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Securities Law

34-901F - Summons for an Examination Under Section 38 (c) [F - Rescinded]

Published Date: 2001-03-30
Effective Date: 2001-03-28
Rescinded Date: 2009-09-28
Document(s):

 

This is the form required under section 18 of the Securities Rules for a summons for an examination under oath under section 38 (c) of the Securities Act.

BC FORM 34-901F (Previously Form 8)

SECURITIES ACT
IN THE MATTER OF THE SECURITIES ACT, R.S.B.C. 1996, c. 418
AND
IN THE MATTER OF [Name]

SUMMONS FOR AN EXAMINATION UNDER SECTION38 (c)

TO:[Name]
[Address]

TAKE NOTICE that you are required to attend an examination under oath to be conducted by [name] at the time, date and place set out below. You are also required to bring with you all information and records in your possession or power relating ____________________ [including:].

TIME:

DATE:

PLACE:

DATED AT Vancouver, British Columbia this __________ day of __________, ______.

___________________________
Executive Director
___________________________________________________________________________
Please note the provision of the Securities Act attached hereto.

Further information may be required from applicant

38 The executive director may require

(a) within a specified time, further information or records to be submitted by an applicant,

(b) at any time, verification by affidavit or otherwise of any information or records submitted by an applicant, or

(c) an examination under oath, to be conducted by a person designated in writing by the executive director, of

(i) the applicant,

(ii) a partner, officer, director, governor or trustee of, or any person performing a similar function for, the applicant, or

(iii) an employee of the applicant.

November 1, 1989
Revised March 28, 2001