Securities Law

96-101 Trade Repositories and Derivatives Data Reporting

Document		Published	Effective
96-101	Trade Repositories and Derivatives Data Reporting [MI] PDF Download	2020-07-09	2020-03-27
96-101CP	Trade Repositories and Derivatives Data Reporting [CP] PDF Download	2016-07-28	2016-07-29

Advance Notices

Document		Published	Effective
96-101	Trade Repositories and Derivatives Data Reporting [MI Amendment Advance Notice - Annex C] PDF Download	2024-07-25	2025-07-25
96-101	Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting Changes To Companion Policy 96-101CP Trade Repositories And Derivatives Data Reporting [CSA Advance Notice] PDF Download	2024-07-25	2025-07-25
96-101	Trade Repositories and Derivatives Data Reporting [MI Blackline Amendment Advance Notice - Annex D] PDF Download	2024-07-25	2025-07-25
96-101	Derivatives: Trade Reporting [MI Advance Notice - Annex E] PDF Download	2024-07-25	2025-07-25
96-101CP	Derivatives: Trade Reporting [CP Advance Notice - Annex F] PDF Download	2024-07-25	2025-07-25
96-101CP	Trade Repositories and Derivatives Data Reporting [CP Blackline Amendment Advance Notice - Annex G] PDF Download	2024-07-25	2025-07-25

Show all

Forms

Document		Published	Effective
96-101F1	Application for Recognition - Trade Repository Information Statement [F] Word Download PDF Download	2016-07-28	2016-07-28
96-101F2	Trade Repository Submission to Jurisdiction and Appointment of Agent for Service of Process [F] PDF Download Word Download	2016-07-28	2016-07-28
96-101F3	Cessation of Operations Report for Recognized Trade Repository [F] PDF Download Word Download	2016-07-28	2016-07-28

Proposed Amendments

Document		Published	Effective
96-101	Trade Repositories and Derivatives Data Reporting [MI Blackline Proposed Amendments] PDF Download	2022-06-09	---
96-101	Proposed Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Proposed Changes to Companion Policy 96-101 Trade Repositories and Derivatives Data Reporting [CSA Multilateral Notice and Request for comment] PDF Download	2022-06-09	---
96-101CP	Trade Repositories and Derivatives Data Reporting [CP Blackline Proposed Changes] PDF Download	2022-06-09	---
96-101CP	Trade Repositories and Derivatives Data Reporting [CP Proposed Changes] PDF Download	2022-06-09	---
96-101	Trade Repositories and Derivatives Data Reporting [MI Proposed Amendments] PDF Download	2022-06-09	---

CSA Related Documents

Document		Published	Effective
91-305	Frequently Asked Questions relating to Multilateral Instrument 91-101 Derivatives: Product Determination and Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting [CSA Multilateral Staff Notice - Revised] PDF Download	2016-11-25	---
96-503	Exemption from derivatives reporting requirements in Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting for certain derivatives reported to certain data centres [BCI] PDF Download	2016-08-05	2016-08-05
96-505	Exemption from certain requirements to publicly disseminate data under MI 96-101 Trade Repositories and Derivatives Data Reporting [BCI] PDF Download	2017-01-18	2017-01-16
BCN 2016/05	Notice - Participant obligations under Multilateral Instrument 91-101 Derivatives: Product Determination and Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting [BCN] PDF Download	2016-06-10	---
BCN 2016/07	Specification of forms required to be filed under Multilateral Instrument 96-101 - Trade Repositories and Derivatives Data Reporting [BCN] PDF Download	2016-07-27	2016-07-29