NIN 99/04 - Revised Indices of Policies and Other Instruments under the Securities Act [NIN - Rescinded]

Published Date:	1999-02-12
Effective Date:	1999-01-31

Effective January 31, 1999, the Commission rescinded the indices dated effective June 30, 1998 (NIN#98/34, NIN#98/48) of:

• Notices and Interpretation Notes ("NINs")
• Blanket Orders and Rulings ("BORs")
• Blanket Orders and Rulings Issued Under the Commodity Contract Act ("CCA BORs")
• Local Policy Statements ("LPSs")
• Documents Under National Numbering System (National Instruments, Policies, Forms, CSA Notices, CSA Requests for Comment and Implementing Rules).¹

¹ See NIN#96/13 for a discussion of National Instruments and National Policies.

The Commission is substituting the indices attached to this Notice. The Forms index is attached to NIN#99/3.

The indices list only the instruments that are in effect and that have been lapsed, rescinded or revoked since June 30, 1998.²

² NIN#89/3, which was rescinded on April 15, 1998, NIN#97/34, which lapsed on March 31, 1998, and NIN#97/38, which lapsed on March 4, 1998, are also included in the NIN index.

The lapsing of a particular Notice does not imply that any material introduced or referred to in the Notice is no longer in effect.

Effective January 1, 1996, the Commodity Contract Act, R.S.B.C. 1979, c. 56 ("CCA"), was repealed. BORs under the CCA continue to have effect to the extent that the provisions in the CCA were continued under the Securities Act. The CCA BORs will be replaced in due course. For ease of reference, a list of the CCA BORs is included as a separate index.

NINs, BORs (including CCA BORs) and LPSs will be amended in due course to correct section references that have changed as a result of the coming into force of the Securities Act, R.S.B.C. 1996, c. 418 (the "Revised Act"), on April 21, 1997, and amendments to the Securities Regulation, B.C. Reg. 196/97, Securities Rules, B.C. Reg. 194/97, and Registration Transfer Rules, B.C. Reg. 193/97, on June 17, 1997.

The Revised Act replaced the Securities Act, S.B.C. 1985, c. 83 (the "Prior Act"). The Securities Regulation, Securities Rules and Registration Transfer Rules that came into effect on June 17, 1997 replaced the Securities Regulation, Securities Rules and Registration Transfer Rules that had come into effect on January 1, 1996. There were no section number changes as a result of the June 17, 1997, revision of the Securities Regulation, Securities Rules and Registration Transfer Rules. The January 1, 1996, Securities Regulation, Securities Rules and Registration Transfer Rules replaced the former Securities Regulation, B.C. Reg. 270/86 (the "Old Regulation") and the former Registration Transfer Regulation, B.C. Reg. 286/86 (the "Old RTR").

Until the updated NINs, BORs and LPSs are published, they should be read to refer, with the necessary changes, to the appropriate sections of the Revised Act, Securities Regulation, and Securities Rules. Refer to the Table of Concordance at page 478 of the Commission’s Special Supplement to the Weekly Summary, published for the week ending November 24, 1995, to update section references from the Old Regulation and the Old RTR. Also, refer to the Table of Concordance at page 6 of the Commission’s Special Supplement to the Weekly Summary published for the week ending April 4, 1997, to update section references from the Prior Act to the Revised Act.

A number of LPSs have been revised, replaced or rescinded in the past several years (e.g., LPS 3-07 replaced old LPSs 3-07 to 3-10). As a result, other LPSs may contain outdated references to rescinded LPSs. In addition to updating the LPSs to reflect changes to the legislation, the LPSs will also be updated in due course to reflect the changes consequential to the implementation of all new and replacement LPSs. Until the updated LPSs are published, LPSs should be read to refer, with the necessary changes, to the new and replacement LPSs.

DATED at Vancouver, British Columbia, on February 11, 1999.

Douglas M. Hyndman
Chair

Ref: NIN#96/13
NIN#98/34
NIN#98/48
NIN#99/3

NIN #	Date of NIN (mm/dd/yy)	Description	Status (mm/dd/yy)
87/45	06/11/87	Technical reports on mining properties accompanying prospectuses submitted for acceptance by the Superintendent of Brokers	in effect
87/52	07/24/87	Flow-through shares	in effect
87/66	10/09/87	Prospectus vetting procedures	in effect
87/67	10/09/87	Leveraged mutual fund purchases	in effect
88/7	06/01/88	Venture capital issuers	in effect
88/11	06/06/88	The effect of criminal and civil litigation on trading rights and registration	in effect
88/40	11/09/88	Sale of mutual funds by financial institutions - principles of regulation	in effect
88/45	12/01/88	National Policy Statement No. 41 - shareholder communication - removal of exemption	in effect
88/48	12/20/88	Full service and discount brokerage activities by financial institutions - principles of regulation	in effect
89/3	01/20/89	Conflict of interest rules statement - clarification of filing requirements	rescinded 04/15/98 (see section 3.9 of LPS 3-22)
89/13	03/02/89	Statutory filings	in effect
89/17	04/06/89	[Draft] Local Policy Statement 3-45 - designation as a reporting issuer and business investor offerings	in effect
89/21	07/21/89	Orders pursuant to section 145 of the Securities Act - removal of trading exemptions	in effect
89/30	10/13/89	Qualifications of auditors filing reports	in effect
89/35	11/24/89	Disclosure of promotional or investor relations arrangements	in effect
90/4	02/09/90	National Policy No. 39 - mutual funds distributor's report and auditor's letter	in effect
90/16	05/10/90	Principles of regulation re: activities of registrants related to financial institutions	in effect
91/12	07/11/91	Ontario Securities Commission Policy Statement 9.1 - disclosure, valuation, review and approval requirements and recommendations for insider bids, issuer bids, going private transactions and related party transactions	in effect
91/17	09/25/91	Section 203(3)(b) of the Company Act - consent by the Superintendent of Brokers to the waiver of the appointment of an auditor for a subsidiary corporation	in effect
91/18	10/02/91	Auditor's report on comparative financial statements	in effect
91/20	10/31/91	Comparative interim financial statements	in effect
91/21	11/01/91	Accounting for business combinations and corporate reorganizations	in effect
91/22	11/13/91	Guide for use of the multijurisdictional disclosure system by Canadian issuers in the U.S. market	in effect
92/4	03/05/92	Draft National Policy Statement No. 46 - index and commodity warrants and other derivative securities	in effect
92/21	07/16/92	Proposed junior POP system - request for comment	in effect
92/29	11/06/92	Accounting for performance shares	in effect
92/30	11/26/92	National Policy Statement No. 39 - mutual funds: draft section 2.09 - certain related parties acting as principals in purchases or sales of portfolio debt securities and proposed revocation of section 4.03 - dealer manager acting as principal	in effect
93/8	04/01/93	Money laundering: new federal regulations	in effect
93/12	06/10/93	Restriction applicable to the solicitation of expressions of interest under BOR#91/7 and BOR#93/1	in effect
93/16	08/19/93	Draft National Policy Statement No. 53 - foreign issuer prospectus and continuous disclosure system	in effect (see CSA Notice #95/4)
93/18	09/09/93	Fiscal agency agreements - restrictions on exemption orders	in effect
93/24	12/22/93	Exemption for filing notice of networking arrangements governed by the principles of regulation	in effect
94/2	01/06/94	Filing requirements for annual information forms	in effect
94/5	06/08/94	National Policy Statement No. 39 - definition of debt-like securities	in effect
94/20	10/14/94	Draft National Policy Statement No. 43 - advertisements of securities and related sales practices	in effect
95/5	01/04/95	Principles of fair trading	in effect
95/7	01/12/95	Duties of registrants in the supervision of accounts operating under powers of attorney or trading authorities	in effect
95/9	02/08/95	Government strip bonds - information statement - Local Policy Statement 3-43 - Blanket Order #91/12	lapsed 01/31/99 (see NIN#98/20)
95/12	03/01/95	Executive compensation and indebtedness disclosure - Ontario staff report	in effect
95/15	03/23/95	Interpretation note - disclosure of securities under "control or direction"	in effect
95/21	05/11/95	Decisions of the B.C. Securities Commission	in effect
95/22	06/01/95	Release of IOSCO/BIS joint report on the framework for supervisory information about the derivatives activities of banks and securities firms	in effect
95/24	06/22/95	Fee payments under the Securities Act and the Commodity Contract Act	in effect
95/29	07/06/95	Task Force on Operational Efficiencies in the Administration of Securities Regulation - final report	in effect
95/34	09/28/95	British Columbia Securities Commission response to the request for comments from the Ontario Securities Commission Task Force on Small Business Financing	in effect
95/52	12/14/95	Insider reporting third-party options	in effect
95/53	12/14/95	New form of certificate under section 60(3) of the Securities Act	in effect
95/60	12/21/95	Hold period for securities of exchange issuer issued under section 55(2)(18) of the Securities Act	in effect
96/10	04/11/96	Blanket Order #96/9 registrant information to be furnished to clients	in effect
96/12	05/02/96	Further relief relating to audit committee review and board of directors approval of interim financial statements	in effect
96/13	05/08/96	National Instruments and National Policies	in effect
96/15	05/16/96	Joint submission of the Chairs of the Alberta and British Columbia Securities Commissions on the structure of the proposed Canadian Securities Commission	in effect
96/16	05/23/96	Request for comment - Dissemination of insider trade report data	in effect
96/23	08/01/96	Numbering System for the Policy Reformulation Project	in effect
96/25	08/01/96	Proposed Relief for Eligible Institutional Investors from Early Warning, Insider Reporting, Take-over Bid and Control Person Distribution Requirements	lapsed 09/03/98 (see NIN #98/53)
96/26	08/13/96	Calculation of Hold Periods under the Securities Rules	in effect
96/28	08/22/96	Report of the IDA Committee on Take-Over Bid Time Limits	in effect
96/29	08/29/96	Trades in Options to Consultants	in effect
96/32	09/26/96	Application of sections 2(5), 2(6) and 2(7) of Securities Rules to the multijurisdictional disclosure system	in effect
96/35	10/10/96	Mutual funds and related party transactions	in effect
96/36	10/10/96	Real estate securities	in effect
96/38	10/31/96	Form 61 - Quarterly Report Staff Report on Schedule C - Management Discussion	in effect
96/41	11/21/96	Specification of Offering Documents Requiring Written Underwriting Procedures and Registration as an Underwriter	in effect
96/45	12/05/96	Special Warrants Prospectus Filings	in effect
96/47	12/19/96	Expedited Review of Short Form Prospectuses and Renewal AIFS	in effect
96/49	12/18/96	Quarterly Report Filings (Form 61) (SEDAR)	in effect
97/5	02/03/97	Exemptive Relief for Certain Real Estate Securities	in effect
97/6	02/11/97	Permission under Section 35(1)(c) of the Securities Act	in effect
97/7	02/12/97	System for Electronic Document Analysis and Retrieval (SEDAR) - Issuers in Default	in effect
97/9	03/03/97	Trading Securities and Providing Advice Respecting Securities on the Internet	in effect
97/10	03/04/97	Trust Companies, Insurers and Portfolio Managers in Other Provinces and Territories of Canada, and Foreign Portfolio Managers	in effect
97/11	03/04/97	Meaning of "Fully Managed" Accounts	in effect
97/13	04/03/97	Revised Securities Act as part of the Revised Statutes of British Columbia, 1996	in effect
97/15	05/13/97	Proposed National Instrument 41-101 Prospectus Disclosure Requirements And Rescission of National Policy Statements Nos. 12, 13, 32, and 35	in effect
97/16	05/20/97	Report of CSA Investment Funds Implementation Group	in effect
97/17	06/18/97	Settlements with the British Columbia Securities Commission	in effect
97/18	06/18/97	Proposed Provisions for Shareholder Proposals under the British Columbia Company Act	in effect
97/23	06/25/97	Use of Non-U.S. Foreign Accounting Principles and Non-U.S. Foreign Auditing Standards	in effect
97/24	06/26/97	Proposed National Instrument 81-102 and Companion Policy 81-102CP and Proposed Rescission of National Policy Statement No. 34 and National Policy Statement No. 39 Mutual Funds	in effect
97/25	06/26/97	Proposed National Instrument 81-104 and Companion Policy 81-104CP Commodity Pools	in effect
97/30	06/30/97	Dealers and their Salespersons	in effect
97/31	07/16/97	Proposed National Instrument 52-101 and Companion Policy 52-101CP and Proposed Rescission of National Policy Statement No. 48 Future Oriented Financial Information	in effect
97/34	07/28/97	Proposed Rescission of Uniform Act Policy No. 2-11; Applications to Omit Certain Financial Information	lapsed 03/31/98 (see NIN#98/17)
97/35	07/30/97	Changes to SEDAR Filer Software	in effect
97/36	08/27/97	Market Fragmentation Request for Comments and Disclosure Forum	in effect
97/38	09/18/97	Designated Jurisdictions of Issuers Eligible to Participate in the POP System	lapsed 03/04/98 (see NIN#98/15)
97/39	10/14/97	Registration to Act as an Adviser to the Trade in Securities or Exchange Contracts	in effect
97/40	10/16/97	Conditional Exemption From Registration For United States Broker-Dealers and Agents	in effect
97/41	10/23/97	Communication with the Securities Commission - New Commission Telephone and Facsimile Numbers	in effect
97/42	10/30/97	Proposed Changes to the Definition of Material Fact and Material Change and Proposed Introduction of a "Loser-Pays" Cost Rule under Securities Legislation	in effect
97/46	11/20/97	Notice of Proposed National Instrument 45-101 Rights Offerings, Companion Policy 45-101CP, Form 45-101F and Rescission of Certain Policies	in effect
97/47	11/27/97	Shorter Hold Period with Annual Information Form, Eurobond Offerings and Distributions to Persons Outside B.C.	lapsed 08/27/98 (see NIN#98/52)
97/48	11/27/97	Distribution of Securities to Persons Outside British Columbia	in effect
97/49	11/27/97	Proposed National Instrument 33-102, 33-103, 33-104, related Companion Policies and National Policy 33-201, all Governing Activities of Dealers that Carry on Business in Retail Branches of Financial Institutions	in effect
97/51	12/04/97	Proposed National Instrument 71-101 and Companion Policy 71-101CP The Multijurisdictional Disclosure System	lapsed 08/13/98 (see NIN#98/50)
97/52	12/17/97	Non-Payment of SEDAR Annual Filing Service Charges	in effect
97/53	12/17/97	Amendments to the Company Act relating to Compromises and Arrangements	in effect
97/54	12/24/97	Filing Forms 20 Reports By Facsimile	in effect
98/1	01/15/98	Clarification of Interim Local Policy Statement 3-27 System for Shorter Hold Periods With An AIF and Publication of Proposed Alberta Rule and Policy	lapsed 08/27/98 (see NIN#98/52)
98/4	01/27/98	The Year 2000 Challenge - Disclosure Issues for Exchange Issuers	in effect
98/6	02/04/98	Proposed Multi-Jurisdictional Instrument 33-105 and Companion Policy 33-105CP Underwriting Conflicts	in effect
98/7	02/04/98	Mortgages	lapsed 10/21/98 (see NIN#98/66)
98/8	02/04/98	Specification of Form 43C as Form of Offering Memorandum for Mortgages and Request for Comment on Draft Form of Information Statement	in effect
98/9	02/11/98	Proposed National Instrument 33-101 and Proposed Rescission of British Columbia Securities Commission Local Policy Statement 3-33 Administration of Self-Directed RRSPs, RESPs and RRIFs by Dealers	in effect
98/10	02/11/98	Proposed National Policy 34-201 and Multi-Jurisdictional Policy 34-202 Governing Conduct of Registrants and Rescission of National Policy Statements Nos. 17 and 18	lapsed 10/14/98 (see NIN#98/64)
98/11	02/19/98	Proposed National Instrument 44-101 and Companion Policy 44-101CP Prompt Offering Qualification System	in effect
98/12	02/25/98	Notice of Proposed National Instrument 54-101 Forms 54-101F1, 54-101F2, 54-101F3, 54-101F4, 54-101F5, 54-101F6, 54-101F7 and 54-101F8 and Companion Policy 54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer	lapsed 07/16/98 (see NIN#98/40)
98/13	02/25/98	Notice of Proposed National Instrument 54-102 Supplemental Mailing List And Interim Financial Statement Exemption	in effect
98/14	02/26/98	Notice of Public Forum To Discuss "NETS" and Market Fragmentation	in effect
98/15	03/04/98	Designated Jurisdictions of Issuers Eligible to Participate in the POP System	in effect
98/16	03/24/98	Repeal and Replacement of Local Policy Statement 3-22 (Registration Requirements)	lapsed 01/31/99
98/17	03/31/98	Rescission of Uniform Act Policy No. 2-11: Applications to Omit Certain Financial Information	lapsed 01/31/99
98/18	03/31/98	Rescission of Form 29: Finance Company Questionnaire and Financial Report	lapsed 01/31/99
98/19	04/23/98	Adoption of National Instrument 81-105 and Companion Policy 81-105CP Mutual Fund Sales Practices and Revocation of Canadian Securities Administrators Notices	lapsed 01/31/99
98/20	04/23/98	Government Strip Bonds - Information Statement, Local Policy Statement 3-43, Blanket Order #91/12	in effect
98/21	04/30/98	Rescission of Uniform Act Policy No. 2-10: Insider Trading Reports - Persons Required to Report in More than One Capacity	lapsed 01/31/99
98/22	05/06/98	Proposal for a National Escrow Regime Applicable to Initial Public Distributions	in effect
98/23	05/15/98	Disclosure Obligations and Insider Trading Prohibitions in the Context of Material Facts and Material Changes	in effect
98/24	05/27/98	Proposed National Instrument 52-102 Use of Currencies	in effect
98/25	05/27/98	Proposed National Instrument 52-103 Change of Auditor	in effect
98/26	05/27/98	Proposal for a Statutory Civil Remedy for Investors in the Secondary Market	in effect
98/27	06/11/98	Venture Capital Pool Offerings Amendments to Local Policy Statement 3-02	in effect
98/28	06/18/98	Amendments to the SecuritiesAct	in effect
98/29	06/18/98	Mutual Reliance Review System Request for Comments on Proposed Memorandum of Understanding	in effect
98/30	06/18/98	Proposed National Policy 43-201 Mutual Reliance Review System for Prospectuses and Initial AIFs	in effect
98/31	06/18/98	Proposed National Instrument 31-101 and Companion Policy 31-101CP Mutual Reliance Review System for Registration	in effect
98/32	06/30/98	Blanket Order #98/5 Mutual Funds and the Purchase and Sale of Mortgages From and To the Account of Responsible Persons and Revocation Order #98/6	in effect
98/33	06/30/98	Revised Forms Under the Securities Act	lapsed 01/31/99 (see NIN#99/3)
98/34	06/30/98	Revised Indices of Policies and Other Instruments under the Securities Act	lapsed 01/31/99
98/35	06/30/98	Respecification of Required Forms Under the Securities Act, Securities Regulation and Securities Rules	lapsed 01/31/99 (see NIN#99/3)
98/36	07/02/98	Proposed National Instrument 43-101 and Companion Policy 43-101CP Standards of Disclosure for Mineral Exploration and Development and Mining Properties	in effect
98/37	07/02/98	Mutual Reliance Review System for Applications - Extension of Testing	in effect
98/38	07/09/98	Regulatory Review of Continuous Disclosure Filings	in effect
98/39	07/09/98	Proposed Rule Amendments to Require Membership in a Self-Regulatory Organization for Mutual Fund Dealers and Securities Dealers	in effect
98/40	07/16/98	Republication for Comment of Proposed National Instrument 54-101 and Related Documents Communication With Beneficial Owners of Securities of a Reporting Issuer	in effect
98/41	07/22/98	Selective Review of Prospectus Filings	in effect
98/42	07/22/98	Regulatory Initiatives Relating to the Year 2000	in effect
98/43	07/22/98	Industry Responsibility Regarding the Year 2000	in effect
98/44	07/22/98	Revised Forms under the Securities Act	lapsed 01/31/99 (see NIN#99/3)
98/45	07/22/98	Proposed Rescission of Certain Uniform Act Policies	lapsed 12/16/98 (see NIN#98/70)
98/46	07/30/98	Materials Required to be Filed under Proposed National Policy 43-201 - Mutual Reliance Review System for Prospectuses and Initial AIFs	in effect
98/47	07/30/98	Proposed National Instrument 81-101, Companion Policy 81-101CP and Forms 81-101F1 and 81-101F2 Mutual Fund Prospectus Disclosure	in effect
98/48	08/12/98	Revised Indices of Policies and Other Instruments under the Securities Act	lapsed 01/31/99 (see NIN#99/4)
98/49	08/13/98	Notice of Amendments to Mortgage Brokers Act	in effect
98/50	08/13/98	Advance Notice - National Instrument 71-101, Companion Policy 71-101CP, Implementation Rule 71-801 and Form 71-101F1 The Multijurisdictional Disclosure System	lapsed 10/21/98 (see NIN#98/67)
98/51	08/20/98	Consequential Amendments To the SecuritiesRules Relating to Insider Reports and Take Over Bids Request for Comments	in effect
98/52	08/27/98	Revised Shorter Hold Period with AIF and New Exemption for Certain Distributions Outside British Columbia	in effect
98/53	09/03/98	Proposed National Instruments 62-101, 62-102 and 62-103 Early Warning System and Related Matters	in effect
98/54	09/03/98	Permanent Registration System	in effect
98/55	09/03/98	International Associates of the Vancouver Stock Exchange	in effect
98/56	09/09/98	Trading by Registrants under Certain Prospectus and Registration Exemptions	in effect
98/57	09/10/98	Proposed Rescission of Certain National Policy Statements	in effect
98/58	09/10/98	Notice of Proposed Amendment to National Instrument 14-101 - Definitions	in effect
98/59	10/01/98	CSA Year 2000 Summit	lapsed 10/22/98
98/60	10/01/98	Proposed National Instrument 44-102, Companion Policy 44-102CP and Rule 44-802 Shelf Distributions	in effect
98/61	10/01/98	Proposed National Instrument 44-103, Companion Policy 44-103CP and Rule 44-803 Post-Receipt Pricing	in effect
98/62	10/14/98	Revised Exemption for Certain Distributions outside British Columbia	in effect
98/63	10/14/98	Advance Notice - National Instrument 33-106 Year 2000 Preparation Reporting	lapsed 10/21/98 (see NIN#98/65)
98/64	10/14/98	National Policy 34-201 and Multilateral Policy 34-202 Governing Conduct of Registrants and Rescission of National Policy Statements Nos. 17 and 18	in effect
98/65	10/21/98	Adoption of National Instrument 33-106 Year 2000 Preparation Reporting	in effect
98/66	10/21/98	Adoption of Rule Restricting Exemption to Mortgages on Land in British Columbia	in effect
98/67	10/21/98	Adoption of National Instrument 71-101, Companion Policy 71-101CP Rule 71-801, Rule 71-802 and BOR#98/14 The Multijurisdictional Disclosure System and Revocation of National Policy Statement No. 45 and Certain Blanket Orders	in effect
98/68	11/19/98	Proposed National Policy 12-201 Mutual Reliance Review System for Exemptive Relief Applications	in effect
98/69	12/03/98	Calls To Persons At Their Places Of Residence ("Cold Calling")	in effect
98/70	12/16/98	Rescission of Certain Uniform Act Policies	in effect
98/71	12/29/98	Proposed National Policy 11-201 Delivery of Documents by Electronic Means	in effect
98/72	12/29/98	Trading in Securities Using the Internet and Other Electronic Means	in effect
98/73	12/30/98	New Form of Risk Disclosure Required for Trading in and Advising on Exchange Contracts	in effect
99/1	01/07/99	CSA Staff Report on the Year 2000 Disclosure Review Program	in effect

BOR#	Date of BOR (mm/dd/yy)	Description	Status (mm/dd/yy)
88/2	08/12/88	The definition of "exchange issuer"	in effect 09/01/88
88/3	08/12/88	Transitional rules respecting securities traded prior to September 1, 1988 under a exemption from section 42 of the Securities Act	in effect 09/01/88
88/11	11/28/88	Conflict of interest rules statement and confirmation and reporting of transactions by registrants	in effect
89/1 (CCA BOR# 89/6)	01/26/89	Registration of persons trading in IOCC options	in effect
89/8	10/13/89	Reporting companies under the British Columbia Company Act and the definition of "reporting issuer"	in effect 11/01/89
89/10	10/31/89	Required form of offering memorandum	in effect 11/01/89
90/1	01/29/90	Trades of government warrants	in effect
90/2	02/27/90	Trades in shares issued in accordance with the Employee Investment Act	in effect
90/4	10/11/90	Trades in deposit-type or self-directed registered educational savings plans	in effect
91/2	05/03/91	Rules for shelf prospectus offerings and for pricing offerings after the prospectus is receipted	in effect 05/10/91
91/5	06/06/91	Resale of rights acquired under a rights offering	in effect 07/01/91
91/6	06/06/91	Recognition of certain countries and political divisions of countries issuing bonds, debentures or other evidence of indebtedness	in effect 07/01/91
91/7	06/25/91	Multijurisdictional disclosure system	revoked 11/01/98 BOR#98/13
91/8 (CCA BOR# 91/2)	08/01/91	Registration of persons trading in TCO commodity options	in effect 05/17/91
91/10	08/08/91	First renewal prospectuses filed by mutual funds under National Policy Statement No. 36	in effect
91/12	12/12/91	Government strip bonds	in effect
92/1	04/23/92	Fees payable by members of the press for a subscription to the Weekly Summary and for search of a file	in effect
92/2	08/06/92	Limitations on a registrant underwriting securities of a related party or connected party of the registrant	in effect
92/3	11/18/92	Revocation of BOR#91/11 and recognized options traded through recognized clearing agencies (recognized options rationalization order)	in effect 08/11/92*

Note: * The Executive Director intends to revoke BOR#92/3 on or after June 30, 1999 (see NIN#98/73)

93/1	02/17/93	Prompt offering qualification system	in effect 02/19/93 (see NIN#93/12)
93/3	06/16/93	The multijurisdictional disclosure system	revoked 11/01/98 BOR#98/13
93/4	12/22/93	Networking arrangements governed by the principles of regulation	in effect
94/1	11/23/94	Prompt offering qualification system and memorandum of understanding for expedited review of short form prospectuses and renewal AIFs	in effect 11/23/94 (see NIN#96/47)
95/5	10/26/95	Filing insider reports by facsimile	in effect 11/01/95
95/6	12/7/95	Continuing relief from certain registration requirements	in effect 01/01/96
95/8	12/15/95	Transitional relief	in effect 01/01/96
95/9	12/14/95	Continuing relief for financial statements of certain foreign issuers	in effect 01/01/96
95/10	12/21/95	The summary prospectus disclosure system	in effect 01/01/96 (see LPS 3-02)
95/15	12/21/95	Acting as an adviser with respect to certain securities	in effect 01/01/96
95/16	12/21/95	Trades of negotiable promissory notes or commercial paper to individuals	in effect 01/01/96
95/17	12/21/95	Legending of certificates	in effect 01/01/96
95/20	12/21/95	Transitional relief from recognized resale requirements	in effect
95/21	12/28/95	Trades in securities of non reporting issuers	in effect
95/22	12/28/95	Transitional relief from recognized resale requirements relating to securities of issuers that filed an application for listing with the Vancouver Stock Exchange	in effect 01/01/96
96/1	01/11/96	Trades by control persons of securities acquired under section 55(2)(8) of the Act	in effect 01/01/96
96/3	03/14/96	The requirement to send interim financial statements and quarterly reports to security holders of a reporting issuer	in effect
96/7	03/27/96	Trades in securities acquired under section 117 of the Securities Regulation, B.C. 270/86	in effect
96/8	03/27/96	Number of purchasers under sections 89(a) and (g) and 128(a) and (h) of the Securities Rules, B.C. 479/95	in effect
96/10	05/02/96	Further relief respecting audit committee review and board of directors approval of interim financial statements	in effect 04/30/96
96/15	08/29/96	Trades in Options to Consultants	in effect
96/16	09/26/96	Further continuing relief for financial statements of certain issuers and the prompt offering qualification system	in effect
96/17	10/10/96	Mutual funds and the purchases and sales of certain debt securities from and to the account of responsible persons	in effect
96/20	11/21/96	Continuing Relief Relating to the Application of Section 30 of the Act to Trust Companies	in effect
97/1	02/03/96	Real Estate Securities	in effect
97/3	02/03/97	Resale Relief for Eligible Real Estate Securities	in effect
97/4	03/04/97	Trust Companies, Insurers and Portfolio Managers in Other Provinces and Territories of Canada and Foreign Portfolio Managers	in effect
97/6	06/25/97	Further Continuing Relief for Financial Statements of Certain Foreign Issuers	in effect
97/7	06/25/97	Take Over Bids and Going Private Transactions	in effect
97/9	11/20/97	Relief Respecting the Requirement to Send Financial Statements and Quarterly Reports to Securityholders During a Disruption in Mail Service	in effect
97/10	11/20/97	Further Transitional Relief Relating to Transactions Between a Mutual Fund and Non-Participating Affiliates of Its Responsible Persons	in effect
97/11	11/27/97	Eurobond Offerings	in effect 12/01/97
97/12	11/27/97	System for Shorter Hold Periods With An Annual Information Form	revoked 10/01/98 BOR#98/7
97/13	12/23/97	Filing Forms 20 Reports By Facsimile	in effect
98/1	03/12/98	The Hold Period For Securities Issued By An Exchange Issuer Under Section 74(2)(18) Of The Securities Act	in effect
98/3	03/24/98	Exchange Contracts Dealers Trading in Commodity Pool Securities	in effect
98/4	03/31/98	Continuous Disclosure Requirements for Finance Issuers	in effect
98/5	06/30/98	Mutual Funds and the Purchase and Sale of Mortgages From and To the Account of Responsible Persons	in effect
98/6	06/30/98	Revocation of BOR#96/5	lapsed 07/01/98
98/7	08/27/98	The System for Shorter Hold Period With An Annual Information Form	in effect
98/8	08/27/98	A Distribution of Securities Outside British Columbia	revoked 10/14/98 BOR#98/12
98/9	08/31/98	Underwriting Activities of International Associates	in effect
98/10	09/09/98	Testing of the Mutual Reliance Review System For Prospectuses Under National Policy 43-201	in effect
98/11	10/14/98	A Distribution of Securities Outside British Columbia	in effect
98/12	10/14/98	Revocation of BOR#98/8	lapsed 10/15/98
98/13	10/21/98	Revocation of BOR#91/7 and BOR#93/3	lapsed 10/22/98
98/14	10/21/98	The Multijurisdictional Disclosure System	in effect

CCA BOR #	Date of BOR (mm/dd/yy)	Description	Status (mm/dd/yy)
CCA BOR#89/1	01/26/89	Recognition of the Vancouver Stock Exchange as a Commodity Exchange in the Province of British Columbia (see also LPS 3-44)	in effect
CCA BOR#89/3	01/26/89	Recognition of Self Regulatory Bodies (see also LPS 3-44)	in effect
CCA BOR#89/4	01/26/89	Segregation of Funds by Commodity Contracts Dealers	in effect
CCA BOR#89/5	01/26/89	Acceptance of IOCC Options	in effect
CCA BOR#89/6 (BOR#89/1)	01/26/89	Registration of Persons Trading in IOCC Options	in effect
CCA BOR#89/7	11/09/89	Recognition of Commodity Exchanges Situated Outside the Province of British Columbia	in effect
CCA BOR#91/1	08/01/91	Acceptance of the TCO Gold Option	in effect
CCA BOR#91/2 (BOR#91/8)	08/01/91	Registration of Persons Trading in TCO Commodity Options	in effect

Policy #	Date of Policy (mm/dd/yy)	Description	Status (mm/dd/yy)
3-01	02/01/87	Factors to be considered in arriving at a decision that a natural resource property has sufficient merit to justify an expenditure thereon of risk capital derived from public subscription	in effect
3-02	12/21/90	Prospectus filing requirements	in effect 02/04/91; amended effective 01/01/96 (see BOR#95/10); further amended 07/02/98 (see NIN#98/27)
3-03	02/01/87	Requirements re filing of preliminary prospectuses and prospectuses (national issues)	in effect
3-04		Rescinded	replaced by LPS 3-17
3-05	02/01/87	Rights offerings to shareholders	in effect
3-06	02/01/87	Prospectus guidelines for the mortgage investment issuer	in effect
3-07	12/21/89	Policy guidelines respecting trading shares, performance shares and other consideration	in effect 03/01/90 (see NIN#98/22, NIN#98/27)
3-08		Rescinded	replaced by LPS 3-07
3-09		Rescinded	replaced by LPS 3-07
3-10		Rescinded	replaced by LPS 3-07
3-11		Rescinded
3-12	01/26/90	Rules for proceedings	in effect 02/01/90
3-13	02/01/87	Policy guidelines for a venture capital issuer planning to make a distribution	in effect (see NIN#88/7, NIN#98/27)
3-14	09/09/93	Application for insider reporting exemptions	in effect 09/09/93
3-15	07/07/89	Exempt purchaser status	in effect 07/15/89
3-16	08/14/90	Registration for securities and insurance	in effect
3-17	1/06/95 (interim)	Registrant due diligence	in effect (see NIN#98/27)
3-18		Reserved
3-19	02/01/87	Vancouver Stock Exchange listings	in effect
3-20		Reserved
3-21	02/01/87	Share and unit offerings of unlisted issuers and options and warrants available to registrants participating in such offerings	in effect (see NIN#98/27)
3-22	03/24/98	Registration requirements	in effect 04/15/98
3-23		Reserved
3-24	12/21/95 (interim)	Statutory and discretionary exemptions	in effect 01/01/96
3-25	02/01/87	Re: Natural resource issuer - "best efforts" prospectus and amendments to prospectus arising from market conditions	in effect
3-26		Rescinded	replaced by amendment to LPS 3-02 (see BOR#95/8)
3-27	10/27/98	System for Shorter Hold Periods with an Annual Information Form and Exemption for Certain Distributions of Securities Outside British Columbia	in effect 10/01/98 (see NIN#98/52)
3-28		Reserved
3-29		Reserved
3-30		Rescinded
3-31	02/01/87	Incentive options to directors and employees - unlisted issuers	in effect (see NIN#98/27)
3-32		Reserved
3-33	02/01/87	R.R.S.P.'s administered by brokers on behalf of authorized trustees	in effect
3-34	02/01/87	Application for non-reporting status	in effect
3-35	10/13/89	Reactivation of dormant issuers	in effect 11/01/89
3-36		Reserved
3-37	02/01/87	Restricted shares (uncommon equities) distributions and disclosure	in effect
3-38		Rescinded	replaced by LPS 3-22
3-39	02/01/87	Guidelines for advertising issues of securities and for promotional activities during the course of a distribution	in effect
3-40		Rescinded	replaced by NP 47 and BOR#93/1
3-41	02/01/87	Lawyer's conflict of interest	in effect
3-42		Rescinded	replaced by LPS 3-22
3-43	12/12/91 (interim)	Government Strip Bonds	in effect (see NIN#98/20)
3-44	12/21/95	Recognition of self regulatory body, exchanges and jurisdictions	in effect 01/01/96; amended 12/01/97
3-45	04/06/89 (draft)	Designation as a reporting issuer and business investor offerings	in effect 04/07/89 (see NIN#89/17)

¹ See NIN#96/23 for a discussion of the National Numbering System.

Number	Date (mm/dd/yy)	Description	Status (mm/dd/yy)
11-401 (CSA RC)	06/13/97	Delivery of Documents by Issuers Using Electronic Media Concept Proposal - Request for Comment	in effect (see also NIN#98/71 and draft NP 11-201)
12-401 (CSA RC)	01/23/98	National Application System Concept Proposal - Request for Comments	in effect (see also NIN#98/68 and draft NP 12-201)
NI 13-101	12/17/96	System for Electronic Document Analysis and Retrieval (SEDAR) SEDAR Filer Manual	in effect 01/01/97
13-301 (CSA Staff N)	05/15/98	SEDAR - Use of Incorrect Document Formats	in effect
13-302 (CSA Staff N)	10/02/98	Notice of Changes to SEDAR Filer Software	in effect
13-303 (CSA Staff N)	12/11/98	SEDAR Operational Changes	in effect
NI 14-101	02/26/97	Definitions	in effect 04/01/97
31-301 (CSA N)	11/21/97	The Year 2000 Challenge	in effect
NI 32-101	10/30/97	Small Securityholder Selling and Purchase Arrangements	in effect 12/01/97
NI 33-106	10/21/98	Year 2000 Preparation Reporting	in effect 10/19/98
NP 34-201	10/14/98	Breach of Requirements of Other Jurisdictions	in effect 10/16/98
MLP 34-202	10/14/98	Registrants Acting as Corporate Directors	in effect 10/16/98
41-301 (CSA Staff N)	01/30/98	The Year 2000 Disclosure Issues	in effect
51-301 (CSA Staff N)	10/10/97	Conversion of Corporate Issuers to Trusts	in effect
51-302 (CSA Staff N)	01/30/98	The Year 2000 Disclosure Issues	in effect
53-301 (CSA N)	09/12/97	The TSE Toronto Stock Exchange Committee on Corporate Disclosure - Final Report; CSA Task Force on Civil Remedies	in effect
55-301 (CSA N)	01/24/97	Filing Insider Reports by Facsimile and Exemption where Minimal Connection to Jurisdiction	in effect
NP 62-201	06/30/97	Bids Made Only in Certain Jurisdictions	in effect 08/04/97
NP 62-202	06/30/97	Take-Over Bids - Defensive Tactics	in effect 08/04/97
NI 71-101	10/19/98	The Multijurisdictional Disclosure System	in effect 11/01/98
CP 71-101	10/19/98	The Multijurisdictional Disclosure System	in effect 11/01/98
IR 71-801	10/19/98	Implementing the Multijurisdictional Disclosure System under National Instrument 71-101	in effect 11/01/98
IR 71-802	10/19/98	Distributions Outside of British Columbia Under the United States Multijurisdictional Disclosure System	in effect 11/01/98
71-101F1	10/19/98	Forms of Submission to Jurisdiction and Appointment of Agent for Service of Process	in effect 11/01/98
NI 81-105	04/17/98	Mutual Fund Sales Practices	in effect 05/01/98
81-105CP	04/23/98	Mutual Fund Sales Practices	in effect 05/01/98
81-301 (CSA N)	01/31/97	Mutual Fund Prospectus Disclosure System Concept Proposal - Request for Comment	in effect (see also NIN#98/47 and Draft NI 81-101)

Legend

CP - Companion Policy CSA - Canadian Securities Administrators F - Form IR - Implementing Rule MLI - Multilateral Instrument

MLP - Multilateral Policy N - Notice NI - National Instrument NP - National Policy RC - Request for Comment