Securities Law

96-101 Trade Repositories and Derivatives Data Reporting

Document		Published	Effective
96-101	Trade Repositories and Derivatives Data Reporting [MI - Rescinded] PDF Download	2016-07-28	2016-07-29

Advance Notices

Document		Published	Effective
96-101	Trade Repositories and Derivatives Data Reporting [MI Blackline Amendment Advance Notice - Annex D - Lapsed] PDF Download	2024-07-25	2025-07-25
96-101	Derivatives: Trade Reporting [MI Advance Notice - Annex E - Lapsed] PDF Download	2024-07-25	2025-07-25
96-101	Trade Repositories and Derivatives Data Reporting [MI Amendment Advance Notice - Annex C - Lapsed] PDF Download	2024-07-25	2025-07-25
96-101	Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting Changes To Companion Policy 96-101CP Trade Repositories And Derivatives Data Reporting [CSA Advance Notice - Lapsed] PDF Download	2024-07-25	2025-07-25
96-101	CSA Multilateral Notice of Approval - Multilateral Instrument 91-101 Derivatives: Product Determination and Companion Policy 91-101CP Derivatives: Product Determination and Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Companion Policy 96-101CP Trade Repositories and Derivatives Data Reporting [CSA Notice - Lapsed] PDF Download	2016-01-22	2016-05-01
96-101CP	Derivatives: Trade Reporting [CP Advance Notice - Annex F - Lapsed] PDF Download	2024-07-25	2025-07-25

Show all

Forms

Document		Published	Effective
96-101F1	Application for Recognition - Trade Repository Information Statement [F - Rescinded] Word Download PDF Download	2016-07-28	2016-07-28
96-101F2	Trade Repository Submission to Jurisdiction and Appointment of Agent for Service of Process [F - Rescinded] PDF Download Word Download	2016-07-28	2016-07-28

Proposed Amendments

Document		Published	Effective
96-101	Proposed Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Proposed Changes to Companion Policy 96-101 Trade Repositories and Derivatives Data Reporting [CSA Multilateral Notice and Request for comment - Lapsed] PDF Download	2022-06-09	---
96-101CP	Trade Repositories and Derivatives Data Reporting [CP Blackline Proposed Changes - Lapsed] PDF Download	2022-06-09	---
96-101CP	Trade Repositories and Derivatives Data Reporting [CP Proposed Changes - Lapsed] PDF Download	2022-06-09	---
96-101	Trade Repositories and Derivatives Data Reporting [MI Blackline Proposed Amendments - Lapsed] PDF Download	2022-06-09	---
96-101	Trade Repositories and Derivatives Data Reporting [MI Proposed Amendments - Lapsed] PDF Download	2022-06-09	---

Proposed Instruments or Policies

Document		Published	Effective
96-101	Trade Repositories and Derivatives Data Reporting [MI Proposed - Lapsed] PDF Download	2015-01-21	---
96-101CP	Trade Repositories and Derivatives Data Reporting [CP Proposed - Lapsed] PDF Download	2015-01-21	---
96-101F1	Application for Recognition - Trade Repository Information Statement [F Proposed - Lapsed] PDF Download	2015-01-21	---
96-101F2	Trade Repository Submission to Jurisdiction and Appointment of Agent for Service of Process [F Proposed - Lapsed] PDF Download	2015-01-21	---
96-101F3	Cessation of Operations Report for Recognized Trade Repository [F Proposed - Lapsed] PDF Download	2015-01-21	---

CSA Related Documents

Document		Published	Effective
96-101	CSA Multilateral Notice of Approval - Multilateral Instrument 91-101 Derivatives: Product Determination and Companion Policy 91-101CP Derivatives: Product Determination and Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Companion Policy 96-101CP Trade Repositories and Derivatives Data Reporting [CSA Notice - Lapsed] PDF Download	2016-01-22	2016-05-01