Securities Law

81-105 Mutual Fund Sales Practices

Document		Published	Effective
81-105	Mutual Fund Sales Practices [NI] PDF Download	2022-06-01	2022-06-01
81-105CP	Mutual Fund Sales Practices [CP] PDF Download	2022-06-01	2022-06-01

Advance Notices

Document		Published	Effective
81-105	Mutual Fund Sales Practices [NI Amendment Advance Notice - Annex B] PDF Download	2020-09-17	2020-12-31
81-105	Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds [CSA Notice] PDF Download	2022-01-20	---
81-105	CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required [CSA Notice] PDF Download	2020-09-17	---
81-105CP	Mutual Fund Sales Practices [CP Amendment Advance Notice - Annex C] PDF Download	2020-09-17	2022-06-01

Proposed Amendments

Document		Published	Effective
81-105	Mutual Fund Sales Practices [NI Amendment Proposed - Annex F] PDF Download	2024-11-28	---
81-105CP	Mutual Fund Sales Practices [CP Amendment Proposed - Annex G] PDF Download	2024-11-28	---
81-105	Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Proposed Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices - The Principal Distributor Model [CSA Notice and Request for Comment] PDF Download	2024-11-28	---
81-105	Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices [NI Amendment Proposed] PDF Download	2018-09-13	---
81-105CP	Proposed Changes to Companion Policy 81-105CP to National Instrument 81-105 Mutual Fund Sales Practices [CP Amendment Proposed] PDF Download	2018-09-13	---

CSA Related Documents

Document		Published	Effective
81-105	CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required [CSA Notice] PDF Download	2020-09-17	---
81-522	Temporary Exemption from Delivery of Fund Facts and ETF Facts Documents For No-Trailing-Commission Switches PDF Download	2020-12-24	2020-12-31
81-525	Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers PDF Download	2022-03-25	2022-06-01