NIN 95/27 - Revised Indices of Notices and Interpretation Notes, Blanket Orders and Rulings, Local Policy Statements and Forms under the Securities Act and Securities Regulation [NIN - Rescinded]

Published Date:	1995-06-30
Effective Date:	1995-06-30

Effective June 30, 1995, the Commission is rescinding the indices dated effective January 6, 1995 of the Notices and Interpretation Notes, Blanket Orders and Rulings, Local Policy Statements and Forms under the Securities Act and Securities Regulation and substituting the indices attached to this Notice.

The NIN index contains only the NINs that are in effect and that have been lapsed since the publication of the previous index. The lapsing of a particular Notice does not imply that any material introduced or referred to in the Notice is no longer in effect. The index of BORs contains only the BORs that are in effect.

DATED at Vancouver, British Columbia, on June 29, 1995.

Douglas M. Hyndman
Chair

SECURITIES ACT

INDEX OF NOTICES AND INTERPRETATION NOTES

Effective June 30, 1995

NIN #	Date of NIN (mm/dd/yy)	Description	Status (mm/dd/yy)
87/45	06/11/87	Technical reports on mining properties accompanying prospectuses submitted for acceptance by the Superintendent of Brokers	in effect
87/52	07/24/87	Flow-through shares	in effect
87/66	10/09/87	Prospectus vetting procedures	in effect
87/67	10/09/87	Leveraged mutual fund purchases	in effect
88/5	03/31/88	Guidelines for applications to the Securities Commission or the Superintendent of Brokers for decisions or orders	in effect
88/7	06/01/88	Venture capital issuers	in effect
88/10	06/02/88	"Full disclosure" in financial statements	in effect
88/11	06/06/88	The effect of criminal and civil litigation on trading rights and registration	in effect
88/40	11/09/88	Sale of mutual funds by financial institutions - principles of regulation	in effect
88/43	11/18/88	Form 20A - clarification of requirements	in effect
88/45	12/01/88	National Policy Statement No. 41 - shareholder communication - removal of exemption	in effect
88/48	12/20/88	Full service and discount brokerage activities by financial institutions - principles of regulation	in effect
89/3	01/20/89	Conflict of interest rules statement - clarification of filing requirements	in effect
89/5	01/27/89	Introduction of revised quarterly report	lapsed 04/20/95
89/13	03/02/89	Statutory filings	in effect
89/17	04/06/89	Local Policy Statement 3-45 - designation as a reporting issuer and business investor offerings	in effect
89/21	07/21/89	Orders pursuant to section 145 of the Securities Act - removal of trading exemptions	in effect
89/29	10/13/89	Interpretation note - meaning of "the public"	in effect
89/30	10/13/89	Qualifications of auditors filing reports	in effect
89/32	10/31/89	Required form of offering memorandum	in effect
89/34	11/17/89	Settlements with the British Columbia Securities Commission	in effect
89/35	11/24/89	Disclosure of promotional or investor relations arrangements	in effect
89/36	11/15/89	Disclosure of experience of directors, officers, promoters and control persons	in effect
89/43	12/21/89	Local Policy Statement 3-07	in effect
90/4	02/09/90	National Policy No. 39 - mutual funds distributor's report and auditor's letter	in effect
90/7	03/07/90	Dual employment of individuals employed by financial institutions and securities registrants	in effect
90/13	04/05/90	Rights offerings	in effect
90/16	05/10/90	Principles of regulation re: activities of registrants related to financial institutions	in effect
90/20	06/07/90	Availability of weekly summary and material published under the Securities Act	in effect
90/22	06/14/90	Filing of specified forms	in effect
90/29	08/30/90	Proposals for securities firms	in effect
91/12	07/11/91	Ontario Securities Commission Policy Statement 9.1 - disclosure, valuation, review and approval requirements and recommendations for insider bids, issuer bids, going private transactions and related party transactions	in effect
91/17	09/25/91	Section 203(3)(b) of the Company Act - consent by the Superintendent of Brokers to the waiver of the appointment of an auditor for a subsidiary corporation	in effect
91/18	10/02/91	Auditor's report on comparative financial statements	in effect
91/19	10/10/91	New computer system for insider reports	in effect
91/20	10/31/91	Comparative interim financial statements	in effect
91/21	11/01/91	Accounting for business combinations and corporate reorganizations	in effect
91/22	11/13/91	Guide for use of the multijurisdictional disclosure system by Canadian issuers in the U.S. Market	in effect
91/23	12/12/91	Introduction of Interim Local Policy Statement 3-43 - government strip bonds	in effect
92/2	02/06/92	Communication with the Securities Commission	in effect
92/3	02/12/92	Waivers consequential to Local Policy Statement 3-07	in effect
92/4	03/05/92	Draft National Policy Statement No. 46 - index and commodity warrants and other derivative securities	in effect
92/8	05/07/92	Ontario Securities Commission Policy No. 4.8 - non-resident advisers	in effect
92/15	06/25/92	Securities Amendment Act, 1992	in effect
92/18	07/10/92	Required form of personal information	in effect
92/19	07/16/92	Revised Draft Local Policy Statement 3-04 - filing of assessment reports	in effect
92/21	07/16/92	Proposed junior POP system - request for comment	in effect
92/22	07/16/92	Fiscal agency agreements - request for comment	in effect
92/24	07/24/92	Amendments to the Securities Act	in effect
92/29	11/06/92	Accounting for performance shares	in effect
92/30	11/26/92	National Policy Statement No. 39 - mutual funds - draft section 2.09 - certain related parties acting as principals in purchases or sales of portfolio debt securities and proposed revocation of section 4.03 - dealer manager acting as principal	in effect
93/2	01/07/93	Specification of required forms under the Securities Act and Securities Regulation	in effect
93/3	01/07/93	Decisions of the British Columbia Securities Commission	lapsed 05/11/95
93/5	02/17/93	Section 115(3)(f) of the Securities Regulation - time limit for raising a minimum subscription	in effect
93/8	04/01/93	Money laundering: new federal regulations	in effect
93/12	06/10/93	Restriction applicable to the solicitation of expressions of interest under BOR#91/7 and BOR#93/1	in effect
93/16	08/19/93	Draft National Policy Statement No. 53 - Foreign issuer prospectus and continuous disclosure system	in effect
93/18	09/09/93	Fiscal agency agreement - Restrictions on exemption orders	in effect
93/21	11/25/93	Fiscal agency agreements - Application for discretionary exemption orders	in effect
93/23	12/16/93	Executive compensation	in effect
93/24	12/22/93	Exemption for filing notice of networking arrangements governed by the principles of regulation	in effect
94/2	01/06/94	Filing requirements for annual information forms	in effect
94/4	05/17/94	Decision of the Court of Appeal for British Columbia in the matter of Hamelin v. Seven Mile High Group Inc.	in effect
94/5	06/08/94	National Policy Statement No. 39 - Definition of debt-like securities	in effect
94/6	06/08/94	Proposed Interpretation Note on sections 31(2)(21) and 55(2)(18) of the Securities Act - Request for comment	in effect
94/9	07/26/94	Amendments to sections 154.3 and 154.4 of the Securities Act	in effect
94/11	09/14/94	Course announcement - The Securities Program	lapsed 06/30/95
94/12	09/21/94	Joint release of IOSCO/BIS derivatives papers	in effect
94/13	10/05/94	Summary of legislative and policy initiatives	in effect
94/14	10/05/94	Proposed amendments to the Securities Act	in effect
94/15	10/05/94	Proposed amendments to Securities Regulation	in effect
94/16	10/05/94	Draft amended Local Policy Statement 3-22 - Registration requirements	in effect
94/17	10/05/94	Form 12A - Prospectus for a junior industrial issuer, interim Local Policy Statement 3-17 - Registrant due diligence and related disclosure initiatives	in effect
94/18	10/05/94	Form 12A - Prospectus for a junior industrial issuer	in effect
94/19	10/12/94	Draft Amended National Policy Statement No. 41 - Security holder communication	in effect
94/20	10/14/94	Draft National Policy Statement No. 43 - Advertisements of securities and related sales practices	in effect
94/21	11/03/94	Expedited review of short form prospectus and renewal AIFs	in effect
94/22	11/01/94	Permission under section 35(1)(c) of the Securities Act	in effect
94/24	11/09/94	Part XIII of the Regulation to the Securities Act (Ontario) - Conflict of interest: related and connected issuers	in effect
94/25	11/23/94	Amendments to the Securities Act	in effect
94/26	11/23/94	Required form under section 32(g) of the Securities Act	in effect
94/27	11/23/94	New form of certificate under section 60(3) of the Securities Act	in effect
94/28	11/23/94	Proposed amendments to the Securities Act	in effect
94/29	12/22/94	Traditional relief - Interim Local Policy Statement No. 3-17 - Registrant due diligence	in effect
95/1	01/05/95	Revised indices of notices and interpretation notes, blanket orders and rulings, local policy statements and forms under the Securities Act and Securities Regulation	lapsed 06/30/95
95/2	01/05/95	Proposed revocation of Blanket Order #87/18	lapsed 06/22/95
95/3	01/05/95	Draft Form 14A - Information required in prospectus of junior natural resource issuer	lapsed 04/20/95
95/4	01/05/95	Amendments to Local Policy Statement 3-02, Blanket Order #95/1 and Form 12A Summary Prospectus Disclosure System	in effect
95/5	01/04/95	Principles of fair trading	in effect
95/6	01/12/95	Draft amendments to Form 30 and additional draft amendments to Section 146 of the Securities Regulation	in effect
95/7	01/12/95	Duties of registrants in the supervision of accounts operating under Powers of Attorney or Trading authorities	in effect
95/8	01/26/95	Task force in operational efficiencies in the administration of Securities Regulation - Interim report	in effect
95/9	02/08/95	Government strip bonds - information statement - Local Policy Statement 3-43 - Blanket Order #91/12	in effect
95/10	02/09/95	Proposed amendments to the Securities Act, Securities Regulation and Vancouver Stock Exchange Act	in effect
95/11	02/16/95	Proposed amendments to the Securities Act concerning Related Party Transactions Involving Mutual Funds	in effect
95/12	03/01/95	Executive Compensation and Indebtedness Disclosure - Ontario Staff Report	in effect
95/13	03/16/95	Amendments to the Securities Regulation Relating to Filing Requirements and Fees Applicable to Certain Mutual Funds	in effect
95/14	03/23/95	Amendments to the Insider Report Form (Form 36)	in effect
95/15	03/23/95	Interpretation Note - Disclosure of Securities under Control or Direction	in effect
95/16	04/20/95	Amendments to Form 30 (Information Circular)	in effect
95/17	04/20/95	Form 14A - Information Required in Prospectus of a Natural Resource Issuer	in effect
95/18	04/20/95	Draft National Policy Statement No. 54 - Expedited Registration System for Advisers	in effect
95/19	04/20/95	Form 61 - Quarterly Report	in effect
95/20	04/26/95	Draft Forms 12B and 14B - Information Required in Exchange Offering Prospectus of an Industrial Issuer and Information Required in Exchange Offering Prospectus of a Natural Resource Issuer	in effect
95/21	05/11/95	Decisions of the B.C. Securities Commission	in effect
95/22	06/01/95	Release of IOSCO/BIS Joint Report on the Framework for Supervisory Information About the Derivatives Activities of Banks and Securities Firms	in effect
95/23	06/14/95	Securities Amendment Act (No. 1), 1995	in effect
95/24	06/22/95	Fee payments under the Securities Act and the Commodity Contract Act	in effect
95/25	06/22/95	Revocation of Blanket Order #87/18	in effect
95/26	06/28/95	Report of Committee on Underwriting Conflicts of Interest - Request for Comment	in effect
95/27	06/29/95	Revised indices of notices and interpretation notes, blanket orders and rulings, local policy statements and forms under the Securities Act and Securities Regulation	in effect

SECURITIES ACT

INDEX OF BLANKET ORDERS AND RULINGS

Effective June 30, 1995

BOR #	Date of BOR (mm/dd/yy)	Description	Status (mm/dd/yy)
87/18	03/23/87	Certain certificates for government securities and zero coupon strip bonds	revoked effective 07/04/95 (see NIN#95/25)
87/29	06/11/87	A policy of the Toronto Stock Exchange on small shareholder selling and purchase arrangements	in effect
87/30	06/11/87	A policy of the Montreal Exchange on small shareholder selling and purchase arrangements	in effect 05/26/87
88/2	08/12/88	The definition of "exchange issuer"	in effect 09/01/88
88/3	08/12/88	Transitional rules respecting securities traded prior to September 1, 1988 under a exemption from section 42 of the Securities Act	in effect 09/01/88
88/5	08/12/88	Legending of certificates	in effect 09/01/88
88/6	08/12/88	Filing of insider reports by control persons	in effect 09/01/88
88/11	11/28/88	Conflict of interest rules statement - confirmation and reporting of transactions by registrants	in effect
89/1	01/26/89	Registration of persons trading in IOCC options	in effect
89/2	03/17/89	Requirement to send interim financial statements to shareholders of a reporting issuer	in effect 03/01/88
89/5	10/05/89	Trades in securities held subject to an escrow or pooling agreement	in effect
89/8	10/13/89	Reporting companies under the British Columbia Company Act and the definition of "reporting issuer"	in effect 11/01/89
89/10	10/31/89	Required form of offering memorandum	in effect 11/01/89
90/1	01/29/90	Trades of government warrants	in effect
90/2	02/27/90	Trades in shares issued in accordance with the Employee Investment Act	in effect
90/4	10/11/90	Trades in deposit-type or self-directed registered educational savings plans	in effect
91/2	05/03/91	Rules for shelf prospectus offerings and for pricing offerings after the prospectus is receipted	in effect 05/10/91
91/4	06/06/91	Trades of securities of private issuers	in effect 07/01/91
91/5	06/06/91	Resale of rights acquired under a rights offering	in effect 07/01/91
91/6	06/06/91	Recognition of certain countries and political divisions of countries issuing bonds, debentures or other evidence of indebtedness	in effect 07/01/91
91/7	06/25/91	Multijurisdictional Disclosure System	in effect 07/01/91 (see NIN#93/12)
91/8	08/01/91	Registration of Persons Trading in TCO Commodity Options	in effect 05/17/91
91/10	08/08/91	First Renewal Prospectuses Filed by Mutual Funds under National Policy Statement No. 36	in effect
91/12	12/12/91	Government Strip Bonds	in effect (see NIN#95/9)
92/1	04/23/92	Fees payable by members of the press for a subscription to the Weekly Summary and for search of a file	in effect
92/2	08/06/92	Limitations on a registrant underwriting securities of a related party or connected party of the registrant	in effect
92/3	11/18/92	Revocation of BOR#91/11 [AND] recognized options traded through recognized clearing agencies (recognized options rationalization order)	in effect 08/11/92
93/1	02/17/93	Prompt Offering Qualification System - Exemption Orders under Section 59 of the Act and Sections 99(2), 115(6) and 143(1)(b)(iii) of the Regulation	in effect 02/19/93 (see NIN#93/12)
93/3	06/16/93	The multijurisdictional disclosure system - Exemption order under Section 97(2) of the Company Act	in effect
93/4	12/22/93	Networking Arrangements Governed by the Principle of Regulations	in effect
94/1	11/23/94	Prompt Offering Qualification System - Memorandum of Understanding for expedited review of short form prospectuses and renewal AIFs	in effect 11/23/94 (see NIN#94/22)
95/1	01/05/95	Form 12A summary prospectus disclosure system - Order under Section 59 of the Act	in effect (see NIN#95/4)
95/2	06/22/95	Revocation of BOR#87/18	effective 07/04/95 (see NIN#95/25)

SECURITIES ACT

INDEX OF LOCAL POLICY STATEMENTS

Effective June 30, 1995

Policy #	Date of Policy (mm/dd/yy)	Description	Status (mm/dd/yy)
3-01	02/01/87	Factors to be considered in arriving at a decision that a natural resource property has sufficient merit to justify an expenditure thereon of risk capital derived from public subscription	in effect see NIN#89/43
3-02	12/21/90	Prospectus filing requirements	in effect 02/04/91 see NIN#95/4
3-03	02/01/87	Requirements re filing of preliminary prospectuses and prospectuses (national issues)	in effect
3-04		Replaced	replaced by LPS#3-17
3-05	02/01/87	Rights offerings to shareholders	in effect see NIN#90/13
3-06	02/01/87	Prospectus guidelines for the mortgage investment issuer	in effect
3-07	12/21/89	Policy guidelines respecting trading shares, performance shares and other consideration	in effect 03/01/90
3-09		Rescinded	rescinded by LPS#3-07
3-10		Rescinded	rescinded by LPS#3-07
3-11		Rescinded	rescinded by NIN#89/28
3-12	01/26/90	Rules for proceedings	in effect 02/01/90
3-13	02/01/87	Policy guidelines for a venture capital issuer planning to make a distribution	in effect see NIN#88/7 and NIN#89/43
3-14	09/09/93	Application for insider reporting exemptions	in effect 09/09/93
3-15	07/07/89	Exempt purchaser status	in effect 07/15/89
3-16	08/14/90	Registration for securities and insurance	in effect
3-17	01/06/95 (Interim)	Registrant due diligence	in effect see NIN#94/17
3-18		Reserved
3-19	02/01/87	Vancouver Stock Exchange listings	in effect
3-20		Reserved
3-21	02/01/87	Share and unit offerings of unlisted issuers and options and warrants available to registrants participating in such offerings	in effect see NIN#89/43
3-22	02/10/89 (interim) 10/05/94 (draft)	Requirements for registration for trading in securities Registration requirements	in effect see NIN#94/16
3-23		Reserved
3-24	02/01/87	Statutory exemptions and orders made under section 33 and section 59 of the Securities Act	in effect see NIN#88/5
3-25	02/01/87	Re: natural resource issuer - "best efforts" prospectus and amendments to prospectus arising from market conditions	in effect
3-26	02/01/87	Statement of material facts submitted to the Superintendent of Brokers and the Vancouver Stock Exchange for vetting	in effect
3-27		Reserved
3-28		Reserved
3-29		Reserved
3-30	02/01/87	Underwriter's conflict of interest	in effect
3-31	02/01/87	Incentive options to directors and employees - unlisted issuers	in effect
3-32		Reserved
3-33	02/01/87	R.R.S.P.'s administered by brokers on behalf of authorized trustees	in effect
3-34	02/01/87	Application for non-reporting status	in effect
3-35	10/13/89	Reactivation of dormant issuers	in effect 11/01/89
3-36		Reserved
3-37	02/01/87	Restricted shares (uncommon equities) distributions and disclosure	in effect
3-38	02/01/87	Registration of non-residents - Securities Act	in effect
3-39	02/01/87	Guidelines for advertising issues of securities and for promotional activities during the course of a distribution	in effect
3-40		Replaced	replaced by NP47 and BOR #93/1
3-41	02/01/87	Lawyer's conflict of interest	in effect
3-42	02/01/87	Registered representatives continued fitness for registration	in effect
3-43	12/12/91 (interim)	Government Strip Bonds	in effect see NIN#91/23, NIN#95/9
3-44	08/01/91	Recognition of stock exchanges and jurisdictions	in effect 08/15/91
3-45	04/06/89 (draft)	Designation as a reporting issuer (extraprovincial issuers)	in effect 04/08/89 see NIN#89/17

SECURITIES ACT

INDEX OF FORMS

Effective June 30, 1995

Form #	Title	Securities Act or Regulation Section or Form
1	Summons to attend before an investigator under section 128 of the Act	Reg 170
2	Affidavit of service	Reg 171
3	Application for registration as dealer, advisor or underwriter	Act 20(2)
4	Uniform application for registration/approval	Act 20(2) & 73.1
4A	(Abbreviated application for registration/approval - mutual fund salesman of financial institution)	Act 20(2)
4B	Personal information for directors, officers, promoters & control persons	Act 73.1
5	Uniform application for renewal of licence or registration	Act 20(2)
6	Reserved
7	Application for amendment of registration as dealer, advisor or underwriter	Act 20(2), 28(1) & (2)
7A	Application for transfer/change of status	Act 20(2) & 28(3)
8	Summons for an examination under section 24(c) of the Act	Reg 19
9-10	Reserved
11	Application for exempt purchaser status	Reg 75
12	Information required in prospectus of industrial issuer	Act 42(2) see NIN#93/23
12A	Information required in prospectus of junior industrial issuer	Act 42(2) see NIN#94/18 effective 01/06/95
13	Information required in prospectus of finance issuer	Act 42(2) see NIN#93/23
14	Information required in prospectus of natural resource issuer	Act 42(2) see NIN#93/23
14A	Information required in prospectus of a natural resource issuer	Act 42(2) see NIN#95/17 effective 08/01/95
15	Information required in prospectus of mutual fund	Act 42(2) see NIN#93/23
16	Escrow agreement (relating to performance shares)	Reg 117(d)(iii)(B) & 134(6)(b)(i)
17	Revoked (03/01/90)
18	Revoked (09/01/88)
19	Reserved
20	Report of exempt distribution	Reg 132
20A	Acknowledgement and undertaking Draft Form 20A (IP and NIP) - see NIN#94/15	Reg 128
21,21A & 22	Revoked (09/01/88)
23	Notice of intention to sell and declaration pursuant to section 117(c) and (d) of the Securities Regulation	Reg 129
24	Statement of material facts	Reg 121(b) (formerly Reg 116)
25	Put option contract	Act 58(1)(b)(iii) (formerly Act 58(b))
26	Call option contract	Act 58(1)(b)(iii) (formerly Act 58(b))
27	Material change report under section 67(1) of the Act	Act 67(1) & Reg 144
28	Annual filing of reporting issuer	Reg 167(2) (formerly Reg 146) see NIN#93/23
29	Finance company questionnaire and financial report	Reg 142
30	Information circular	Act 31(2)(9)(i), 55(2)(8)(i), 101(2)(a) & (b) & 101(5) see NIN#93/23 and NIN#95/16 (amendment effective 07/01/95)
31	Notice of intention to make an issuer bid	Act 81(f)
32	Take over bid circular	Act 90(7)
33	Issuer bid circular	Act 90(7)
34	Directors' circular	Act 91(8)
35	Director's or officer's circular	Act 91(8)
36	Insider report	Act 70(2) & (4) & Reg 130 see NIN#95/14 and NIN#95/15
37	Reserved
38	Report by a registered owner of securities beneficially owned by an insider required under section 71 of the Act	Act 71 & Reg 151
39	Report of a mutual fund manager required under section 109 of the Act	Act 109
40	Endorsement of warrant	Act 139(1)
41	Statement of executive compensation	Form 30, Item 6 see NIN#93/23
42	Reserved
43	Offering memorandum	Reg 126(c)
43A	Offering memorandum - immigrant investor program	Reg 126(c)
44-49	Reserved
50	Short form of prospectus of a mutual fund	Act 42(3) (formerly Reg 95)
51	Annual information form of a mutual fund	Reg 93(2)(b) (formerly Reg 94)
52	Financial statements of a mutual fund	Reg 105(1) & 138 (formerly Reg 104(1))
53	Trust agreement	Reg 25
54	Technical report on mineral properties excluding oil and gas	Reg 102
55	Technical report on oil and gas properties	Reg 102
56-57	Reserved	NIN#94/26
58	Information Statement required under section 32(g) of the Act For Not-For-Profit Organizations	Act 32(g)
59	Reserved
60	Subordination agreement	Reg 26
61	Quarterly report	Reg 145 see NIN#89/5 and NIN#95/19 (amendment effective 07/31/95)
62-68	Reserved
69	Conflict of interest rules statement	Reg 167.3(1)
70	Statement and undertaking pursuant to section 167.3(4) of the Securities Regulation	Reg 167.3(4)

SECURITIES ACT

INDEX OF REFERENCES TO A REQUIRED FORM WHERE NO FORM IS SPECIFIED

Effective June 30, 1995

Securities Act or Regulation Section or Form	Form or Requirement	Title
Act 31(2)(21) 55(2)(18) & Reg 117(d)(iii)(B) 134(2)(b)(i)	No form specified	Escrow agreement (relating to property shares)
Act 31(2)(21) 55(2)(18) & Reg 117(d)(iii)(B) 134(2)(b)(i) 134(6)(b)(i)	No form specified	Pooling agreement
Act 101(1)	No form specified but must comply with items 1 and 2 of Form 30	Form of proxy
Reg 22(b)	No form specified	Underwriter's calculation of net free capital
Reg 152.1	No form specified	Form of signature and certification