81-105 Mutual Fund Sales Practices
| Document | Published | Effective | |
|---|---|---|---|
| 81-105 |
Mutual Fund Sales Practices [NI]
PDF
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|
2022-06-01 | 2022-06-01 |
| 81-105CP |
Mutual Fund Sales Practices [CP]
PDF
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|
2022-06-01 | 2022-06-01 |
Advance Notices
| Document | Published | Effective | |
|---|---|---|---|
| 81-105 |
Mutual Fund Sales Practices [NI Amendment Advance Notice - Annex B]
PDF
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|
2020-09-17 | 2020-12-31 |
| 81-105 |
Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds [CSA Notice]
PDF
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|
2022-01-20 | --- |
| 81-105 |
CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required [CSA Notice]
PDF
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|
2020-09-17 | --- |
| 81-105CP |
Mutual Fund Sales Practices [CP Amendment Advance Notice - Annex C]
PDF
Download
|
2020-09-17 | 2022-06-01 |
Proposed Amendments
| Document | Published | Effective | |
|---|---|---|---|
| 81-105 |
Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices [NI Amendment Proposed]
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|
2018-09-13 | --- |
| 81-105CP |
Proposed Changes to Companion Policy 81-105CP to National Instrument 81-105 Mutual Fund Sales Practices [CP Amendment Proposed]
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|
2018-09-13 | --- |
CSA Related Documents
| Document | Published | Effective | |
|---|---|---|---|
| 81-105 |
CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required [CSA Notice]
PDF
Download
|
2020-09-17 | --- |
| 81-522 |
Temporary Exemption from Delivery of Fund Facts and ETF Facts Documents For No-Trailing-Commission Switches
PDF
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|
2020-12-24 | 2020-12-31 |
| 81-525 |
Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
PDF
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|
2022-03-25 | 2022-06-01 |