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Securities Law

NIN 99/10 - Rescission of Certain National Policy Statements [NIN - Rescinded]

Published Date: 1999-03-26
Effective Date: 1999-04-01
Effective April 1, 1999, the Canadian securities regulatory authorities are rescinding the following National Policy Statements:
  • National Policy Statement No. 4 - Conditions for Dealer Sub-Underwritings
  • National Policy No. 16 - Maintenance of Provincial Trading Records
  • National Policy Statement No. 20 - Trading in Unqualified Securities - Securities in Primary Distribution in Other Jurisdictions

A notice respecting the proposed rescissions was published on September 11, 1998 (NIN#98/57). Interested parties were invited to make submissions with respect to the proposed rescissions. No submissions were received.

DATED at Vancouver, British Columbia, on March 25, 1999

Douglas M. Hyndman