising Capital
Filing & Fees
Registrant Regulation
Compliance Toolkit
Understanding Your BCSC Compliance Examination
Derivatives
Financial Technology & Innovation
Marketplaces, SROs & Market Infrastructure
Canadian Investment Regulatory Organization (CIRO)
Exchanges
Market Infrastructure
Investor Protection Funds
Popular Topics
eServices
Exemption Orders
Filing & Fees
Hearings
Instruments and Policies
Mining
SEDAR+
Investor
Enforcement
Administrative Enforcement
Notices of Hearing and Temporary Orders
Settlements
Decisions
Automatic Reciprocal Orders
Administrative Penalties Imposed by Notice
Administrative Sanctions
Returning Funds to Investors
Sanction Payment Status List
Disciplined List
Early Intervention
Investment Caution List
Halt Trade Orders
Investor Alert
Cease Trade Orders
Criminal Enforcement
Past Cases
Guardians
Meet our investigators
Online investment schemes
Uncovering a pump-and-dump
Imprisoning a serial fraudster
A trail of deceit
Investigation
SYOM form
Most Recent Decisions & Orders
April 25, 2024 - Decisions
Core Capital Partners Inc., Kamaldeep Thindal, Amandeep Thindal, Yazan Al Homsi, Mani Chopra, Pardeep Luddu and Aarun Kumar aka Aaron Rai Kumar [Ruling]
April 12, 2024 - Decisions
Cherie Evangeline White and KingdomInvestments2015 Inc. (formerly KingdomRealty Inc. and Kingdom Investments Inc.) [Decision]
Hearings
Hearings
About Hearings
Notices of Hearing
Hearing Schedule
Hearing Standards
Decisions
Hearing Resources
Hearing Procedures
Representing Yourself
Guidelines for Preparing Documents
Popular Topics
Conducting Background Research
Compliance Examination
Criminal Enforcement
Upcoming Hearings
Resources
BCSC Resources
FAQs Database
Securities Law Basics
Do Securities Laws Apply to Me?
Overview of BC Securities Laws
Industry Resources
Securities Industry Links
Securities Training & Education
Popular Topics
Instruments and Policies
Disclosure
Disciplinary Action
Report to Us
X
BCSC InvestRight
eServices
NRS
SEDAR+
About
About BCSC
Who We Are
What We Do
Mission, Values & Benefits
Funding & Accountability
Governance
Privacy
Media Room
Media Kit
Enforcement FAQs
Industry FAQs
News Releases
Reports & Publications
Subscriptions
Weekly Reports
Careers
Events
Contact Us
Securities Law
Act, Regulations & Rules
Instruments & Policies
Instruments & Policies (prior to 2000)
National Policy Statements
Forms
BC Notices
Requests for Comment
Applying for an Exemption
Exemption Orders (2002 to present)
Exemption Orders (prior to 2002)
Industry
Issuer Regulation
Guidance by Sector
Reporting Issuers
Continuous Disclosure Obligations
Raising Capital
Filing & Fees
Registrant Regulation
Compliance Toolkit
Understanding Your BCSC Compliance Examination
Derivatives
Financial Technology & Innovation
Marketplaces, SROs & Market Infrastructure
Canadian Investment Regulatory Organization (CIRO)
Exchanges
Market Infrastructure
Investor Protection Funds
Investor
Enforcement
Administrative Enforcement
Notices of Hearing and Temporary Orders
Settlements
Decisions
Automatic Reciprocal Orders
Administrative Penalties Imposed by Notice
Administrative Sanctions
Returning Funds to Investors
Sanction Payment Status List
Disciplined List
Early Intervention
Investment Caution List
Halt Trade Orders
Investor Alert
Cease Trade Orders
Criminal Enforcement
Past Cases
Guardians
Meet our investigators
Online investment schemes
Uncovering a pump-and-dump
Imprisoning a serial fraudster
A trail of deceit
Hearings
Hearings
About Hearings
Notices of Hearing
Hearing Schedule
Hearing Standards
Decisions
Hearing Resources
Hearing Procedures
Representing Yourself
Guidelines for Preparing Documents
Resources
BCSC Resources
FAQs Database
Securities Law Basics
Do Securities Laws Apply to Me?
Overview of BC Securities Laws
Industry Resources
Securities Industry Links
Securities Training & Education
Report to Us
Home
Resources
BCSC Resources
Resources
Find more about
BCSC Resources
Close
BCSC Resources
FAQs Database
COVID-19: BCSC Response
Guides
BCSC Resources
FAQs Database
COVID-19: BCSC Response
Guides
BCSC Resources
BCSC provides a number of resources that address your Frequently Asked Questions and provide a guide related to specific topics of interest.
